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PCP

Proficio Capital Partners Portfolio holdings

AUM $1.87B
1-Year Est. Return 30.54%
This Fund
S&P 500
This Quarter Est. Return
+1.29%
1 Year Est. Return
+30.54%
3 Year Est. Return
+93.79%
5 Year Est. Return
+106.28%
10 Year Est. Return
+309.29%
AUM
$268M
AUM Growth
-$24.1M
Cap. Flow
-$27.4M
Cap. Flow %
-10.21%
Top 10 Hldgs %
51.01%
Holding
2,003
New
10
Increased
21
Reduced
74
Closed
1,883

Top Buys

Rank Stock Value
1
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$14.4M
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$10.3M
3
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$8.69M
4
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$7.28M
5
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$6.27M

Top Sells

Rank Stock Value
1
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$10M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$3.67M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.37M
4
DPG
Duff & Phelps Utility and Infrastructure Fund
DPG
+$2.34M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$2.29M

Sector Composition

Rank Sector Weight
1 Financials 5.73%
2 Consumer Discretionary 4.51%
3 Technology 4.3%
4 Consumer Staples 2.39%
5 Communication Services 2.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VIA
1951
DELISTED
Viacom Inc. Class A
VIA
– –
-44
Closed -$2K
SIVB
1952
DELISTED
SVB Financial Group
SIVB
– –
-98
Closed -$22K
AMNB
1953
DELISTED
American National Bankshares Inc
AMNB
– –
-336
Closed -$13K
AAWW
1954
DELISTED
Atlas Air Worldwide Holdings, Inc.
AAWW
– –
-424
Closed -$19K
SBNY
1955
DELISTED
Signature Bank
SBNY
– –
-23
Closed -$3K
PEI
1956
DELISTED
Pennsylvania Real Estate Investment Trust
PEI
– –
-90
Closed -$9K
WLL
1957
DELISTED
Whiting Petroleum Corporation
WLL
– –
-7
Closed -$10K
MBT
1958
DELISTED
Mobile TeleSystems Public Joint Stock Company American Depositary Shares (Each representing 2 Shares
MBT
– –
-150
Closed -$1K
WBK
1959
DELISTED
Westpac Banking Corporation
WBK
– –
-593
Closed -$12K
BBL
1960
DELISTED
BHP Group Plc American Depositary Shares (Each representing two Ordinary Shares)
BBL
– –
-1,887
Closed -$96K
IBDM
1961
DELISTED
iShares iBonds Dec 2021 Term Corporate ETF
IBDM
– –
-7,555
Closed -$188K
VEDL
1962
DELISTED
Vedanta Limited American Depostary Shares (Each representing four equity shares)
VEDL
– –
-664
Closed -$7K
CMO
1963
DELISTED
Capstead Mortgage Corp.
CMO
– –
-290
Closed -$2K
GRA
1964
DELISTED
W.R. Grace & Co.
GRA
– –
-197
Closed -$15K
CKH
1965
DELISTED
Seacor Holdings Inc.
CKH
– –
-20
Closed -$1K
MTSC
1966
DELISTED
MTS Systems Corp
MTSC
– –
-61
Closed -$4K
CEO
1967
DELISTED
CNOOC Limited
CEO
– –
-50
Closed -$9K
CHL
1968
DELISTED
China Mobile Limited
CHL
– –
-50
Closed -$2K
UN
1969
DELISTED
Unilever NV New York Registry Shares
UN
– –
-142
Closed -$9K
GSH
1970
DELISTED
Guangshen Railway Co. Ltd
GSH
– –
-84
Closed -$1K
FTR
1971
DELISTED
Frontier Communications Corp.
FTR
– –
-196
Closed –
CY
1972
DELISTED
Cypress Semiconductor
CY
– –
-149
Closed -$3K
BAS
1973
DELISTED
Basis Energy Services, Inc.
BAS
– –
-477
Closed -$1K
CELG
1974
DELISTED
Celgene Corp
CELG
– –
-1,773
Closed -$164K
AUO
1975
DELISTED
AU Optronics Corp
AUO
– –
-2,951
Closed -$9K
77 78
79
80 81

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Proficio Capital Partners's Q3 2019 Portfolio in Review

As of Q3 2019, Proficio Capital Partners held 2,003 positions worth $268M, down 8.3% from $292M the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Proficio Capital Partners withdrew a net $27.4M in Q3 2019, closing 1,883 positions and reducing 74 holdings. Its most notable exit was iShares Russell Mid-Cap Growth ETF, an estimated $10M position sold in full.

By sector, the portfolio is most concentrated in Financials at 5.7% of assets, down from 7.3% a quarter earlier, followed by Consumer Discretionary and Technology.

Against the trend, Proficio Capital Partners opened a new position in iShares Russell Top 200 Growth ETF worth $8.68M.

  • Proficio Capital Partners's largest Q3 2019 buy was iShares Russell Top 200 Growth ETF: 99,660 shares worth $8.68M.
  • Proficio Capital Partners added most to PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q3 2019, an estimated $14.4M increase.
  • Proficio Capital Partners's biggest Q3 2019 reduction was Alphabet (Google) Class C, cutting an estimated $3.67M.
  • Proficio Capital Partners fully exited iShares Russell Mid-Cap Growth ETF in Q3 2019, selling an estimated $10M.
  • Proficio Capital Partners's ten largest holdings make up 51% of its $268M portfolio in Q3 2019.
  • Proficio Capital Partners opened 10 new positions and closed 1,883 in Q3 2019.
  • Proficio Capital Partners's portfolio value fell 8.3% quarter-over-quarter to $268M.

Based on Proficio Capital Partners's 13F filing for Q3 2019, filed 13 Nov 2019.