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PCP

Proficio Capital Partners Portfolio holdings

AUM $1.87B
1-Year Est. Return 30.54%
This Fund
S&P 500
This Quarter Est. Return
+1.29%
1 Year Est. Return
+30.54%
3 Year Est. Return
+93.79%
5 Year Est. Return
+106.28%
10 Year Est. Return
+309.29%
AUM
$268M
AUM Growth
-$24.1M
Cap. Flow
-$27.4M
Cap. Flow %
-10.21%
Top 10 Hldgs %
51.01%
Holding
2,003
New
10
Increased
21
Reduced
74
Closed
1,883

Top Buys

Rank Stock Value
1
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$14.4M
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$10.3M
3
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$8.69M
4
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$7.28M
5
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$6.27M

Top Sells

Rank Stock Value
1
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$10M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$3.67M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.37M
4
DPG
Duff & Phelps Utility and Infrastructure Fund
DPG
+$2.34M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$2.29M

Sector Composition

Rank Sector Weight
1 Financials 5.73%
2 Consumer Discretionary 4.51%
3 Technology 4.3%
4 Consumer Staples 2.39%
5 Communication Services 2.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NUAN
1776
DELISTED
Nuance Communications, Inc.
NUAN
– –
-122
Closed -$2K
INFO
1777
DELISTED
IHS Markit Ltd. Common Shares
INFO
– –
-578
Closed -$37K
VCRA
1778
DELISTED
VOCERA COMMUNICATIONS, INC.
VCRA
– –
-282
Closed -$9K
CSLT
1779
DELISTED
CASTLIGHT HEALTH, INC.
CSLT
– –
-2,733
Closed -$9K
FMBI
1780
DELISTED
First Midwest Bancorp Inc/IL
FMBI
– –
-160
Closed -$3K
XLNX
1781
DELISTED
Xilinx Inc
XLNX
– –
-552
Closed -$65K
GWB
1782
DELISTED
Great Western Bancorp, Inc.
GWB
– –
-28
Closed -$1K
GTS
1783
DELISTED
Triple-S Management Corporation
GTS
– –
-409
Closed -$9K
SC
1784
DELISTED
SANTANDER CONSUMER USA HOLDINGS INC
SC
– –
-52
Closed -$1K
RDS.A
1785
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
– –
-2,059
Closed -$134K
RDS.B
1786
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
– –
-500
Closed -$33K
MGLN
1787
DELISTED
Magellan Health Services, Inc.
MGLN
– –
-367
Closed -$27K
BMTC
1788
DELISTED
Bryn Mawr Bank Corp
BMTC
– –
-23
Closed -$1K
RBNC
1789
DELISTED
Reliant Bancorp, Inc. Common Stock
RBNC
– –
-17
Closed –
ATH
1790
DELISTED
Athene Holding Ltd. Class A Common Shares
ATH
– –
-68
Closed -$3K
COR
1791
DELISTED
Coresite Realty Corporation
COR
– –
-146
Closed -$17K
KSU
1792
DELISTED
Kansas City Southern
KSU
– –
-248
Closed -$30K
HRC
1793
DELISTED
HILL-ROM HOLDINGS, INC.
HRC
– –
-215
Closed -$22K
CVA
1794
DELISTED
Covanta Holding Corporation
CVA
– –
-229
Closed -$4K
ADMS
1795
DELISTED
Adamas Pharmaceuticals
ADMS
– –
-999
Closed -$6K
ECHO
1796
DELISTED
Echo Global Logistics, Inc.
ECHO
– –
-217
Closed -$5K
CAI
1797
DELISTED
CAI International, Inc.
CAI
– –
-41
Closed -$1K
FLXN
1798
DELISTED
Flexion Therapeutics, Inc.
FLXN
– –
-88
Closed -$1K
CNBKA
1799
DELISTED
Century Bancorp Inc/Mass
CNBKA
– –
-265
Closed -$23K
EBSB
1800
DELISTED
Meridian Bancorp, Inc.
EBSB
– –
-610
Closed -$11K
70 71
72
73 74

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Proficio Capital Partners's Q3 2019 Portfolio in Review

As of Q3 2019, Proficio Capital Partners held 2,003 positions worth $268M, down 8.3% from $292M the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Proficio Capital Partners withdrew a net $27.4M in Q3 2019, closing 1,883 positions and reducing 74 holdings. Its most notable exit was iShares Russell Mid-Cap Growth ETF, an estimated $10M position sold in full.

By sector, the portfolio is most concentrated in Financials at 5.7% of assets, down from 7.3% a quarter earlier, followed by Consumer Discretionary and Technology.

Against the trend, Proficio Capital Partners opened a new position in iShares Russell Top 200 Growth ETF worth $8.68M.

  • Proficio Capital Partners's largest Q3 2019 buy was iShares Russell Top 200 Growth ETF: 99,660 shares worth $8.68M.
  • Proficio Capital Partners added most to PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q3 2019, an estimated $14.4M increase.
  • Proficio Capital Partners's biggest Q3 2019 reduction was Alphabet (Google) Class C, cutting an estimated $3.67M.
  • Proficio Capital Partners fully exited iShares Russell Mid-Cap Growth ETF in Q3 2019, selling an estimated $10M.
  • Proficio Capital Partners's ten largest holdings make up 51% of its $268M portfolio in Q3 2019.
  • Proficio Capital Partners opened 10 new positions and closed 1,883 in Q3 2019.
  • Proficio Capital Partners's portfolio value fell 8.3% quarter-over-quarter to $268M.

Based on Proficio Capital Partners's 13F filing for Q3 2019, filed 13 Nov 2019.