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PCP

Proficio Capital Partners Portfolio holdings

AUM $1.87B
1-Year Est. Return 30.54%
This Fund
S&P 500
This Quarter Est. Return
+1.29%
1 Year Est. Return
+30.54%
3 Year Est. Return
+93.79%
5 Year Est. Return
+106.28%
10 Year Est. Return
+309.29%
AUM
$268M
AUM Growth
-$24.1M
Cap. Flow
-$27.4M
Cap. Flow %
-10.21%
Top 10 Hldgs %
51.01%
Holding
2,003
New
10
Increased
21
Reduced
74
Closed
1,883

Top Buys

Rank Stock Value
1
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$14.4M
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$10.3M
3
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$8.69M
4
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$7.28M
5
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$6.27M

Top Sells

Rank Stock Value
1
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$10M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$3.67M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.37M
4
DPG
Duff & Phelps Utility and Infrastructure Fund
DPG
+$2.34M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$2.29M

Sector Composition

Rank Sector Weight
1 Financials 5.73%
2 Consumer Discretionary 4.51%
3 Technology 4.3%
4 Consumer Staples 2.39%
5 Communication Services 2.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SGEN
1676
DELISTED
Seagen Inc. Common Stock
SGEN
– –
-406
Closed -$28K
CORR
1677
DELISTED
CorEnergy Infrastructure Trust, Inc.
CORR
– –
-238
Closed -$9K
VRTV
1678
DELISTED
VERITIV CORPORATION
VRTV
– –
-365
Closed -$7K
PACW
1679
DELISTED
PacWest Bancorp
PACW
– –
-1,393
Closed -$54K
VMW
1680
DELISTED
VMware, Inc
VMW
– –
-581
Closed -$97K
ITCL
1681
DELISTED
Banco Itau Chile American Depositary Shares (each representing one third of one (1/3) Common Share)
ITCL
– –
-95
Closed -$1K
ICPT
1682
DELISTED
Intercept Pharmaceuticals, Inc.
ICPT
– –
-76
Closed -$6K
TWNK
1683
DELISTED
Hostess Brands, Inc. Class A Common Stock
TWNK
– –
-153
Closed -$2K
TRHC
1684
DELISTED
Tabula Rasa HealthCare, Inc. Common Stock
TRHC
– –
-93
Closed -$5K
RVLP
1685
DELISTED
RVL Pharmaceuticals plc Ordinary Shares
RVLP
– –
-747
Closed -$3K
NATI
1686
DELISTED
National Instruments Corp
NATI
– –
-66
Closed -$3K
TRTN
1687
DELISTED
Triton International Limited
TRTN
– –
-68
Closed -$2K
SYNH
1688
DELISTED
Syneos Health, Inc. Class A Common Stock
SYNH
– –
-18
Closed -$1K
RETA
1689
DELISTED
Reata Pharmaceuticals, Inc. Class A Common Stock
RETA
– –
-107
Closed -$10K
PRTK
1690
DELISTED
Paratek Pharmaceuticals, Inc.
PRTK
– –
-178
Closed -$1K
SURF
1691
DELISTED
Surface Oncology, Inc. Common Stock
SURF
– –
-242
Closed -$1K
BKI
1692
DELISTED
Black Knight, Inc. Common Stock
BKI
– –
-462
Closed -$28K
NUVA
1693
DELISTED
NuVasive, Inc.
NUVA
– –
-45
Closed -$3K
PDCE
1694
DELISTED
PDC Energy, Inc.
PDCE
– –
-168
Closed -$6K
UNVR
1695
DELISTED
Univar Solutions Inc.
UNVR
– –
-49
Closed -$1K
SPPI
1696
DELISTED
Spectrum Pharmaceuticals Inc
SPPI
– –
-295
Closed -$3K
LSI
1697
DELISTED
Life Storage, Inc.
LSI
– –
-122
Closed -$8K
ROCC
1698
DELISTED
Ranger Oil Corporation Class A Common Stock
ROCC
– –
-85
Closed -$3K
DCP
1699
DELISTED
DCP Midstream, LP
DCP
– –
-1,655
Closed -$48K
CS
1700
DELISTED
Credit Suisse Group
CS
– –
-326
Closed -$4K
66 67
68
69 70

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Proficio Capital Partners's Q3 2019 Portfolio in Review

As of Q3 2019, Proficio Capital Partners held 2,003 positions worth $268M, down 8.3% from $292M the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Proficio Capital Partners withdrew a net $27.4M in Q3 2019, closing 1,883 positions and reducing 74 holdings. Its most notable exit was iShares Russell Mid-Cap Growth ETF, an estimated $10M position sold in full.

By sector, the portfolio is most concentrated in Financials at 5.7% of assets, down from 7.3% a quarter earlier, followed by Consumer Discretionary and Technology.

Against the trend, Proficio Capital Partners opened a new position in iShares Russell Top 200 Growth ETF worth $8.68M.

  • Proficio Capital Partners's largest Q3 2019 buy was iShares Russell Top 200 Growth ETF: 99,660 shares worth $8.68M.
  • Proficio Capital Partners added most to PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q3 2019, an estimated $14.4M increase.
  • Proficio Capital Partners's biggest Q3 2019 reduction was Alphabet (Google) Class C, cutting an estimated $3.67M.
  • Proficio Capital Partners fully exited iShares Russell Mid-Cap Growth ETF in Q3 2019, selling an estimated $10M.
  • Proficio Capital Partners's ten largest holdings make up 51% of its $268M portfolio in Q3 2019.
  • Proficio Capital Partners opened 10 new positions and closed 1,883 in Q3 2019.
  • Proficio Capital Partners's portfolio value fell 8.3% quarter-over-quarter to $268M.

Based on Proficio Capital Partners's 13F filing for Q3 2019, filed 13 Nov 2019.