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PCP

Proficio Capital Partners Portfolio holdings

AUM $2.79B
1-Year Est. Return 27.93%
This Fund
S&P 500
This Quarter Est. Return
+1.29%
1 Year Est. Return
+27.93%
3 Year Est. Return
+97.01%
5 Year Est. Return
+111.48%
10 Year Est. Return
+327.04%
AUM
$268M
AUM Growth
-$24.1M
Cap. Flow
-$27.4M
Cap. Flow %
-10.21%
Top 10 Hldgs %
51.01%
Holding
2,003
New
10
Increased
21
Reduced
74
Closed
1,882

Top Buys

Rank Stock Value
1
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$14.4M
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$10.3M
3
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$8.69M
4
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$7.28M
5
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$6.27M

Top Sells

Rank Stock Value
1
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$10M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$3.67M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.37M
4
DPG
Duff & Phelps Utility and Infrastructure Fund
DPG
+$2.34M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$2.29M

Sector Composition

Rank Sector Weight
1 Miscellaneous 77.5%
2 Financials 5.73%
3 Consumer Discretionary 4.51%
4 Technology 4.3%
5 Consumer Staples 2.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SMBK icon
1301
SmartFinancial
SMBK
$888M
– –
-310
Closed -$7K
SMFG icon
1302
Sumitomo Mitsui Financial
SMFG
$169B
– –
-5,252
Closed -$37K
SMG icon
1303
ScottsMiracle-Gro
SMG
$3.14B
– –
-210
Closed -$21K
SMTC icon
1304
Semtech
SMTC
$16.6B
– –
-43
Closed -$2K
SNA icon
1305
Snap-on
SNA
$19.2B
– –
-326
Closed -$54K
SNAP icon
1306
Snap
SNAP
$9.56B
– –
-34
Closed –
SNBR
1307
DELISTED
Sleep Number
SNBR
– –
-22
Closed -$1K
SNDR icon
1308
Schneider National
SNDR
$5.71B
– –
-766
Closed -$14K
SNDX icon
1309
Syndax Pharmaceuticals
SNDX
$1.58B
– –
-328
Closed -$3K
SNN icon
1310
Smith & Nephew
SNN
$11.6B
– –
-1,785
Closed -$78K
SNPS icon
1311
Synopsys
SNPS
$73B
– –
-660
Closed -$85K
SNV
1312
DELISTED
Synovus
SNV
– –
-902
Closed -$32K
SNY icon
1313
Sanofi
SNY
$103B
– –
-359
Closed -$16K
SO icon
1314
Southern Company
SO
$99.8B
– –
-972
Closed -$54K
SON icon
1315
Sonoco
SON
$4.83B
– –
-47
Closed -$3K
SONY icon
1316
Sony
SONY
$139B
– –
-11,715
Closed -$123K
SPB icon
1317
Spectrum Brands
SPB
$2B
– –
-4
Closed –
SPG icon
1318
Simon Property Group
SPG
$66.2B
– –
-151
Closed -$24K
SPIB icon
1319
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.3B
– –
-1,467
Closed -$51K
SPOT icon
1320
Spotify
SPOT
$109B
– –
-18
Closed -$3K
SPR
1321
DELISTED
Spirit AeroSystems
SPR
– –
-461
Closed -$38K
SPRO icon
1322
Spero Therapeutics
SPRO
$65.2M
– –
-590
Closed -$7K
SPXC icon
1323
SPX Corp
SPXC
$9B
– –
-57
Closed -$2K
SPYD icon
1324
State Street SPDR Portfolio S&P 500 High Dividend ETF
SPYD
$7.47B
– –
-3,325
Closed -$126K
SQM icon
1325
Sociedad Química y Minera de Chile
SQM
$20.5B
– –
-64
Closed -$2K
51 52
53
54 55

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HFCIX
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MA
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Proficio Capital Partners's Q3 2019 Portfolio in Review

As of Q3 2019, Proficio Capital Partners held 2,003 positions worth $268M, down 8.3% from $292M the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Proficio Capital Partners withdrew a net $27.4M in Q3 2019, closing 1,882 positions and reducing 74 holdings. Its most notable exit was iShares Russell Mid-Cap Growth ETF, an estimated $10M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 78% of assets, up from 63% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Proficio Capital Partners opened a new position in iShares Russell Top 200 Growth ETF worth $8.68M.

  • Proficio Capital Partners's largest Q3 2019 buy was iShares Russell Top 200 Growth ETF: 99,660 shares worth $8.68M.
  • Proficio Capital Partners added most to PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q3 2019, an estimated $14.4M increase.
  • Proficio Capital Partners's biggest Q3 2019 reduction was Alphabet (Google) Class C, cutting an estimated $3.67M.
  • Proficio Capital Partners fully exited iShares Russell Mid-Cap Growth ETF in Q3 2019, selling an estimated $10M.
  • Proficio Capital Partners's ten largest holdings make up 51% of its $268M portfolio in Q3 2019.
  • Proficio Capital Partners opened 10 new positions and closed 1,882 in Q3 2019.
  • Proficio Capital Partners's portfolio value fell 8.3% quarter-over-quarter to $268M.

Based on Proficio Capital Partners's 13F filing for Q3 2019, filed 13 Nov 2019.