Principle Wealth Partners Portfolio holdings
Principle Wealth Partners is a wealth management firm led by its founder and chief executive, Robert S. Paolucci, who is also the majority owner of its parent company, Principle Wealth Holdings. It builds client portfolios from diversified mutual funds, ETFs and individual stocks, usually holding a security for more than a year. Because the firm is independent, it can pick from a wide range of investments rather than a fixed set of products. Its family office service covers financial, tax and estate planning, and its clients include individuals, high net worth individuals, trusts, estates and retirement plans.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares 7-10 Year Treasury Bond ETF
IEF
|
+$38.9M |
| 2 |
SpaceX
SPCX
|
+$2.84M |
| 3 |
TCW Transform Systems ETF
PWRD
|
+$2.01M |
| 4 |
Apple
AAPL
|
+$1.98M |
| 5 |
Amplify International Enhanced Dividend Income ETF
IDVO
|
+$1.7M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
BNY Mellon Dynamic Value ETF
BKDV
|
+$19.5M |
| 2 |
Vanguard Morningstar Growth ETF
VUG
|
+$6.88M |
| 3 |
VanEck Semiconductor ETF
SMH
|
+$3.66M |
| 4 |
Vanguard S&P 500 Growth ETF
VOOG
|
+$2.48M |
| 5 |
Columbia Short Duration Bond ETF
SBND
|
+$1.29M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 44.48% |
| 2 | Technology | 17.9% |
| 3 | Financials | 11.42% |
| 4 | Industrials | 6.05% |
| 5 | Healthcare | 5.17% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
26
McDonald's
MCD
$199B
| $16.1M | 0.77% |
69,608
+126
| +0.2% | +$33.2K |
2018 Q4
31 quarters
|
|
27
Caterpillar
CAT
$274B
| $16.1M | 0.77% |
19,813
-529
| -3% | -$449K |
2020 Q4
23 quarters
|
|
28
ExxonMobil
XOM
$672B
| $15.6M | 0.75% |
95,767
+1,669
| +2% | +$261K |
2018 Q4
31 quarters
|
|
29
ALPS Smith Core Plus Bond ETF
SMTH
$3.74B
| $15.1M | 0.73% |
616,470
-26,000
| -4% | -$658K |
2023 Q4
11 quarters
|
|
30
T. Rowe Price Capital Appreciation Equity ETF
TCAF
$8.08B
| $15M | 0.72% |
353,726
+7,773
| +2% | +$328K |
2023 Q2
13 quarters
|
|
31
Berkshire Hathaway Class B
BRK.B
$1.22T
| $14.5M | 0.7% |
29,108
+2,189
| +8% | +$1.1M |
2018 Q4
31 quarters
|
|
32
Eli Lilly
LLY
$1.26T
| $14.3M | 0.69% |
12,354
+433
| +4% | +$511K |
2019 Q3
28 quarters
|
|
33
JPMorgan Ultra-Short Municipal Income ETF
JMST
$8.42B
| $14M | 0.67% |
277,071
-14,429
| -5% | -$734K |
2020 Q4
23 quarters
|
|
34
Visa
V
$788B
| $13.8M | 0.66% |
38,321
-66
| -0.2% | -$24.1K |
2018 Q4
31 quarters
|
|
35
iShares Expanded Tech-Software Sector ETF
IGV
$12.7B
| $13.4M | 0.64% |
125,539
+16,199
| +15% | +$1.62M |
2023 Q1
14 quarters
|
|
36
Amgen
AMGN
$252B
| $13.4M | 0.64% |
31,708
+182
| +0.6% | +$72.5K |
2018 Q4
31 quarters
|
|
37
State Street SPDR S&P 500 ETF Trust
SPY
$799B
| $13.3M | 0.64% |
17,458
-1,230
| -7% | -$934K |
2018 Q4
31 quarters
|
|
38
IBM
IBM
$233B
| $12.8M | 0.62% |
58,192
-691
| -1% | -$164K |
2018 Q4
31 quarters
|
|
39
Home Depot
HD
$353B
| $11.9M | 0.57% |
41,658
+360
| +0.9% | +$118K |
2018 Q4
31 quarters
|
|
40
Merck
MRK
$367B
| $11.7M | 0.56% |
80,264
+452
| +0.6% | +$62.5K |
2018 Q4
31 quarters
|
|
41
Procter & Gamble
PG
$390B
| $11M | 0.53% |
75,601
+892
| +1% | +$131K |
2018 Q4
31 quarters
|
|
42
Chevron
CVX
$411B
| $10.8M | 0.52% |
52,930
+1,179
| +2% | +$232K |
2018 Q4
31 quarters
|
|
43
Invesco S&P MidCap Momentum ETF
XMMO
$6.46B
| $10M | 0.48% |
67,966
+7,578
| +13% | +$1.18M |
2025 Q2
5 quarters
|
|
44
UnitedHealth
UNH
$356B
| $9.9M | 0.48% |
27,045
+388
| +1% | +$156K |
2018 Q4
31 quarters
|
|
45
JPMorgan Nasdaq Equity Premium Income ETF
JEPQ
$41.9B
| $9.8M | 0.47% |
160,260
+3,729
| +2% | +$222K |
2023 Q2
13 quarters
|
|
46
Coca-Cola
KO
$413B
| $9.49M | 0.46% |
110,191
+587
| +0.5% | +$50.9K |
2019 Q1
30 quarters
|
|
47
Palo Alto Networks
PANW
$271B
| $9.46M | 0.46% |
23,805
-3,242
| -12% | -$1.15M |
2023 Q2
13 quarters
|
|
48
First Trust Municipal High Income ETF
FMHI
$1.1B
| $9.39M | 0.45% |
209,303
-13,658
| -6% | -$646K |
2023 Q4
11 quarters
|
|
49
Invesco QQQ Trust
QQQ
$461B
| $9.24M | 0.45% |
12,494
-117
| -0.9% | -$83.6K |
2018 Q4
31 quarters
|
|
50
Vanguard Morningstar Mid-Cap ETF
VO
$108B
| $8.84M | 0.43% |
112,724
-3,993
| -3% | -$325K |
2020 Q4
23 quarters
|
|
Similar funds
Principle Wealth Partners's Q3 2026 Portfolio in Review
As of Q3 2026, Principle Wealth Partners held 426 positions worth $2.08B, up 2.5% from $2.03B the previous quarter. Its ten largest holdings account for 41% of the portfolio.
Principle Wealth Partners's Q3 2026 filing shows 28 new, 185 increased, 118 reduced and 16 closed positions. Its largest new stake was iShares 7-10 Year Treasury Bond ETF: 419,986 shares worth $37.5M. The largest sale was BNY Mellon Dynamic Value ETF, an estimated $19.5M.
By sector, the portfolio is most concentrated in Miscellaneous at 44% of assets, down from 45% a quarter earlier, followed by Technology and Financials.
- Principle Wealth Partners's largest Q3 2026 buy was iShares 7-10 Year Treasury Bond ETF: 419,986 shares worth $37.5M.
- Principle Wealth Partners added most to SpaceX in Q3 2026, an estimated $2.84M increase.
- Principle Wealth Partners's biggest Q3 2026 reduction was BNY Mellon Dynamic Value ETF, cutting an estimated $19.5M.
- Principle Wealth Partners fully exited Global X Artificial Intelligence & Technology ETF in Q3 2026, selling an estimated $602K.
- Principle Wealth Partners's ten largest holdings make up 41% of its $2.08B portfolio in Q3 2026.
- Principle Wealth Partners opened 28 new positions and closed 16 in Q3 2026.
- Principle Wealth Partners's portfolio value rose 2.5% quarter-over-quarter to $2.08B.
Based on Principle Wealth Partners's 13F filing for Q3 2026, filed 2 Nov 2026.