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Principal Financial Group

Principal Financial Group Portfolio holdings

AUM $187B
1-Year Est. Return 18.48%
 

Principal Financial Group, founded in 1879 as the Bankers Life Association by Edward Temple and headquartered in Des Moines, Iowa, is a global financial services firm specializing in retirement solutions, insurance, and asset management, overseeing more than $709 billion in assets under management as of late 2024. Serving over 62 million customers across individuals, businesses, and institutions, Principal offers 401(k) plans, group insurance (life, disability, dental), annuities, and investment products through its Principal Global Investors arm, with a strong focus on U.S. and international markets like Asia and Latin America. Known for its stability and customer-centric approach, the publicly traded company (NASDAQ: PFG) under CEO Dan Houston has expanded through acquisitions like Wells Fargo’s retirement business in 2019, emphasizing long-term financial security. With a workforce of over 19,000 and a legacy of resilience, Principal remains a trusted name in retirement and wealth management.

This Fund
S&P 500
This Quarter Est. Return
+7.53%
1 Year Est. Return
+18.48%
3 Year Est. Return
+76.86%
5 Year Est. Return
+98.55%
10 Year Est. Return
+401.09%
AUM
$120B
AUM Growth
+$6.6B
Cap. Flow
-$697M
Cap. Flow %
-0.58%
Top 10 Hldgs %
11.49%
Holding
2,348
New
104
Increased
867
Reduced
1,241
Closed
118

Top Buys

Rank Stock Value
1
INTU icon
Intuit
INTU
+$210M
2
TFC icon
Truist Financial
TFC
+$185M
3
CHTR icon
Charter Communications
CHTR
+$172M
4
CACC icon
Credit Acceptance
CACC
+$155M
5
PK icon
Park Hotels & Resorts
PK
+$145M

Top Sells

Rank Stock Value
1
STI
SunTrust Banks, Inc.
STI
+$162M
2
ALB icon
Albemarle
ALB
+$152M
3
CELG
Celgene Corp
CELG
+$109M
4
AAPL icon
Apple
AAPL
+$102M
5
DOC
PHYSICIANS REALTY TRUST
DOC
+$102M

Sector Composition

Rank Sector Weight
1 Real Estate 16.21%
2 Financials 16.12%
3 Technology 15.59%
4 Consumer Discretionary 11.07%
5 Industrials 9.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CBM
2326
DELISTED
Cambrex Corporation
CBM
– –
-286,216
Closed -$17M
VIAB
2327
DELISTED
Viacom Inc. Class B
VIAB
– –
-578,840
Closed -$13.9M
ORIT
2328
DELISTED
Oritani Financial Corp. New
ORIT
– –
-339,054
Closed -$6M
DF
2329
DELISTED
Dean Foods Company
DF
– –
-725,444
Closed -$842K
GHDX
2330
DELISTED
Genomic Health, Inc.
GHDX
– –
-199,105
Closed -$13.5M
LTXB
2331
DELISTED
LegacyTexas Financial Group Inc
LTXB
– –
-420,232
Closed -$18.3M
CJ
2332
DELISTED
C&J Energy Services, Inc.
CJ
– –
-520,766
Closed -$5.59M
CVRS
2333
DELISTED
CORINDUS VASCULAR ROBOTICS, INC
CVRS
– –
-15,102
Closed -$65K
MDSO
2334
DELISTED
Medidata Solutions, Inc.
MDSO
– –
-272,375
Closed -$24.9M
RTEC
2335
DELISTED
Rudolph Technologies Inc
RTEC
– –
-247,664
Closed -$6.53M
ALDR
2336
DELISTED
Alder Biopharmaceuticals
ALDR
– –
-23,572
Closed -$445K
ISCA
2337
DELISTED
International Speedway Corp
ISCA
– –
-102,718
Closed -$4.62M
NCI
2338
DELISTED
Navigant Consulting, Inc.
NCI
– –
-302,037
Closed -$8.44M
TYPE
2339
DELISTED
Monotype Imaging Holdings Inc.
TYPE
– –
-353,950
Closed -$7.01M
CTWS
2340
DELISTED
Connecticut Water Service Inc
CTWS
– –
-12,795
Closed -$896K
VSM
2341
DELISTED
Versum Materials, Inc.
VSM
– –
-469,019
Closed -$24.8M
BID
2342
DELISTED
Sotheby's
BID
– –
-142,245
Closed -$8.11M
MEET
2343
DELISTED
The Meet Group, Inc. Common Stock
MEET
– –
-79,461
Closed -$260K
GRA
2344
DELISTED
W.R. Grace & Co.
GRA
– –
-6,694
Closed -$447K
ORBC
2345
DELISTED
ORBCOMM, Inc.
ORBC
– –
-11,576
Closed -$55K
FTR
2346
DELISTED
Frontier Communications Corp.
FTR
– –
-831,093
Closed -$721K
CELG
2347
DELISTED
Celgene Corp
CELG
– –
-1,095,523
Closed -$109M
GCI
2348
DELISTED
Gannett Co., Inc
GCI
– –
-904,128
Closed -$9.71M
90 91 92 93
94

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Principal Financial Group's Q4 2019 Portfolio in Review

As of Q4 2019, Principal Financial Group held 2,348 positions worth $120B, up 5.8% from $113B the previous quarter. Its ten largest holdings account for 11% of the portfolio.

Principal Financial Group's Q4 2019 filing shows 104 new, 867 increased, 1,241 reduced and 118 closed positions. Its largest new stake was Park Hotels & Resorts: 6,053,859 shares worth $157M. The largest sale was SunTrust Banks, Inc., an estimated $162M.

By sector, the portfolio is most concentrated in Real Estate at 16% of assets, down from 17% a quarter earlier, followed by Financials and Technology.

  • Principal Financial Group's largest Q4 2019 buy was Park Hotels & Resorts: 6,053,859 shares worth $157M.
  • Principal Financial Group added most to Intuit in Q4 2019, an estimated $210M increase.
  • Principal Financial Group's biggest Q4 2019 reduction was Albemarle, cutting an estimated $152M.
  • Principal Financial Group fully exited SunTrust Banks, Inc. in Q4 2019, selling an estimated $162M.
  • Principal Financial Group's ten largest holdings make up 11% of its $120B portfolio in Q4 2019.
  • Principal Financial Group opened 104 new positions and closed 118 in Q4 2019.
  • Principal Financial Group's portfolio value rose 5.8% quarter-over-quarter to $120B.

Based on Principal Financial Group's 13F filing for Q4 2019, filed 5 Feb 2020.