Principal Financial Group Portfolio holdings
Principal Financial Group, founded in 1879 as the Bankers Life Association by Edward Temple and headquartered in Des Moines, Iowa, is a global financial services firm specializing in retirement solutions, insurance, and asset management, overseeing more than $709 billion in assets under management as of late 2024. Serving over 62 million customers across individuals, businesses, and institutions, Principal offers 401(k) plans, group insurance (life, disability, dental), annuities, and investment products through its Principal Global Investors arm, with a strong focus on U.S. and international markets like Asia and Latin America. Known for its stability and customer-centric approach, the publicly traded company (NASDAQ: PFG) under CEO Dan Houston has expanded through acquisitions like Wells Fargo’s retirement business in 2019, emphasizing long-term financial security. With a workforce of over 19,000 and a legacy of resilience, Principal remains a trusted name in retirement and wealth management.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Cardinal Health
CAH
|
+$99.9M |
| 2 |
Ambev
ABEV
|
+$95.7M |
| 3 |
Meta Platforms (Facebook)
META
|
+$90.6M |
| 4 |
RTN
Raytheon Company
RTN
|
+$90.2M |
| 5 |
Norfolk Southern
NSC
|
+$75.9M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Eli Lilly
LLY
|
+$132M |
| 2 |
Citigroup
C
|
+$107M |
| 3 |
APC
Anadarko Petroleum
APC
|
+$101M |
| 4 |
GE Aerospace
GE
|
+$90.9M |
| 5 |
Whirlpool
WHR
|
+$75.2M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 16.92% |
| 2 | Technology | 11.31% |
| 3 | Consumer Discretionary | 10.7% |
| 4 | Real Estate | 10.55% |
| 5 | Industrials | 10.07% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
ANAC
2126
DELISTED
ANACOR PHARMACEUTICALS INC COM
ANAC
| $215K | ﹤0.01% |
+12,838
| New | +$178K |
|
2127
iShares Russell Mid-Cap Growth ETF
IWP
$19.5B
| $214K | ﹤0.01% |
+5,062
| New | +$205K |
|
|
OMN
2128
DELISTED
OMNOVA Solutions Inc.
OMN
| $214K | ﹤0.01% |
23,436
| – | – |
|
|
LABL
2129
DELISTED
Multi-Color Corp
LABL
| $214K | ﹤0.01% |
+5,674
| New | +$204K |
|
|
BSFT
2130
DELISTED
BroadSoft, Inc.
BSFT
| $213K | ﹤0.01% |
7,794
| – | – |
|
2131
Hecla Mining
HL
$9.48B
| $212K | ﹤0.01% |
68,935
-1,272
| -2% | -$3.84K |
|
2132
US Physical Therapy
USPH
$1.21B
| $212K | ﹤0.01% |
+5,999
| New | +$196K |
|
|
SN
2133
DELISTED
Sanchez Energy Corporation
SN
| $212K | ﹤0.01% |
8,642
+1,088
| +14% | +$28.9K |
|
|
OSG
2134
Octave Specialty Group
OSG
$256M
| $211K | ﹤0.01% |
+8,591
| New | +$180K |
|
2135
Lattice Semiconductor
LSCC
$16.3B
| $211K | ﹤0.01% |
38,312
+17,179
| +81% | +$88.8K |
|
2136
Acco Brands
ACCO
$396M
| $210K | ﹤0.01% |
31,294
-578
| -2% | -$3.68K |
|
2137
Seaboard Corp
SEB
$4.28B
| $210K | ﹤0.01% |
75
-2
| -3% | -$5.53K |
|
2138
Coeur Mining
CDE
$14.9B
| $208K | ﹤0.01% |
19,192
-9,027
| -32% | -$102K |
|
2139
Itaú Unibanco
ITUB
$89.9B
| $208K | ﹤0.01% |
41,984
-1,317
| -3% | -$6.85K |
|
|
MHR
2140
DELISTED
MAGNUM HUNTER RESOURCES CORP (DEL)
MHR
| $208K | ﹤0.01% |
28,481
-526
| -2% | -$3.71K |
|
2141
Barings BDC
BBDC
$876M
| $207K | ﹤0.01% |
7,470
-138
| -2% | -$4K |
|
2142
Foster
FSTR
$419M
| $207K | ﹤0.01% |
+4,387
| New | +$201K |
|
|
SHOR
2143
DELISTED
ShoreTel, Inc.
SHOR
| $207K | ﹤0.01% |
+22,286
| New | +$168K |
|
|
ENOC
2144
DELISTED
EnerNOC, Inc.
ENOC
| $207K | ﹤0.01% |
+12,011
| New | +$198K |
|
2145
Repligen
RGEN
$6.99B
| $206K | ﹤0.01% |
15,134
| – | – |
|
|
PNNT
2146
Pennant Park Investment Corp
PNNT
$222M
| $205K | ﹤0.01% |
17,675
-327
| -2% | -$3.75K |
|
2147
Westwood Holdings Group
WHG
$185M
| $205K | ﹤0.01% |
+3,305
| New | +$180K |
|
|
MCP
2148
DELISTED
MOLYCORP INC COM STK
MCP
| $205K | ﹤0.01% |
36,415
+6,007
| +20% | +$31.7K |
|
|
KBAL
2149
DELISTED
Kimball International
KBAL
| $204K | ﹤0.01% |
17,360
-322
| -2% | -$3.23K |
|
|
PMCS
2150
DELISTED
P M C SIERRA INC
PMCS
| $204K | ﹤0.01% |
31,791
-43,091
| -58% | -$267K |
|
Similar funds
Principal Financial Group's Q4 2013 Portfolio in Review
As of Q4 2013, Principal Financial Group held 2,383 positions worth $53.6B, up 11% from $48.4B the previous quarter. Its ten largest holdings account for 9.1% of the portfolio.
Principal Financial Group's Q4 2013 filing shows 122 new, 1,402 increased, 628 reduced and 109 closed positions. Its largest new stake was Ambev: 13,087,778 shares worth $96.2M. The largest sale was Eli Lilly, an estimated $132M.
By sector, the portfolio is most concentrated in Financials at 17% of assets, up from 16% a quarter earlier, followed by Technology and Consumer Discretionary.
- Principal Financial Group's largest Q4 2013 buy was Ambev: 13,087,778 shares worth $96.2M.
- Principal Financial Group added most to Cardinal Health in Q4 2013, an estimated $99.9M increase.
- Principal Financial Group's biggest Q4 2013 reduction was Eli Lilly, cutting an estimated $132M.
- Principal Financial Group fully exited COMPANHIA BEBIDA ADS EACH REPSTG 1 PFD SH in Q4 2013, selling an estimated $61.7M.
- Principal Financial Group's ten largest holdings make up 9.1% of its $53.6B portfolio in Q4 2013.
- Principal Financial Group opened 122 new positions and closed 109 in Q4 2013.
- Principal Financial Group's portfolio value rose 11% quarter-over-quarter to $53.6B.
Based on Principal Financial Group's 13F filing for Q4 2013, filed 12 Feb 2014.