Principal Financial Group Portfolio holdings
Principal Financial Group, founded in 1879 as the Bankers Life Association by Edward Temple and headquartered in Des Moines, Iowa, is a global financial services firm specializing in retirement solutions, insurance, and asset management, overseeing more than $709 billion in assets under management as of late 2024. Serving over 62 million customers across individuals, businesses, and institutions, Principal offers 401(k) plans, group insurance (life, disability, dental), annuities, and investment products through its Principal Global Investors arm, with a strong focus on U.S. and international markets like Asia and Latin America. Known for its stability and customer-centric approach, the publicly traded company (NASDAQ: PFG) under CEO Dan Houston has expanded through acquisitions like Wells Fargo’s retirement business in 2019, emphasizing long-term financial security. With a workforce of over 19,000 and a legacy of resilience, Principal remains a trusted name in retirement and wealth management.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Equity Residential
EQR
|
+$250M |
| 2 |
Autodesk
ADSK
|
+$122M |
| 3 |
WRK
WestRock Company
WRK
|
+$108M |
| 4 |
DuPont de Nemours
DD
|
+$98.8M |
| 5 |
Brookfield
BN
|
+$82.8M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Bausch Health
BHC
|
+$150M |
| 2 |
XEC
CIMAREX ENERGY CO
XEC
|
+$137M |
| 3 |
Camden Property Trust
CPT
|
+$127M |
| 4 |
Adobe
ADBE
|
+$114M |
| 5 |
Berkshire Hathaway Class B
BRK.B
|
+$110M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 17% |
| 2 | Real Estate | 15.4% |
| 3 | Technology | 11.62% |
| 4 | Consumer Discretionary | 10.7% |
| 5 | Healthcare | 10.63% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
ARIA
2051
DELISTED
Ariad Pharmaceuticals Inc
ARIA
| $165K | ﹤0.01% |
28,326
-538
| -2% | -$4.14K |
|
2052
Chord Energy
CHRD
$7.68B
| $163K | ﹤0.01% |
18,739
-5,428
| -22% | -$56.8K |
|
|
FOE
2053
DELISTED
Ferro Corporation
FOE
| $163K | ﹤0.01% |
14,843
+1,861
| +14% | +$25.2K |
|
|
UPL
2054
DELISTED
Ultra Petroleum Corp. Common Stock
UPL
| $162K | ﹤0.01% |
25,384
-786
| -3% | -$6.22K |
|
|
MACK
2055
DELISTED
Merrimack Pharmaceuticals, Inc.
MACK
| $159K | ﹤0.01% |
2,368
-113
| -5% | -$9.22K |
|
2056
Mueller Water Products
MWA
$3.94B
| $158K | ﹤0.01% |
20,686
-7,708
| -27% | -$66K |
|
|
RWT
2057
Redwood Trust
RWT
$588M
| $157K | ﹤0.01% |
11,343
-1,602
| -12% | -$24.1K |
|
2058
Expro Ltd
XPRO
$1.64B
| $157K | ﹤0.01% |
+1,709
| New | +$167K |
|
|
MRC
2059
DELISTED
MRC Global
MRC
| $155K | ﹤0.01% |
13,865
-4,131
| -23% | -$54K |
|
|
PMT
2060
PennyMac Mortgage Investment
PMT
$845M
| $155K | ﹤0.01% |
10,041
-1,419
| -12% | -$23.3K |
|
|
BHR
2061
Braemar Hotels & Resorts
BHR
$163M
| $148K | ﹤0.01% |
+10,680
| New | +$152K |
|
|
BNCL
2062
DELISTED
Beneficial Bancorp, Inc.
BNCL
| $148K | ﹤0.01% |
11,134
-1,592
| -13% | -$20.4K |
|
2063
RPC Inc
RES
$1.13B
| $146K | ﹤0.01% |
+16,541
| New | +$189K |
|
|
SAFE
2064
Safehold
SAFE
$1.17B
| $145K | ﹤0.01% |
2,365
-337
| -12% | -$21.1K |
|
2065
Gray Television
GTN
$437M
| $144K | ﹤0.01% |
11,266
+322
| +3% | +$4.58K |
|
2066
Kearny Financial
KRNY
$604M
| $144K | ﹤0.01% |
12,591
-1,800
| -13% | -$20.6K |
|
|
TERP
2067
DELISTED
TerraForm Power, Inc
TERP
| $143K | ﹤0.01% |
+10,050
| New | +$269K |
|
|
PDLI
2068
DELISTED
PDL BioPharma, Inc.
PDLI
| $142K | ﹤0.01% |
28,320
+211
| +0.8% | +$1.21K |
|
2069
Photronics
PLAB
$1.65B
| $141K | ﹤0.01% |
15,519
+4,042
| +35% | +$35.5K |
|
|
LOCK
2070
DELISTED
LifeLock, Inc.
LOCK
| $141K | ﹤0.01% |
16,101
+1,873
| +13% | +$18.5K |
|
2071
BioCryst Pharmaceuticals
BCRX
$2.42B
| $140K | ﹤0.01% |
12,317
+2,247
| +22% | +$30K |
|
|
IMGN
2072
DELISTED
Immunogen Inc
IMGN
| $140K | ﹤0.01% |
14,581
+1,586
| +12% | +$23.2K |
|
|
MDR
2073
DELISTED
McDermott International
MDR
| $138K | ﹤0.01% |
10,707
-3,113
| -23% | -$42.7K |
|
|
ACHN
2074
DELISTED
Achillion Pharmaceuticals
ACHN
| $137K | ﹤0.01% |
19,889
-378
| -2% | -$3.08K |
|
2075
MannKind Corp
MNKD
$1.19B
| $134K | ﹤0.01% |
8,349
+909
| +12% | +$19.3K |
|
Similar funds
Principal Financial Group's Q3 2015 Portfolio in Review
As of Q3 2015, Principal Financial Group held 2,307 positions worth $63.6B, down 5.1% from $67.1B the previous quarter. Its ten largest holdings account for 11% of the portfolio.
Principal Financial Group's Q3 2015 filing shows 135 new, 1,373 increased, 665 reduced and 123 closed positions. Its largest new stake was WestRock Company: 2,024,526 shares worth $93.8M. The largest sale was Bausch Health, an estimated $150M.
By sector, the portfolio is most concentrated in Financials at 17% of assets, up from 17% a quarter earlier, followed by Real Estate and Technology.
- Principal Financial Group's largest Q3 2015 buy was WestRock Company: 2,024,526 shares worth $93.8M.
- Principal Financial Group added most to Equity Residential in Q3 2015, an estimated $250M increase.
- Principal Financial Group's biggest Q3 2015 reduction was Bausch Health, cutting an estimated $150M.
- Principal Financial Group fully exited MEADWESTVACO CORP in Q3 2015, selling an estimated $73.2M.
- Principal Financial Group's ten largest holdings make up 11% of its $63.6B portfolio in Q3 2015.
- Principal Financial Group opened 135 new positions and closed 123 in Q3 2015.
- Principal Financial Group's portfolio value fell 5.1% quarter-over-quarter to $63.6B.
Based on Principal Financial Group's 13F filing for Q3 2015, filed 9 Nov 2015.