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Principal Financial Group

Principal Financial Group Portfolio holdings

AUM $204B
1-Year Est. Return 27.99%
 

Principal Financial Group, founded in 1879 as the Bankers Life Association by Edward Temple and headquartered in Des Moines, Iowa, is a global financial services firm specializing in retirement solutions, insurance, and asset management, overseeing more than $709 billion in assets under management as of late 2024. Serving over 62 million customers across individuals, businesses, and institutions, Principal offers 401(k) plans, group insurance (life, disability, dental), annuities, and investment products through its Principal Global Investors arm, with a strong focus on U.S. and international markets like Asia and Latin America. Known for its stability and customer-centric approach, the publicly traded company (NASDAQ: PFG) under CEO Dan Houston has expanded through acquisitions like Wells Fargo’s retirement business in 2019, emphasizing long-term financial security. With a workforce of over 19,000 and a legacy of resilience, Principal remains a trusted name in retirement and wealth management.

This Fund
S&P 500
This Quarter Est. Return
+11.11%
1 Year Est. Return
+27.99%
3 Year Est. Return
+94.11%
5 Year Est. Return
+116.64%
10 Year Est. Return
+475.57%
AUM
$168B
AUM Growth
+$14.2B
Cap. Flow
-$158M
Cap. Flow %
-0.09%
Top 10 Hldgs %
14.69%
Holding
2,728
New
154
Increased
583
Reduced
1,772
Closed
205

Top Buys

Rank Stock Value
1
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$1.5B
2
PSC icon
Principal Exchange-Traded Funds Principal US Small-Cap ETF
PSC
+$1.16B
3
IG icon
Principal Investment Grade Corporate Active ETF
IG
+$462M
4
YLD icon
Principal Active High Yield ETF
YLD
+$198M
5
VTR icon
Ventas
VTR
+$138M

Top Sells

Rank Stock Value
1
COR
Coresite Realty Corporation
COR
+$276M
2
INFO
IHS Markit Ltd. Common Shares
INFO
+$197M
3
CACC icon
Credit Acceptance
CACC
+$183M
4
CONE
CyrusOne Inc Common Stock
CONE
+$181M
5
SPGI icon
S&P Global
SPGI
+$132M

Sector Composition

Rank Sector Weight
1 Technology 19.23%
2 Real Estate 17.07%
3 Financials 13.47%
4 Consumer Discretionary 11.81%
5 Healthcare 9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TG icon
1851
Tredegar Corp
TG
$271M
$2.02M ﹤0.01%
170,627
-4,082
-2% -$49.2K
HT
1852
DELISTED
Hersha Hospitality Trust Priority Class A Common Shares of Beneficial Interest
HT
$2.02M ﹤0.01%
219,759
-4,772
-2% -$45K
RNG icon
1853
RingCentral
RNG
$5.16B
$2.01M ﹤0.01%
10,735
+595
+6% +$132K
PRTA icon
1854
Prothena Corp
PRTA
$444M
$2M ﹤0.01%
40,525
+8,950
+28% +$496K
SENEA icon
1855
Seneca Foods Class A
SENEA
$1.16B
$2M ﹤0.01%
41,741
-2,435
-6% -$120K
SASR
1856
DELISTED
Sandy Spring Bancorp Inc
SASR
$2M ﹤0.01%
41,555
-1,468
-3% -$71.1K
BXMT icon
1857
Blackstone Mortgage Trust
BXMT
$2.35B
$1.99M ﹤0.01%
64,960
-73,779
-53% -$2.35M
EFSC icon
1858
Enterprise Financial Services Corp
EFSC
$2.42B
$1.99M ﹤0.01%
42,158
+10,448
+33% +$499K
TSVT
1859
DELISTED
2seventy bio
TSVT
$1.98M ﹤0.01%
+77,240
New +$2.41M
NVCR icon
1860
NovoCure
NVCR
$1.87B
$1.94M ﹤0.01%
25,813
+12,990
+101% +$1.3M
BIRD icon
1861
Smartbird Inc
BIRD
$20.5M
$1.92M ﹤0.01%
+6,355
New +$2.38M
AOSL icon
1862
Alpha and Omega Semiconductor
AOSL
$974M
$1.87M ﹤0.01%
+30,889
New +$1.34M
LOCO icon
1863
El Pollo Loco
LOCO
$517M
$1.84M ﹤0.01%
129,491
-3,448
-3% -$50.5K
KFRC icon
1864
Kforce
KFRC
$1.05B
$1.83M ﹤0.01%
24,375
-8,021
-25% -$576K
MIR.WS
1865
DELISTED
Mirion Technologies, Inc. Redeemable Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
MIR.WS
$1.83M ﹤0.01%
+732,617
New +$1.99M
INSP icon
1866
Inspire Medical Systems
INSP
$1.73B
$1.8M ﹤0.01%
7,833
-3,449
-31% -$842K
BPMC
1867
DELISTED
Blueprint Medicines
BPMC
$1.79M ﹤0.01%
16,680
-6,836
-29% -$715K
SWAV
1868
DELISTED
Shockwave Medical, Inc. Common Stock
SWAV
$1.78M ﹤0.01%
9,964
-39,802
-80% -$7.85M
POWL icon
1869
Powell Industries
POWL
$7.59B
$1.77M ﹤0.01%
180,336
-39,315
-18% -$353K
CRK icon
1870
Comstock Resources
CRK
$3.81B
$1.75M ﹤0.01%
+216,511
New +$1.98M
KRNT icon
1871
Kornit Digital
KRNT
$781M
$1.75M ﹤0.01%
11,466
+4,204
+58% +$647K
AGL icon
1872
Agilon Health
AGL
$1.8B
$1.74M ﹤0.01%
+2,580
New +$1.57M
VMW
1873
DELISTED
VMware, Inc
VMW
$1.74M ﹤0.01%
15,003
+8,851
+144% +$1.16M
PETQ
1874
DELISTED
PetIQ, Inc. Class A Common Stock
PETQ
$1.73M ﹤0.01%
76,248
+27,226
+56% +$637K
RRGB icon
1875
Red Robin
RRGB
$151M
$1.73M ﹤0.01%
104,569
-2,519
-2% -$48.2K
73 74
75
76 77

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Principal Financial Group's Q4 2021 Portfolio in Review

As of Q4 2021, Principal Financial Group held 2,728 positions worth $168B, up 9.3% from $153B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Principal Financial Group's Q4 2021 filing shows 154 new, 583 increased, 1,772 reduced and 205 closed positions. Its largest new stake was Principal Investment Grade Corporate Active ETF: 17,450,000 shares worth $459M. The largest sale was Coresite Realty Corporation, an estimated $276M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 19% a quarter earlier, followed by Real Estate and Financials.

  • Principal Financial Group's largest Q4 2021 buy was Principal Investment Grade Corporate Active ETF: 17,450,000 shares worth $459M.
  • Principal Financial Group added most to Principal Exchange-Traded Funds Principal US Mega-Cap ETF in Q4 2021, an estimated $1.5B increase.
  • Principal Financial Group's biggest Q4 2021 reduction was IHS Markit Ltd. Common Shares, cutting an estimated $197M.
  • Principal Financial Group fully exited Coresite Realty Corporation in Q4 2021, selling an estimated $276M.
  • Principal Financial Group's ten largest holdings make up 15% of its $168B portfolio in Q4 2021.
  • Principal Financial Group opened 154 new positions and closed 205 in Q4 2021.
  • Principal Financial Group's portfolio value rose 9.3% quarter-over-quarter to $168B.

Based on Principal Financial Group's 13F filing for Q4 2021, filed 9 Feb 2022.