Principal Financial Group Portfolio holdings
Principal Financial Group, founded in 1879 as the Bankers Life Association by Edward Temple and headquartered in Des Moines, Iowa, is a global financial services firm specializing in retirement solutions, insurance, and asset management, overseeing more than $709 billion in assets under management as of late 2024. Serving over 62 million customers across individuals, businesses, and institutions, Principal offers 401(k) plans, group insurance (life, disability, dental), annuities, and investment products through its Principal Global Investors arm, with a strong focus on U.S. and international markets like Asia and Latin America. Known for its stability and customer-centric approach, the publicly traded company (NASDAQ: PFG) under CEO Dan Houston has expanded through acquisitions like Wells Fargo’s retirement business in 2019, emphasizing long-term financial security. With a workforce of over 19,000 and a legacy of resilience, Principal remains a trusted name in retirement and wealth management.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Cardinal Health
CAH
|
+$99.9M |
| 2 |
Ambev
ABEV
|
+$95.7M |
| 3 |
Meta Platforms (Facebook)
META
|
+$90.6M |
| 4 |
RTN
Raytheon Company
RTN
|
+$90.2M |
| 5 |
Norfolk Southern
NSC
|
+$75.9M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Eli Lilly
LLY
|
+$132M |
| 2 |
Citigroup
C
|
+$107M |
| 3 |
APC
Anadarko Petroleum
APC
|
+$101M |
| 4 |
GE Aerospace
GE
|
+$90.9M |
| 5 |
Whirlpool
WHR
|
+$75.2M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 16.92% |
| 2 | Technology | 11.31% |
| 3 | Consumer Discretionary | 10.7% |
| 4 | Real Estate | 10.55% |
| 5 | Industrials | 10.07% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1551
STAAR Surgical
STAA
$1.19B
| $3.3M | 0.01% |
203,633
+648
| +0.3% | +$8.67K |
|
|
ASEI
1552
DELISTED
AMER SCIENCE & ENGR INC.
ASEI
| $3.29M | 0.01% |
45,806
-516
| -1% | -$34.6K |
|
1553
Herbalife
HLF
$1.3B
| $3.26M | 0.01% |
82,784
-60
| -0.1% | -$2.08K |
|
1554
Super Micro Computer
SMCI
$16.6B
| $3.25M | 0.01% |
1,896,580
-15,990
| -0.8% | -$24.2K |
|
|
ZLC
1555
DELISTED
ZALE CORPORATION
ZLC
| $3.24M | 0.01% |
205,723
+27,820
| +16% | +$422K |
|
|
BKS
1556
DELISTED
Barnes & Noble
BKS
| $3.24M | 0.01% |
330,599
+22,371
| +7% | +$216K |
|
|
RUTH
1557
DELISTED
Ruth's Hospitality Group, Inc.
RUTH
| $3.2M | 0.01% |
225,236
+12,648
| +6% | +$166K |
|
1558
Universal Corp
UVV
$1.37B
| $3.2M | 0.01% |
58,570
-28,075
| -32% | -$1.46M |
|
|
CFNL
1559
DELISTED
Cardinal Financial Corp
CFNL
| $3.18M | 0.01% |
176,735
+11,143
| +7% | +$190K |
|
1560
Green Dot
GDOT
$750M
| $3.18M | 0.01% |
+126,441
| New | +$2.95M |
|
1561
Granite Construction
GVA
$5.16B
| $3.17M | 0.01% |
90,722
+1,204
| +1% | +$37.8K |
|
|
CGX
1562
DELISTED
CONSOLIDATED GRAPHICS INC
CGX
| $3.17M | 0.01% |
46,927
+2,931
| +7% | +$184K |
|
1563
Century Aluminum
CENX
$4.22B
| $3.14M | 0.01% |
300,177
+6,340
| +2% | +$56.5K |
|
1564
Gibraltar Industries
ROCK
$1.28B
| $3.13M | 0.01% |
168,402
+10,503
| +7% | +$172K |
|
|
DMND
1565
DELISTED
DIAMOND FOODS, INC.
DMND
| $3.12M | 0.01% |
120,669
+8,660
| +8% | +$207K |
|
|
MDC
1566
DELISTED
M.D.C. Holdings, Inc.
MDC
| $3.12M | 0.01% |
134,213
+1,623
| +1% | +$34.4K |
|
|
RBS.PRQ
1567
DELISTED
ROYAL BANK OF SCOTLAND GP PLC (THE) ADR REPSTG PFD SHS SER Q
RBS.PRQ
| $3.12M | 0.01% |
143,771
-26,072
| -15% | -$579K |
|
|
PWE
1568
DELISTED
Penn West Energy Petroleum Ltd
PWE
| $3.09M | 0.01% |
369,397
+140,085
| +61% | +$1.34M |
|
1569
United Airlines
UAL
$38.8B
| $3.08M | 0.01% |
81,284
-12,095
| -13% | -$424K |
|
1570
InterDigital
IDCC
$6.75B
| $3.07M | 0.01% |
104,136
-797
| -0.8% | -$27K |
|
|
DRIV
1571
DELISTED
DIGITAL RIVER INC.
DRIV
| $3.07M | 0.01% |
165,845
+6,555
| +4% | +$117K |
|
1572
Forrester Research
FORR
$199M
| $3.06M | 0.01% |
80,024
+3,032
| +4% | +$116K |
|
|
PES
1573
DELISTED
Pioneer Energy Services Corp.
PES
| $3.06M | 0.01% |
381,856
+22,632
| +6% | +$178K |
|
1574
Matthews International
MATW
$887M
| $3.04M | 0.01% |
71,419
+394
| +0.6% | +$16.1K |
|
|
SUP
1575
DELISTED
Superior Industries International
SUP
| $3.02M | 0.01% |
146,425
+18,857
| +15% | +$356K |
|
Similar funds
Principal Financial Group's Q4 2013 Portfolio in Review
As of Q4 2013, Principal Financial Group held 2,383 positions worth $53.6B, up 11% from $48.4B the previous quarter. Its ten largest holdings account for 9.1% of the portfolio.
Principal Financial Group's Q4 2013 filing shows 122 new, 1,402 increased, 628 reduced and 109 closed positions. Its largest new stake was Ambev: 13,087,778 shares worth $96.2M. The largest sale was Eli Lilly, an estimated $132M.
By sector, the portfolio is most concentrated in Financials at 17% of assets, up from 16% a quarter earlier, followed by Technology and Consumer Discretionary.
- Principal Financial Group's largest Q4 2013 buy was Ambev: 13,087,778 shares worth $96.2M.
- Principal Financial Group added most to Cardinal Health in Q4 2013, an estimated $99.9M increase.
- Principal Financial Group's biggest Q4 2013 reduction was Eli Lilly, cutting an estimated $132M.
- Principal Financial Group fully exited COMPANHIA BEBIDA ADS EACH REPSTG 1 PFD SH in Q4 2013, selling an estimated $61.7M.
- Principal Financial Group's ten largest holdings make up 9.1% of its $53.6B portfolio in Q4 2013.
- Principal Financial Group opened 122 new positions and closed 109 in Q4 2013.
- Principal Financial Group's portfolio value rose 11% quarter-over-quarter to $53.6B.
Based on Principal Financial Group's 13F filing for Q4 2013, filed 12 Feb 2014.