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PCM

Princeton Capital Management Portfolio holdings

AUM $367M
1-Year Est. Return 45.24%
This Fund
S&P 500
This Quarter Est. Return
+1.17%
1 Year Est. Return
+45.24%
3 Year Est. Return
+147.52%
5 Year Est. Return
+173.99%
10 Year Est. Return
–
AUM
$110M
AUM Growth
-$8.59M
Cap. Flow
-$8.99M
Cap. Flow %
-8.18%
Top 10 Hldgs %
24.07%
Holding
94
New
6
Increased
9
Reduced
52
Closed
11

Top Buys

Rank Stock Value
1
AIG icon
American International
AIG
+$1.65M
2
UNH icon
UnitedHealth
UNH
+$1.63M
3
DE icon
Deere & Co
DE
+$1.58M
4
IP icon
International Paper
IP
+$1.55M
5
RTN
Raytheon Company
RTN
+$1.54M

Top Sells

Rank Stock Value
1
HON icon
Honeywell
HON
+$2.07M
2
CAT icon
Caterpillar
CAT
+$1.96M
3
SI
SIEMENS AKTIENGESELLSCHAFT ADS
SI
+$1.59M
4
SAP icon
SAP
SAP
+$1.55M
5
KO icon
Coca-Cola
KO
+$1.46M

Sector Composition

Rank Sector Weight
1 Healthcare 14.9%
2 Financials 14.17%
3 Technology 13.57%
4 Industrials 12.24%
5 Consumer Discretionary 10.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HRI icon
76
Herc Holdings
HRI
$5.61B
$254K 0.23%
3,333
– –
VB icon
77
Vanguard Morningstar Small-Cap ETF
VB
$82.4B
$237K 0.22%
2,139
-2,725
-56% -$312K
LLY icon
78
Eli Lilly
LLY
$1.06T
$211K 0.19%
3,250
– –
BVN icon
79
Compañía de Minas Buenaventura
BVN
$8.67B
$208K 0.19%
+18,000
New +$224K
NUAN
80
DELISTED
Nuance Communications, Inc.
NUAN
$166K 0.15%
12,474
– –
RITM icon
81
Rithm Capital
RITM
$5.69B
$58K 0.05%
5,000
– –
CIM
82
Chimera Investment
CIM
$1B
$30K 0.03%
667
– –
PVCT
83
DELISTED
PROVECTUS BIOPHARMACEUTICALS, INC. (DE)
PVCT
$26K 0.02%
25,000
– –
CAT icon
84
Caterpillar
CAT
$387B
– –
-18,066
Closed -$1.96M
FBT icon
85
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.83B
– –
-2,818
Closed -$232K
FDN icon
86
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.45B
– –
-4,984
Closed -$297K
IYG icon
87
iShares US Financial Services ETF
IYG
$2.2B
– –
-11,625
Closed -$327K
KO icon
88
Coca-Cola
KO
$375B
– –
-34,496
Closed -$1.46M
SAP icon
89
SAP
SAP
$238B
– –
-20,104
Closed -$1.55M
TKR icon
90
Timken Company
TKR
$9.03B
– –
-6,287
Closed -$305K
VGT icon
91
Vanguard Information Technology ETF
VGT
$149B
– –
-16,920
Closed -$205K
RAD
92
DELISTED
Rite Aid Corporation
RAD
– –
-547
Closed -$78K
SI
93
DELISTED
SIEMENS AKTIENGESELLSCHAFT ADS
SI
– –
-12,025
Closed -$1.59M
1 2 3
4

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Princeton Capital Management's Q3 2014 Portfolio in Review

As of Q3 2014, Princeton Capital Management held 94 positions worth $110M, down 7.3% from $118M the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Princeton Capital Management withdrew a net $8.99M in Q3 2014, closing 11 positions and reducing 52 holdings. Its most notable exit was Caterpillar, an estimated $1.96M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 15% of assets, up from 13% a quarter earlier, followed by Financials and Technology.

Against the trend, Princeton Capital Management opened a new position in American International worth $1.63M.

  • Princeton Capital Management's largest Q3 2014 buy was American International: 30,161 shares worth $1.63M.
  • Princeton Capital Management added most to McDonald's in Q3 2014, an estimated $173K increase.
  • Princeton Capital Management's biggest Q3 2014 reduction was Honeywell, cutting an estimated $2.07M.
  • Princeton Capital Management fully exited Caterpillar in Q3 2014, selling an estimated $1.96M.
  • Princeton Capital Management's ten largest holdings make up 24% of its $110M portfolio in Q3 2014.
  • Princeton Capital Management opened 6 new positions and closed 11 in Q3 2014.
  • Princeton Capital Management's portfolio value fell 7.3% quarter-over-quarter to $110M.

Based on Princeton Capital Management's 13F filing for Q3 2014, filed 29 Oct 2014.