PIA

Powell Investment Advisors Portfolio holdings

AUM $267M
This Quarter Return
+6.31%
1 Year Return
+18.39%
3 Year Return
+56.31%
5 Year Return
+88.21%
10 Year Return
–
AUM
$163M
AUM Growth
+$163M
Cap. Flow
+$954K
Cap. Flow %
0.59%
Top 10 Hldgs %
63.5%
Holding
128
New
5
Increased
42
Reduced
22
Closed
8

Top Buys

1
F icon
Ford
F
$611K
2
IVE icon
iShares S&P 500 Value ETF
IVE
$498K
3
IWN icon
iShares Russell 2000 Value ETF
IWN
$390K
4
IWO icon
iShares Russell 2000 Growth ETF
IWO
$357K
5
ARKK icon
ARK Innovation ETF
ARKK
$327K

Top Sells

1
PFF icon
iShares Preferred and Income Securities ETF
PFF
$1.02M
2
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$394K
3
SRNGU
Soaring Eagle Acquisition Corp. Unit
SRNGU
$344K
4
AMLP icon
Alerian MLP ETF
AMLP
$333K
5
CWB icon
SPDR Bloomberg Convertible Securities ETF
CWB
$248K

Sector Composition

1 Financials 6.02%
2 Consumer Discretionary 3.45%
3 Communication Services 2.8%
4 Technology 2.52%
5 Healthcare 1.12%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
IYW icon
101
iShares US Technology ETF
IYW
$22.9B
$178K 0.11%
1,795
+3
+0.2% +$297
VNQ icon
102
Vanguard Real Estate ETF
VNQ
$34.1B
$177K 0.11%
1,740
– –
LUMN icon
103
Lumen
LUMN
$4.84B
$169K 0.1%
12,447
– –
APO icon
104
Apollo Global Management
APO
$75.9B
$168K 0.1%
+2,700
New +$168K
WHF icon
105
WhiteHorse Finance
WHF
$199M
$159K 0.1%
10,400
– –
EEM icon
106
iShares MSCI Emerging Markets ETF
EEM
$19B
$131K 0.08%
2,384
-659
-22% -$36.2K
IYY icon
107
iShares Dow Jones US ETF
IYY
$2.58B
$124K 0.08%
1,150
– –
ARKW icon
108
ARK Web x.0 ETF
ARKW
$2.34B
$119K 0.07%
773
-146
-16% -$22.5K
ARKF icon
109
ARK Fintech Innovation ETF
ARKF
$1.33B
$98K 0.06%
1,820
– –
SMM
110
DELISTED
Salient Midstream & MLP Fund
SMM
$97K 0.06%
16,322
– –
LIT icon
111
Global X Lithium & Battery Tech ETF
LIT
$1.07B
$94K 0.06%
1,298
+198
+18% +$14.3K
IHF icon
112
iShares US Healthcare Providers ETF
IHF
$795M
$93K 0.06%
1,745
– –
WFC icon
113
Wells Fargo
WFC
$258B
$85K 0.05%
1,881
– –
XERS icon
114
Xeris Biopharma Holdings
XERS
$1.27B
$81K 0.05%
+20,000
New +$81K
EFV icon
115
iShares MSCI EAFE Value ETF
EFV
$27.5B
$34K 0.02%
661
+11
+2% +$566
IXC icon
116
iShares Global Energy ETF
IXC
$1.82B
$32K 0.02%
1,207
+19
+2% +$504
VOO icon
117
Vanguard S&P 500 ETF
VOO
$724B
$31K 0.02%
79
– –
IVV icon
118
iShares Core S&P 500 ETF
IVV
$660B
$30K 0.02%
69
– –
LQD icon
119
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$29.4B
$25K 0.02%
183
+1
+0.5% +$137
AIVC
120
Amplify Bloomberg AI Value Chain ETF
AIVC
$28.4M
– –
-882
Closed -$42K
ELYS
121
DELISTED
Elys Game Technology, Corp. Common Stock
ELYS
– –
-15,500
Closed -$82K
AWAY icon
122
Amplify Travel Tech ETF
AWAY
$41.4M
– –
-1,900
Closed -$59K
EDD
123
Morgan Stanley Emerging Markets Domestic Debt Fund
EDD
$344M
– –
-12,746
Closed -$78K
IJS icon
124
iShares S&P Small-Cap 600 Value ETF
IJS
$6.53B
– –
0
– –
KODK icon
125
Kodak
KODK
$465M
– –
-20,700
Closed -$163K
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5
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