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PIA

Powell Investment Advisors Portfolio holdings

AUM $317M
1-Year Est. Return 26.57%
This Fund
S&P 500
This Quarter Est. Return
+16.11%
1 Year Est. Return
+26.57%
3 Year Est. Return
+76.1%
5 Year Est. Return
+68.29%
10 Year Est. Return
–
AUM
$131M
AUM Growth
+$14.9M
Cap. Flow
-$2.37M
Cap. Flow %
-1.8%
Top 10 Hldgs %
65.65%
Holding
123
New
7
Increased
37
Reduced
25
Closed
15

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$661K
2
SPYD icon
State Street SPDR Portfolio S&P 500 High Dividend ETF
SPYD
+$603K
3
IVE icon
iShares S&P 500 Value ETF
IVE
+$224K
4
NNN icon
NNN REIT
NNN
+$190K
5
KO icon
Coca-Cola
KO
+$190K

Top Sells

Rank Stock Value
1
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$2.32M
2
DVY icon
iShares Select Dividend ETF
DVY
+$588K
3
DKNG icon
DraftKings
DKNG
+$313K
4
WFC.PRL icon
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
+$306K
5
BAC.PRL icon
Bank of America Series L
BAC.PRL
+$252K

Sector Composition

Rank Sector Weight
1 Financials 5.2%
2 Communication Services 3.5%
3 Consumer Discretionary 3.03%
4 Technology 2.84%
5 Utilities 1.41%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MUB icon
101
iShares National Muni Bond ETF
MUB
$45.9B
$37K 0.03%
315
+3
+1% +$349
IHF icon
102
iShares US Healthcare Providers ETF
IHF
$1.27B
$36K 0.03%
775
– –
EFV icon
103
iShares MSCI EAFE Value ETF
EFV
$30.2B
$31K 0.02%
650
+9
+1% +$397
EFAV icon
104
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.51B
$27K 0.02%
370
– –
LQD icon
105
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$32.8B
$25K 0.02%
182
+1
+0.6% +$136
IXC icon
106
iShares Global Energy ETF
IXC
$2.62B
$24K 0.02%
1,188
+34
+3% +$635
AVGR
107
DELISTED
Avinger, Inc. Common Stock
AVGR
$5K ﹤0.01%
38
– –
ADTX
108
DELISTED
ADITXT INC
ADTX
– –
0
– -$75K
BAC.PRL icon
109
Bank of America Series L
BAC.PRL
$3.99B
– –
-167
Closed -$252K
CNVS icon
110
Cineverse
CNVS
$65.6M
– –
-2,000
Closed -$23K
CWB icon
111
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.61B
– –
-33,680
Closed -$2.32M
DKNG icon
112
DraftKings
DKNG
$11.9B
– –
-5,321
Closed -$313K
EOSE icon
113
Eos Energy Enterprises
EOSE
$1.51B
– –
-10,000
Closed -$100K
HEI icon
114
HEICO Corp
HEI
$51.4B
– –
-2,000
Closed -$209K
IGC icon
115
IGC Pharma
IGC
$26.8M
– –
-25,000
Closed -$26K
OBDC icon
116
Blue Owl Capital
OBDC
$5.74B
– –
-12,215
Closed -$152K
TOON icon
117
Kartoon Studios
TOON
$34.9M
– –
-3,000
Closed -$36K
TOPS icon
118
TOP Ships
TOPS
$4.24M
– –
-104
Closed -$27K
VUZI icon
119
Vuzix
VUZI
$224M
– –
-12,000
Closed -$55K
WFC.PRL icon
120
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.66B
– –
-228
Closed -$306K
AMJ
121
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
– –
-7,260
Closed -$78K
BPYU
122
DELISTED
Brookfield Property REIT Inc. Class A Common Stock
BPYU
– –
-18,483
Closed -$226K
LJPC
123
DELISTED
La Jolla Pharmaceutical Company
LJPC
– –
-12,000
Closed -$48K
1 2 3 4
5

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KI
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GWP
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TM
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FNWM
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Powell Investment Advisors's Q4 2020 Portfolio in Review

As of Q4 2020, Powell Investment Advisors held 123 positions worth $131M, up 13% from $117M the previous quarter. Its ten largest holdings account for 66% of the portfolio.

Powell Investment Advisors's Q4 2020 filing shows 7 new, 37 increased, 25 reduced and 15 closed positions. Its largest new stake was State Street SPDR Portfolio S&P 500 High Dividend ETF: 19,508 shares worth $643K. The largest sale was State Street SPDR Bloomberg Convertible Securities ETF, an estimated $2.32M.

By sector, the portfolio is most concentrated in Financials at 5.2% of assets, up from 4.6% a quarter earlier, followed by Communication Services and Consumer Discretionary.

  • Powell Investment Advisors's largest Q4 2020 buy was State Street SPDR Portfolio S&P 500 High Dividend ETF: 19,508 shares worth $643K.
  • Powell Investment Advisors added most to Invesco QQQ Trust in Q4 2020, an estimated $661K increase.
  • Powell Investment Advisors's biggest Q4 2020 reduction was iShares Select Dividend ETF, cutting an estimated $588K.
  • Powell Investment Advisors fully exited State Street SPDR Bloomberg Convertible Securities ETF in Q4 2020, selling an estimated $2.32M.
  • Powell Investment Advisors's ten largest holdings make up 66% of its $131M portfolio in Q4 2020.
  • Powell Investment Advisors opened 7 new positions and closed 15 in Q4 2020.
  • Powell Investment Advisors's portfolio value rose 13% quarter-over-quarter to $131M.

Based on Powell Investment Advisors's 13F filing for Q4 2020, filed 14 Jan 2021.