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Pinnacle Associates Portfolio holdings

AUM $7.78B
1-Year Est. Return 45.07%
This Fund
S&P 500
This Quarter Est. Return
+13.47%
1 Year Est. Return
+45.07%
3 Year Est. Return
+102.47%
5 Year Est. Return
+115.95%
10 Year Est. Return
+586.2%
AUM
$4.57B
AUM Growth
+$321M
Cap. Flow
-$161M
Cap. Flow %
-3.53%
Top 10 Hldgs %
17.11%
Holding
760
New
56
Increased
232
Reduced
366
Closed
49

Top Buys

Rank Stock Value
1
COHR icon
Coherent
COHR
+$13.4M
2
CUB
Cubic Corporation
CUB
+$9.35M
3
PLUG icon
Plug Power
PLUG
+$8.17M
4
FARO
Faro Technologies
FARO
+$7.46M
5
AEIS icon
Advanced Energy
AEIS
+$6.95M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$23.4M
2
ALDR
Alder Biopharmaceuticals
ALDR
+$17M
3
ONCE
Spark Therapeutics, Inc. Common Stock
ONCE
+$15.8M
4
MDCO
Medicines Co
MDCO
+$15.3M
5
LRCX icon
Lam Research
LRCX
+$14.5M

Sector Composition

Rank Sector Weight
1 Technology 23.18%
2 Healthcare 12.25%
3 Communication Services 11.33%
4 Industrials 11.13%
5 Financials 8.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AAPL icon
1
Apple
AAPL
$4.99T
$134M 2.93%
1,823,916
-363,708
-17% -$23.4M
MSFT icon
2
Microsoft
MSFT
$2.92T
$91.9M 2.01%
582,731
-18,301
-3% -$2.69M
LRCX icon
3
Lam Research
LRCX
$337B
$87.7M 1.92%
2,999,760
-547,220
-15% -$14.5M
QRVO icon
4
Qorvo
QRVO
$8.09B
$83.8M 1.84%
721,136
-64,988
-8% -$6.28M
RCL icon
5
Royal Caribbean
RCL
$86.5B
$83M 1.82%
621,737
-54,908
-8% -$6.4M
LITE icon
6
Lumentum
LITE
$50.7B
$68.5M 1.5%
863,378
-88,909
-9% -$5.82M
JPM icon
7
JPMorgan Chase
JPM
$950B
$61.1M 1.34%
438,548
-11,450
-3% -$1.47M
INXN
8
DELISTED
Interxion Holding N.V.
INXN
$59M 1.29%
704,475
-63,120
-8% -$5.27M
SPY icon
9
State Street SPDR S&P 500 ETF Trust
SPY
$783B
$57.8M 1.27%
179,601
-10,981
-6% -$3.38M
VB icon
10
Vanguard Small-Cap ETF
VB
$80.2B
$54.7M 1.2%
329,950
-984
-0.3% -$157K
REGN icon
11
Regeneron Pharmaceuticals
REGN
$72.9B
$53.2M 1.17%
141,789
-13,171
-8% -$4.43M
CGNX icon
12
Cognex
CGNX
$10B
$53M 1.16%
945,716
-83,005
-8% -$4.29M
SGEN
13
DELISTED
Seagen Inc. Common Stock
SGEN
$52.2M 1.14%
457,187
-42,749
-9% -$4.53M
PPLI
14
People Inc
PPLI
$3.13B
$51.6M 1.13%
1,159,693
-102,362
-8% -$4.13M
TRMB icon
15
Trimble
TRMB
$13.6B
$44.8M 0.98%
1,075,268
-89,100
-8% -$3.54M
V icon
16
Visa
V
$697B
$43.3M 0.95%
230,560
-4,486
-2% -$808K
IONS icon
17
Ionis Pharmaceuticals
IONS
$9.14B
$42.4M 0.93%
702,559
-65,401
-9% -$3.9M
AMBA icon
18
Ambarella
AMBA
$3.03B
$41.8M 0.91%
689,462
+31,153
+5% +$1.73M
LVS icon
19
Las Vegas Sands
LVS
$32B
$41.2M 0.9%
596,277
-56,122
-9% -$3.5M
CMI icon
20
Cummins
CMI
$88.5B
$39.3M 0.86%
219,398
-15,805
-7% -$2.78M
META icon
21
Meta Platforms (Facebook)
META
$1.51T
$38.6M 0.84%
187,936
+2,399
+1% +$465K
KSU
22
DELISTED
Kansas City Southern
KSU
$38.3M 0.84%
249,766
-20,630
-8% -$3.03M
CONE
23
DELISTED
CyrusOne Inc Common Stock
CONE
$38M 0.83%
581,394
-27,920
-5% -$1.92M
BYD icon
24
Boyd Gaming
BYD
$6.78B
$37.6M 0.82%
1,257,309
-108,525
-8% -$3.05M
C icon
25
Citigroup
C
$222B
$36.9M 0.81%
461,551
-23,356
-5% -$1.73M
1
2 3 4 5

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Pinnacle Associates's Q4 2019 Portfolio in Review

As of Q4 2019, Pinnacle Associates held 760 positions worth $4.57B, up 7.6% from $4.25B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Pinnacle Associates withdrew a net $161M in Q4 2019, closing 49 positions and reducing 366 holdings. Its most notable exit was Alder Biopharmaceuticals, an estimated $17M position sold in full.

By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 22% a quarter earlier, followed by Healthcare and Communication Services.

Against the trend, Pinnacle Associates opened a new position in Plug Power worth $8.49M.

  • Pinnacle Associates's largest Q4 2019 buy was Plug Power: 2,687,823 shares worth $8.49M.
  • Pinnacle Associates added most to Coherent in Q4 2019, an estimated $13.4M increase.
  • Pinnacle Associates's biggest Q4 2019 reduction was Apple, cutting an estimated $23.4M.
  • Pinnacle Associates fully exited Alder Biopharmaceuticals in Q4 2019, selling an estimated $17M.
  • Pinnacle Associates's ten largest holdings make up 17% of its $4.57B portfolio in Q4 2019.
  • Pinnacle Associates opened 56 new positions and closed 49 in Q4 2019.
  • Pinnacle Associates's portfolio value rose 7.6% quarter-over-quarter to $4.57B.

Based on Pinnacle Associates's 13F filing for Q4 2019, filed 3 Feb 2020.