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Pinnacle Associates Portfolio holdings

AUM $7.78B
1-Year Est. Return 45.07%
This Fund
S&P 500
This Quarter Est. Return
+0.19%
1 Year Est. Return
+45.07%
3 Year Est. Return
+102.47%
5 Year Est. Return
+115.95%
10 Year Est. Return
+586.2%
AUM
$5.1B
AUM Growth
-$102M
Cap. Flow
-$32.6M
Cap. Flow %
-0.64%
Top 10 Hldgs %
18.28%
Holding
726
New
46
Increased
201
Reduced
386
Closed
48

Top Buys

Rank Stock Value
1
AEIS icon
Advanced Energy
AEIS
+$24.8M
2
PRKS icon
United Parks & Resorts
PRKS
+$17.5M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$15.5M
4
ONCE
Spark Therapeutics, Inc. Common Stock
ONCE
+$13.5M
5
UCTT
Ultra Clean Holdings
UCTT
+$12.1M

Top Sells

Rank Stock Value
1
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$9.14M
2
HYS icon
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
+$8.51M
3
LRCX icon
Lam Research
LRCX
+$5.91M
4
RCL icon
Royal Caribbean
RCL
+$5.83M
5
MSCC
Microsemi Corp
MSCC
+$5.37M

Sector Composition

Rank Sector Weight
1 Technology 21.16%
2 Healthcare 14%
3 Communication Services 13.38%
4 Industrials 10.33%
5 Financials 9.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LRCX icon
1
Lam Research
LRCX
$320B
$138M 2.71%
6,810,330
-298,260
-4% -$5.91M
RCL icon
2
Royal Caribbean
RCL
$86.4B
$127M 2.49%
1,078,724
-46,125
-4% -$5.83M
QRVO icon
3
Qorvo
QRVO
$7.99B
$111M 2.17%
1,572,318
-67,827
-4% -$5.11M
LITE icon
4
Lumentum
LITE
$47.4B
$94.9M 1.86%
1,487,988
-47,589
-3% -$2.73M
CGNX icon
5
Cognex
CGNX
$9.64B
$89.7M 1.76%
1,725,867
-69,911
-4% -$4.13M
REGN icon
6
Regeneron Pharmaceuticals
REGN
$73B
$83M 1.63%
241,043
-3,715
-2% -$1.29M
INXN
7
DELISTED
Interxion Holding N.V.
INXN
$80.4M 1.57%
1,293,940
-58,684
-4% -$3.5M
AAPL icon
8
Apple
AAPL
$5.04T
$72.4M 1.42%
1,726,708
-2,276
-0.1% -$98K
TRMB icon
9
Trimble
TRMB
$13.7B
$69.8M 1.37%
1,944,647
-93,909
-5% -$3.78M
LVS icon
10
Las Vegas Sands
LVS
$32.1B
$66.6M 1.31%
926,797
-45,930
-5% -$3.37M
MSFT icon
11
Microsoft
MSFT
$2.95T
$66.1M 1.3%
724,711
-12,216
-2% -$1.12M
PPLI
12
People Inc
PPLI
$3.14B
$60M 1.17%
2,145,234
-92,118
-4% -$2.43M
CMI icon
13
Cummins
CMI
$84.2B
$58M 1.14%
357,571
-14,038
-4% -$2.41M
ARRS
14
DELISTED
ARRIS International plc Ordinary Shares
ARRS
$57.9M 1.13%
2,179,260
-103,984
-5% -$2.69M
IONS icon
15
Ionis Pharmaceuticals
IONS
$8.96B
$54.8M 1.07%
1,243,975
-45,246
-4% -$2.3M
JPM icon
16
JPMorgan Chase
JPM
$928B
$52.7M 1.03%
479,216
-38,403
-7% -$4.35M
SPY icon
17
State Street SPDR S&P 500 ETF Trust
SPY
$778B
$50.7M 0.99%
192,527
+56,664
+42% +$15.5M
MNDT
18
DELISTED
Mandiant, Inc. Common Stock
MNDT
$50.1M 0.98%
2,959,476
-167,530
-5% -$2.7M
VB icon
19
Vanguard Small-Cap ETF
VB
$79.3B
$49.2M 0.96%
334,674
+11,131
+3% +$1.66M
RJF icon
20
Raymond James Financial
RJF
$33.8B
$49.1M 0.96%
824,519
-34,879
-4% -$2.17M
KSU
21
DELISTED
Kansas City Southern
KSU
$48.2M 0.94%
438,587
-15,967
-4% -$1.73M
SGEN
22
DELISTED
Seagen Inc. Common Stock
SGEN
$46.8M 0.92%
894,321
-36,352
-4% -$1.98M
LAZ icon
23
Lazard
LAZ
$4.03B
$46.2M 0.91%
879,214
-46,887
-5% -$2.6M
IDTI
24
DELISTED
Integrated Device Technology I
IDTI
$46.1M 0.9%
1,508,346
-29,014
-2% -$901K
ESPR
25
DELISTED
Esperion Therapeutics
ESPR
$45.7M 0.9%
632,131
-27,672
-4% -$2.03M
1
2 3 4 5

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Pinnacle Associates's Q1 2018 Portfolio in Review

As of Q1 2018, Pinnacle Associates held 726 positions worth $5.1B, down 2% from $5.2B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Pinnacle Associates's Q1 2018 filing shows 46 new, 201 increased, 386 reduced and 48 closed positions. Its largest new stake was Advanced Energy: 358,420 shares worth $22.9M. The largest sale was State Street SPDR Bloomberg Convertible Securities ETF, an estimated $9.14M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 21% a quarter earlier, followed by Healthcare and Communication Services.

  • Pinnacle Associates's largest Q1 2018 buy was Advanced Energy: 358,420 shares worth $22.9M.
  • Pinnacle Associates added most to United Parks & Resorts in Q1 2018, an estimated $17.5M increase.
  • Pinnacle Associates's biggest Q1 2018 reduction was State Street SPDR Bloomberg Convertible Securities ETF, cutting an estimated $9.14M.
  • Pinnacle Associates fully exited Broadcom in Q1 2018, selling an estimated $3.24M.
  • Pinnacle Associates's ten largest holdings make up 18% of its $5.1B portfolio in Q1 2018.
  • Pinnacle Associates opened 46 new positions and closed 48 in Q1 2018.
  • Pinnacle Associates's portfolio value fell 2% quarter-over-quarter to $5.1B.

Based on Pinnacle Associates's 13F filing for Q1 2018, filed 11 May 2018.