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Pinnacle Associates Portfolio holdings

AUM $7.78B
1-Year Est. Return 45.07%
This Fund
S&P 500
This Quarter Est. Return
+11.23%
1 Year Est. Return
+45.07%
3 Year Est. Return
+102.47%
5 Year Est. Return
+115.95%
10 Year Est. Return
+586.2%
AUM
$4.83B
AUM Growth
+$384M
Cap. Flow
-$36.5M
Cap. Flow %
-0.75%
Top 10 Hldgs %
21.82%
Holding
591
New
46
Increased
195
Reduced
287
Closed
20

Top Buys

Rank Stock Value
1
VVUS
Vivus Inc
VVUS
+$15.5M
2
ARRY
Array Biopharma Inc
ARRY
+$13.8M
3
VEU icon
Vanguard FTSE All-World ex-US ETF
VEU
+$11.5M
4
ECYT
Endocyte, Inc. Common Stock
ECYT
+$9.83M
5
CONE
CyrusOne Inc Common Stock
CONE
+$6.75M

Top Sells

Rank Stock Value
1
BLC
BELO CORP SER A
BLC
+$19.8M
2
MWV
MEADWESTVACO CORP
MWV
+$14.6M
3
ONXX
ONYX PHARMACEUTICALS INC
ONXX
+$8.59M
4
BRCM
BROADCOM CORP CL-A
BRCM
+$7.83M
5
IO
ION Geophysical Corporation
IO
+$6.28M

Sector Composition

Rank Sector Weight
1 Industrials 16.04%
2 Healthcare 13.4%
3 Technology 12.04%
4 Communication Services 11.16%
5 Consumer Discretionary 7.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
REGN icon
1
Regeneron Pharmaceuticals
REGN
$70.6B
$190M 3.93%
607,618
-15,584
-3% -$4.1M
PCP
2
DELISTED
PRECISION CASTPARTS CORP
PCP
$114M 2.36%
503,033
-7,551
-1% -$1.7M
DISCK
3
DELISTED
Discovery, Inc. Series C Common Stock
DISCK
$108M 2.23%
2,755,378
-730
-0% -$27K
LVS icon
4
Las Vegas Sands
LVS
$31.5B
$108M 2.23%
1,619,410
-16,155
-1% -$936K
CMI icon
5
Cummins
CMI
$90.1B
$102M 2.11%
766,111
-12,908
-2% -$1.59M
ONXX
6
DELISTED
ONYX PHARMACEUTICALS INC
ONXX
$90.6M 1.88%
726,893
-67,858
-9% -$8.59M
LRCX icon
7
Lam Research
LRCX
$355B
$89.3M 1.85%
17,443,200
-597,910
-3% -$2.92M
RCL icon
8
Royal Caribbean
RCL
$77.7B
$88.5M 1.83%
2,312,354
-38,167
-2% -$1.43M
TGNA
9
DELISTED
TEGNA Inc
TGNA
$84.5M 1.75%
6,028,461
-88,956
-1% -$1.19M
PLL
10
DELISTED
PALL CORP
PLL
$80.2M 1.66%
1,041,580
-23,813
-2% -$1.71M
IONS icon
11
Ionis Pharmaceuticals
IONS
$9.25B
$77.5M 1.6%
2,064,760
-54,603
-3% -$1.63M
SBGI icon
12
Sinclair Inc
SBGI
$992M
$76.8M 1.59%
2,290,669
-40,040
-2% -$1.13M
TRMB icon
13
Trimble
TRMB
$13B
$76.1M 1.57%
2,560,978
-46,118
-2% -$1.26M
SGEN
14
DELISTED
Seagen Inc. Common Stock
SGEN
$66.7M 1.38%
1,521,388
-37,308
-2% -$1.55M
FWLT
15
DELISTED
FOSTER WHEELER AG (SWITZERLAND)
FWLT
$66.2M 1.37%
2,514,592
+6,262
+0.2% +$146K
KSU
16
DELISTED
Kansas City Southern
KSU
$64.5M 1.33%
589,373
-10,378
-2% -$1.14M
BEL
17
DELISTED
Belmond Ltd.
BEL
$61.7M 1.28%
4,754,692
-100,279
-2% -$1.26M
ATML
18
DELISTED
ATMEL CORP
ATML
$59.5M 1.23%
7,993,774
-147,297
-2% -$1.12M
VAL
19
DELISTED
Valspar
VAL
$59.5M 1.23%
937,312
-12,821
-1% -$840K
HP icon
20
Helmerich & Payne
HP
$3.39B
$54.3M 1.12%
787,069
-15,532
-2% -$1.03M
HXL icon
21
Hexcel
HXL
$8.22B
$51M 1.06%
1,314,835
-22,222
-2% -$808K
BID
22
DELISTED
Sotheby's
BID
$50M 1.03%
1,018,148
-18,615
-2% -$829K
TWTC
23
DELISTED
TW TELECOM INC CL A COM
TWTC
$48.4M 1%
1,620,551
-30,045
-2% -$885K
AVT icon
24
Avnet
AVT
$7.11B
$47.7M 0.99%
1,143,136
-21,703
-2% -$838K
MOS icon
25
The Mosaic Company
MOS
$7.07B
$46M 0.95%
1,068,490
+3,896
+0.4% +$181K
1
2 3 4 5

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Pinnacle Associates's Q3 2013 Portfolio in Review

As of Q3 2013, Pinnacle Associates held 591 positions worth $4.83B, up 8.6% from $4.45B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Pinnacle Associates's Q3 2013 filing shows 46 new, 195 increased, 287 reduced and 20 closed positions. Its largest new stake was Array Biopharma Inc: 2,330,780 shares worth $14.5M. The largest sale was BELO CORP SER A, an estimated $19.8M.

By sector, the portfolio is most concentrated in Industrials at 16% of assets, up from 16% a quarter earlier, followed by Healthcare and Technology.

  • Pinnacle Associates's largest Q3 2013 buy was Array Biopharma Inc: 2,330,780 shares worth $14.5M.
  • Pinnacle Associates added most to Vivus Inc in Q3 2013, an estimated $15.5M increase.
  • Pinnacle Associates's biggest Q3 2013 reduction was BELO CORP SER A, cutting an estimated $19.8M.
  • Pinnacle Associates fully exited ION Geophysical Corporation in Q3 2013, selling an estimated $6.28M.
  • Pinnacle Associates's ten largest holdings make up 22% of its $4.83B portfolio in Q3 2013.
  • Pinnacle Associates opened 46 new positions and closed 20 in Q3 2013.
  • Pinnacle Associates's portfolio value rose 8.6% quarter-over-quarter to $4.83B.

Based on Pinnacle Associates's 13F filing for Q3 2013, filed 14 Nov 2013.