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Pinnacle Associates Portfolio holdings

AUM $9.16B
1-Year Est. Return 63.5%
This Fund
S&P 500
This Quarter Est. Return
+13.47%
1 Year Est. Return
+63.5%
3 Year Est. Return
+138.65%
5 Year Est. Return
+164.85%
10 Year Est. Return
+932.39%
AUM
$4.57B
AUM Growth
+$321M
Cap. Flow
-$161M
Cap. Flow %
-3.53%
Top 10 Hldgs %
17.11%
Holding
760
New
56
Increased
232
Reduced
366
Closed
49

Top Buys

Rank Stock Value
1
COHR icon
Coherent
COHR
+$13.4M
2
CUB
Cubic Corporation
CUB
+$9.35M
3
PLUG icon
Plug Power
PLUG
+$8.17M
4
FARO
Faro Technologies
FARO
+$7.46M
5
AEIS icon
Advanced Energy
AEIS
+$6.95M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$23.4M
2
ALDR
Alder Biopharmaceuticals
ALDR
+$17M
3
ONCE
Spark Therapeutics, Inc. Common Stock
ONCE
+$15.8M
4
MDCO
Medicines Co
MDCO
+$15.3M
5
LRCX icon
Lam Research
LRCX
+$14.5M

Sector Composition

Rank Sector Weight
1 Technology 23.18%
2 Healthcare 12.25%
3 Communication Services 11.33%
4 Industrials 11.13%
5 Financials 8.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CYTK icon
201
Cytokinetics
CYTK
$10.5B
$5.03M 0.11%
474,476
-45,095
-9% -$463K
GLNG icon
202
Golar LNG
GLNG
$5.16B
$5.01M 0.11%
352,017
-127,651
-27% -$1.73M
LHX icon
203
L3Harris
LHX
$54B
$5.01M 0.11%
25,297
-674
-3% -$135K
CF icon
204
CF Industries
CF
$18.4B
$4.97M 0.11%
104,208
-2,825
-3% -$132K
MDT icon
205
Medtronic
MDT
$114B
$4.76M 0.1%
41,991
-382
-0.9% -$41.9K
ABT icon
206
Abbott
ABT
$188B
$4.75M 0.1%
54,722
+2,474
+5% +$207K
TXN icon
207
Texas Instruments
TXN
$256B
$4.68M 0.1%
36,507
+484
+1% +$59.7K
QCOM icon
208
Qualcomm
QCOM
$170B
$4.68M 0.1%
53,059
+488
+0.9% +$40.8K
EPD icon
209
Enterprise Products Partners
EPD
$82.2B
$4.61M 0.1%
163,547
-6,867
-4% -$186K
PRU icon
210
Prudential Financial
PRU
$42.1B
$4.59M 0.1%
48,985
+560
+1% +$51.4K
PYPL icon
211
PayPal
PYPL
$50.5B
$4.54M 0.1%
41,928
+3,685
+10% +$384K
FDN icon
212
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.41B
$4.53M 0.1%
32,570
-4,600
-12% -$621K
PSX icon
213
Phillips 66
PSX
$86B
$4.51M 0.1%
40,500
-350
-0.9% -$39.3K
GIS icon
214
General Mills
GIS
$19.9B
$4.46M 0.1%
83,172
+331
+0.4% +$17.4K
BX icon
215
Blackstone
BX
$113B
$4.45M 0.1%
79,549
-507
-0.6% -$26.3K
WFC icon
216
Wells Fargo
WFC
$265B
$4.43M 0.1%
82,379
-492
-0.6% -$25.8K
RDS.A
217
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$4.41M 0.1%
74,779
-295
-0.4% -$17.2K
MPC icon
218
Marathon Petroleum
MPC
$90B
$4.4M 0.1%
73,050
+2,313
+3% +$145K
COP icon
219
ConocoPhillips
COP
$148B
$4.38M 0.1%
67,395
+875
+1% +$51.4K
CARS icon
220
Cars.com
CARS
$653M
$4.35M 0.1%
355,698
-52,584
-13% -$614K
RIO icon
221
Rio Tinto
RIO
$166B
$4.3M 0.09%
72,412
+2,656
+4% +$144K
XLY icon
222
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$23.8B
$4.28M 0.09%
68,230
-988
-1% -$60.1K
DD icon
223
DuPont de Nemours
DD
$19.1B
$4.26M 0.09%
52,916
+2,620
+5% +$218K
DIA icon
224
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$48.4B
$4.25M 0.09%
14,894
-108
-0.7% -$29.8K
AMRS
225
DELISTED
Amyris Inc.
AMRS
$4.22M 0.09%
1,364,744
+710,247
+109% +$2.63M
7 8
9
10 11

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SFM
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HKAM
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SUT
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VAS
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IAA
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AI
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Pinnacle Associates's Q4 2019 Portfolio in Review

As of Q4 2019, Pinnacle Associates held 760 positions worth $4.57B, up 7.6% from $4.25B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Pinnacle Associates withdrew a net $161M in Q4 2019, closing 49 positions and reducing 366 holdings. Its most notable exit was Alder Biopharmaceuticals, an estimated $17M position sold in full.

By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 22% a quarter earlier, followed by Healthcare and Communication Services.

Against the trend, Pinnacle Associates opened a new position in Plug Power worth $8.49M.

  • Pinnacle Associates's largest Q4 2019 buy was Plug Power: 2,687,823 shares worth $8.49M.
  • Pinnacle Associates added most to Coherent in Q4 2019, an estimated $13.4M increase.
  • Pinnacle Associates's biggest Q4 2019 reduction was Apple, cutting an estimated $23.4M.
  • Pinnacle Associates fully exited Alder Biopharmaceuticals in Q4 2019, selling an estimated $17M.
  • Pinnacle Associates's ten largest holdings make up 17% of its $4.57B portfolio in Q4 2019.
  • Pinnacle Associates opened 56 new positions and closed 49 in Q4 2019.
  • Pinnacle Associates's portfolio value rose 7.6% quarter-over-quarter to $4.57B.

Based on Pinnacle Associates's 13F filing for Q4 2019, filed 3 Feb 2020.