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Pinnacle Associates Portfolio holdings

AUM $9.16B
1-Year Est. Return 63.5%
This Fund
S&P 500
This Quarter Est. Return
+4.15%
1 Year Est. Return
+63.5%
3 Year Est. Return
+138.65%
5 Year Est. Return
+164.85%
10 Year Est. Return
+932.39%
AUM
$5.2B
AUM Growth
-$219M
Cap. Flow
-$370M
Cap. Flow %
-7.11%
Top 10 Hldgs %
18.34%
Holding
708
New
42
Increased
173
Reduced
401
Closed
28

Top Buys

Rank Stock Value
1
ICPT
Intercept Pharmaceuticals, Inc.
ICPT
+$13.6M
2
ALK icon
Alaska Air
ALK
+$9.49M
3
DAL icon
Delta Air Lines
DAL
+$7.84M
4
MWA icon
Mueller Water Products
MWA
+$4.38M
5
BAC icon
Bank of America
BAC
+$3.31M

Top Sells

Rank Stock Value
1
LVLT
Level 3 Communications Inc
LVLT
+$45.4M
2
KITE
Kite Pharma, Inc.
KITE
+$42.2M
3
LRCX icon
Lam Research
LRCX
+$19.8M
4
RCL icon
Royal Caribbean
RCL
+$13.4M
5
QRVO icon
Qorvo
QRVO
+$11.1M

Sector Composition

Rank Sector Weight
1 Technology 20.94%
2 Communication Services 14.2%
3 Healthcare 13.83%
4 Industrials 9.95%
5 Financials 9.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MSCC
201
DELISTED
Microsemi Corp
MSCC
$5.29M 0.1%
102,501
-2,350
-2% -$124K
FDX icon
202
FedEx
FDX
$75.4B
$5.24M 0.1%
20,982
-289
-1% -$66.1K
APTV icon
203
Aptiv
APTV
$10.3B
$5.22M 0.1%
61,501
+286
+0.5% +$27.2K
WFC icon
204
Wells Fargo
WFC
$264B
$5.19M 0.1%
85,507
-1,493
-2% -$84.3K
TKR icon
205
Timken Company
TKR
$9.03B
$5.11M 0.1%
103,946
+10,990
+12% +$532K
CB icon
206
Chubb
CB
$135B
$5.1M 0.1%
34,890
+175
+0.5% +$26.1K
KO icon
207
Coca-Cola
KO
$375B
$5.08M 0.1%
110,782
-3,081
-3% -$142K
BRK.B icon
208
Berkshire Hathaway Class B
BRK.B
$1.13T
$5.07M 0.1%
25,582
-1,438
-5% -$273K
VTR icon
209
Ventas
VTR
$47.9B
$5.07M 0.1%
84,506
-9,413
-10% -$595K
KMB icon
210
Kimberly-Clark
KMB
$36.5B
$5.06M 0.1%
41,960
-8,822
-17% -$1.03M
ES icon
211
Eversource Energy
ES
$27.2B
$5.05M 0.1%
80,004
-1,439
-2% -$91K
WRK
212
DELISTED
WestRock Company
WRK
$4.88M 0.09%
77,256
+2,526
+3% +$153K
TXT icon
213
Textron
TXT
$15.4B
$4.86M 0.09%
85,875
-50
-0.1% -$2.72K
PTCT icon
214
PTC Therapeutics
PTCT
$6.12B
$4.83M 0.09%
289,432
-29,380
-9% -$497K
CLX icon
215
Clorox
CLX
$12.7B
$4.75M 0.09%
31,937
-1,079
-3% -$147K
NVO
216
Novo Nordisk
NVO
$209B
$4.7M 0.09%
175,144
-5,862
-3% -$149K
EFA icon
217
iShares MSCI EAFE ETF
EFA
$80.2B
$4.69M 0.09%
66,742
+6,207
+10% +$432K
LHX icon
218
L3Harris
LHX
$53.4B
$4.5M 0.09%
31,794
-3,750
-11% -$523K
LLY icon
219
Eli Lilly
LLY
$1.06T
$4.5M 0.09%
53,316
+347
+0.7% +$29.5K
VWO icon
220
Vanguard FTSE Emerging Markets ETF
VWO
$126B
$4.49M 0.09%
97,685
+5,837
+6% +$261K
MWA icon
221
Mueller Water Products
MWA
$4.16B
$4.45M 0.09%
+354,800
New +$4.38M
HAS icon
222
Hasbro
HAS
$13.2B
$4.44M 0.09%
48,873
-349
-0.7% -$32.7K
USMV icon
223
iShares MSCI USA Min Vol Factor ETF
USMV
$24.4B
$4.42M 0.09%
83,795
-2,068
-2% -$107K
DVY icon
224
iShares Select Dividend ETF
DVY
$23.6B
$4.42M 0.08%
44,836
-1,021
-2% -$98.3K
DAN icon
225
Dana Inc
DAN
$3.06B
$4.41M 0.08%
137,700
-1,800
-1% -$55.4K
7 8
9
10 11

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LCAM
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SFM
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HKAM
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SUT
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VAS
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A
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IAA
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Pinnacle Associates's Q4 2017 Portfolio in Review

As of Q4 2017, Pinnacle Associates held 708 positions worth $5.2B, down 4% from $5.42B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Pinnacle Associates withdrew a net $370M in Q4 2017, closing 28 positions and reducing 401 holdings. Its most notable exit was Level 3 Communications Inc, an estimated $45.4M position sold in full.

By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 21% a quarter earlier, followed by Communication Services and Healthcare.

Against the trend, Pinnacle Associates opened a new position in Intercept Pharmaceuticals, Inc. worth $12.6M.

  • Pinnacle Associates's largest Q4 2017 buy was Intercept Pharmaceuticals, Inc.: 215,290 shares worth $12.6M.
  • Pinnacle Associates added most to Delta Air Lines in Q4 2017, an estimated $7.84M increase.
  • Pinnacle Associates's biggest Q4 2017 reduction was Lam Research, cutting an estimated $19.8M.
  • Pinnacle Associates fully exited Level 3 Communications Inc in Q4 2017, selling an estimated $45.4M.
  • Pinnacle Associates's ten largest holdings make up 18% of its $5.2B portfolio in Q4 2017.
  • Pinnacle Associates opened 42 new positions and closed 28 in Q4 2017.
  • Pinnacle Associates's portfolio value fell 4% quarter-over-quarter to $5.2B.

Based on Pinnacle Associates's 13F filing for Q4 2017, filed 12 Feb 2018.