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Pinnacle Associates Portfolio holdings

AUM $9.16B
1-Year Est. Return 63.5%
This Fund
S&P 500
This Quarter Est. Return
+6.71%
1 Year Est. Return
+63.5%
3 Year Est. Return
+138.65%
5 Year Est. Return
+164.85%
10 Year Est. Return
+932.39%
AUM
$5.42B
AUM Growth
+$221M
Cap. Flow
-$47.9M
Cap. Flow %
-0.88%
Top 10 Hldgs %
19.19%
Holding
703
New
29
Increased
193
Reduced
378
Closed
36

Top Buys

Rank Stock Value
1
FNSR
Finisar Corp
FNSR
+$31M
2
AMBA icon
Ambarella
AMBA
+$17.7M
3
DD icon
DuPont de Nemours
DD
+$16.7M
4
CYTK icon
Cytokinetics
CYTK
+$13.8M
5
ALDR
Alder Biopharmaceuticals
ALDR
+$12.6M

Top Sells

Rank Stock Value
1
LRCX icon
Lam Research
LRCX
+$16.4M
2
DD
Du Pont De Nemours E I
DD
+$16.3M
3
TRCO
TRIBUNE MEDIA COMPANY CLASS A
TRCO
+$14.1M
4
MBLY
Mobileye N.V.
MBLY
+$8.76M
5
WFC icon
Wells Fargo
WFC
+$7.93M

Sector Composition

Rank Sector Weight
1 Technology 21.26%
2 Healthcare 14.42%
3 Communication Services 14.02%
4 Industrials 10.15%
5 Financials 8.22%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TOTL icon
201
State Street DoubleLine Total Return Tactical ETF
TOTL
$4B
$5.25M 0.1%
106,447
+8,452
+9% +$417K
MINT icon
202
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17.1B
$5.24M 0.1%
51,445
-2,140
-4% -$218K
APC
203
DELISTED
Anadarko Petroleum
APC
$5.21M 0.1%
106,570
+1,115
+1% +$49.2K
KO icon
204
Coca-Cola
KO
$375B
$5.13M 0.09%
113,863
-3,467
-3% -$158K
IGSB icon
205
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23.3B
$5.12M 0.09%
97,162
-646
-0.7% -$34K
PAYX icon
206
Paychex
PAYX
$42.7B
$5.11M 0.09%
85,173
-354
-0.4% -$20.2K
BX icon
207
Blackstone
BX
$110B
$5.09M 0.09%
152,460
-6,775
-4% -$223K
OHI icon
208
Omega Healthcare
OHI
$14.7B
$5.04M 0.09%
157,939
+1,600
+1% +$51.3K
BRK.B icon
209
Berkshire Hathaway Class B
BRK.B
$1.13T
$4.95M 0.09%
27,020
-270
-1% -$47.7K
CB icon
210
Chubb
CB
$135B
$4.95M 0.09%
34,715
-1,255
-3% -$182K
ES icon
211
Eversource Energy
ES
$27.2B
$4.92M 0.09%
81,443
-279
-0.3% -$17.2K
RDS.B
212
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$4.84M 0.09%
77,341
+2,290
+3% +$131K
HAS icon
213
Hasbro
HAS
$13.2B
$4.81M 0.09%
49,222
-288
-0.6% -$29.2K
FDX icon
214
FedEx
FDX
$75.4B
$4.8M 0.09%
21,271
-244
-1% -$51.9K
WFC icon
215
Wells Fargo
WFC
$264B
$4.8M 0.09%
87,000
-149,178
-63% -$7.93M
AMLP icon
216
Alerian MLP ETF
AMLP
$13.1B
$4.77M 0.09%
84,959
-9,234
-10% -$528K
LHX icon
217
L3Harris
LHX
$53.4B
$4.68M 0.09%
35,544
-130
-0.4% -$15.6K
TXT icon
218
Textron
TXT
$15.4B
$4.63M 0.09%
85,925
-870
-1% -$43.2K
LLY icon
219
Eli Lilly
LLY
$1.06T
$4.53M 0.08%
52,969
+1,649
+3% +$135K
TKR icon
220
Timken Company
TKR
$9.03B
$4.51M 0.08%
+92,956
New +$4.29M
NVO
221
Novo Nordisk
NVO
$209B
$4.36M 0.08%
181,006
+9,432
+5% +$213K
CLX icon
222
Clorox
CLX
$12.7B
$4.36M 0.08%
33,016
+1,136
+4% +$153K
USMV icon
223
iShares MSCI USA Min Vol Factor ETF
USMV
$24.4B
$4.32M 0.08%
85,863
+381
+0.4% +$19K
DVY icon
224
iShares Select Dividend ETF
DVY
$23.6B
$4.29M 0.08%
45,857
-174
-0.4% -$16.1K
WRK
225
DELISTED
WestRock Company
WRK
$4.24M 0.08%
74,730
-6,375
-8% -$364K
7 8
9
10 11

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Pinnacle Associates's Q3 2017 Portfolio in Review

As of Q3 2017, Pinnacle Associates held 703 positions worth $5.42B, up 4.3% from $5.2B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Pinnacle Associates's Q3 2017 filing shows 29 new, 193 increased, 378 reduced and 36 closed positions. Its largest new stake was Finisar Corp: 1,264,460 shares worth $28M. The largest sale was Lam Research, an estimated $16.4M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 20% a quarter earlier, followed by Healthcare and Communication Services.

  • Pinnacle Associates's largest Q3 2017 buy was Finisar Corp: 1,264,460 shares worth $28M.
  • Pinnacle Associates added most to Ambarella in Q3 2017, an estimated $17.7M increase.
  • Pinnacle Associates's biggest Q3 2017 reduction was Lam Research, cutting an estimated $16.4M.
  • Pinnacle Associates fully exited Du Pont De Nemours E I in Q3 2017, selling an estimated $16.3M.
  • Pinnacle Associates's ten largest holdings make up 19% of its $5.42B portfolio in Q3 2017.
  • Pinnacle Associates opened 29 new positions and closed 36 in Q3 2017.
  • Pinnacle Associates's portfolio value rose 4.3% quarter-over-quarter to $5.42B.

Based on Pinnacle Associates's 13F filing for Q3 2017, filed 13 Nov 2017.