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Pinnacle Associates Portfolio holdings

AUM $9.16B
1-Year Est. Return 63.5%
This Fund
S&P 500
This Quarter Est. Return
+13.47%
1 Year Est. Return
+63.5%
3 Year Est. Return
+138.65%
5 Year Est. Return
+164.85%
10 Year Est. Return
+932.39%
AUM
$4.57B
AUM Growth
+$321M
Cap. Flow
-$161M
Cap. Flow %
-3.53%
Top 10 Hldgs %
17.11%
Holding
760
New
56
Increased
232
Reduced
366
Closed
49

Top Buys

Rank Stock Value
1
COHR icon
Coherent
COHR
+$13.4M
2
CUB
Cubic Corporation
CUB
+$9.35M
3
PLUG icon
Plug Power
PLUG
+$8.17M
4
FARO
Faro Technologies
FARO
+$7.46M
5
AEIS icon
Advanced Energy
AEIS
+$6.95M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$23.4M
2
ALDR
Alder Biopharmaceuticals
ALDR
+$17M
3
ONCE
Spark Therapeutics, Inc. Common Stock
ONCE
+$15.8M
4
MDCO
Medicines Co
MDCO
+$15.3M
5
LRCX icon
Lam Research
LRCX
+$14.5M

Sector Composition

Rank Sector Weight
1 Technology 23.18%
2 Healthcare 12.25%
3 Communication Services 11.33%
4 Industrials 11.13%
5 Financials 8.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VGK icon
176
Vanguard FTSE Europe ETF
VGK
$31B
$6.2M 0.14%
105,731
-825
-0.8% -$46.1K
NEAR icon
177
iShares Short Maturity Bond ETF
NEAR
$4.88B
$6.16M 0.13%
122,577
+10,362
+9% +$521K
IBB icon
178
iShares Biotechnology ETF
IBB
$9.82B
$6.14M 0.13%
50,924
+175
+0.3% +$19.5K
LLY icon
179
Eli Lilly
LLY
$1.1T
$6.09M 0.13%
46,321
+135
+0.3% +$15.6K
WBD icon
180
Warner Bros
WBD
$67.4B
$6.07M 0.13%
185,287
-1,750
-0.9% -$52.7K
DOW icon
181
Dow Inc
DOW
$22.1B
$5.94M 0.13%
108,582
-482
-0.4% -$24.9K
QEP
182
DELISTED
QEP RESOURCES, INC.
QEP
$5.94M 0.13%
1,319,166
-301,123
-19% -$1.05M
JWN
183
DELISTED
Nordstrom
JWN
$5.92M 0.13%
144,564
-43,700
-23% -$1.62M
PANW icon
184
Palo Alto Networks
PANW
$314B
$5.89M 0.13%
152,892
-30,582
-17% -$1.16M
GRPN icon
185
Groupon
GRPN
$933M
$5.87M 0.13%
122,719
-23,306
-16% -$1.29M
CB icon
186
Chubb
CB
$134B
$5.85M 0.13%
37,557
-2,643
-7% -$404K
TDTT icon
187
FlexShares iBoxx 3-Year Target Duration TIPS Index Fund
TDTT
$2.53B
$5.83M 0.13%
235,862
-9,348
-4% -$230K
MGM icon
188
MGM Resorts International
MGM
$10.9B
$5.79M 0.13%
174,135
-4,880
-3% -$149K
HPR
189
DELISTED
HighPoint Resources Corporation
HPR
$5.72M 0.13%
67,720
-4,175
-6% -$272K
RSP icon
190
Invesco S&P 500 Equal Weight ETF
RSP
$99.1B
$5.72M 0.13%
49,430
+143
+0.3% +$15.9K
DEO icon
191
Diageo
DEO
$54B
$5.67M 0.12%
33,645
-6,365
-16% -$1.03M
PM icon
192
Philip Morris
PM
$290B
$5.62M 0.12%
66,056
-702
-1% -$57.9K
PFG icon
193
Principal Financial Group
PFG
$24.4B
$5.46M 0.12%
99,345
-1,519
-2% -$83.1K
ELAN icon
194
Elanco Animal Health
ELAN
$11.1B
$5.39M 0.12%
183,190
+158,815
+652% +$4.32M
VO icon
195
Vanguard Morningstar Mid-Cap ETF
VO
$109B
$5.39M 0.12%
120,912
-1,272
-1% -$54.6K
CL icon
196
Colgate-Palmolive
CL
$74.3B
$5.36M 0.12%
77,915
-461
-0.6% -$31.4K
PLD icon
197
Prologis
PLD
$132B
$5.34M 0.12%
59,882
-1,290
-2% -$114K
ATRA icon
198
Atara Biotherapeutics
ATRA
$77.6M
$5.34M 0.12%
+12,961
New +$4.47M
ES icon
199
Eversource Energy
ES
$26.8B
$5.07M 0.11%
59,574
-1,663
-3% -$138K
EFA icon
200
iShares MSCI EAFE ETF
EFA
$79.8B
$5.06M 0.11%
72,913
-1,450
-2% -$97.9K
6 7
8
9 10

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LCAM
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SFM
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HKAM
Horizon Kinetics Asset Management New York $9.23B AUM 27.52% 1-Year Est. Return
SUT
SC US (TTGP) Menlo Park, California $9.25B AUM 20.49% 1-Year Est. Return
VAS
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IAA
Independent Advisor Alliance Charlotte, North Carolina $9.32B AUM 33.19% 1-Year Est. Return
AI
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WPL
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Pinnacle Associates's Q4 2019 Portfolio in Review

As of Q4 2019, Pinnacle Associates held 760 positions worth $4.57B, up 7.6% from $4.25B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Pinnacle Associates withdrew a net $161M in Q4 2019, closing 49 positions and reducing 366 holdings. Its most notable exit was Alder Biopharmaceuticals, an estimated $17M position sold in full.

By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 22% a quarter earlier, followed by Healthcare and Communication Services.

Against the trend, Pinnacle Associates opened a new position in Plug Power worth $8.49M.

  • Pinnacle Associates's largest Q4 2019 buy was Plug Power: 2,687,823 shares worth $8.49M.
  • Pinnacle Associates added most to Coherent in Q4 2019, an estimated $13.4M increase.
  • Pinnacle Associates's biggest Q4 2019 reduction was Apple, cutting an estimated $23.4M.
  • Pinnacle Associates fully exited Alder Biopharmaceuticals in Q4 2019, selling an estimated $17M.
  • Pinnacle Associates's ten largest holdings make up 17% of its $4.57B portfolio in Q4 2019.
  • Pinnacle Associates opened 56 new positions and closed 49 in Q4 2019.
  • Pinnacle Associates's portfolio value rose 7.6% quarter-over-quarter to $4.57B.

Based on Pinnacle Associates's 13F filing for Q4 2019, filed 3 Feb 2020.