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Pinnacle Associates Portfolio holdings

AUM $9.16B
1-Year Est. Return 63.5%
This Fund
S&P 500
This Quarter Est. Return
+4.15%
1 Year Est. Return
+63.5%
3 Year Est. Return
+138.65%
5 Year Est. Return
+164.85%
10 Year Est. Return
+932.39%
AUM
$5.2B
AUM Growth
-$219M
Cap. Flow
-$370M
Cap. Flow %
-7.11%
Top 10 Hldgs %
18.34%
Holding
708
New
42
Increased
173
Reduced
401
Closed
28

Top Buys

Rank Stock Value
1
ICPT
Intercept Pharmaceuticals, Inc.
ICPT
+$13.6M
2
ALK icon
Alaska Air
ALK
+$9.49M
3
DAL icon
Delta Air Lines
DAL
+$7.84M
4
MWA icon
Mueller Water Products
MWA
+$4.38M
5
BAC icon
Bank of America
BAC
+$3.31M

Top Sells

Rank Stock Value
1
LVLT
Level 3 Communications Inc
LVLT
+$45.4M
2
KITE
Kite Pharma, Inc.
KITE
+$42.2M
3
LRCX icon
Lam Research
LRCX
+$19.8M
4
RCL icon
Royal Caribbean
RCL
+$13.4M
5
QRVO icon
Qorvo
QRVO
+$11.1M

Sector Composition

Rank Sector Weight
1 Technology 20.94%
2 Communication Services 14.2%
3 Healthcare 13.83%
4 Industrials 9.95%
5 Financials 9.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ADBE icon
176
Adobe
ADBE
$105B
$6.99M 0.13%
39,895
-7,419
-16% -$1.28M
BOND icon
177
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.49B
$6.88M 0.13%
64,900
-606
-0.9% -$64.4K
CF icon
178
CF Industries
CF
$17.3B
$6.79M 0.13%
159,607
-18,154
-10% -$685K
RDS.A
179
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$6.43M 0.12%
96,364
-800
-0.8% -$50.4K
TFC icon
180
Truist Financial
TFC
$64B
$6.22M 0.12%
125,180
+9,169
+8% +$443K
TDTT icon
181
FlexShares iBoxx 3-Year Target Duration TIPS Index Fund
TDTT
$2.53B
$6.21M 0.12%
255,115
-67,347
-21% -$1.65M
PANW icon
182
Palo Alto Networks
PANW
$297B
$6.18M 0.12%
255,942
-1,968
-0.8% -$47.9K
MS icon
183
Morgan Stanley
MS
$340B
$6.15M 0.12%
117,129
+2,585
+2% +$131K
CL icon
184
Colgate-Palmolive
CL
$74.4B
$6.11M 0.12%
80,973
-617
-0.8% -$45.1K
MINT icon
185
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17.1B
$6.11M 0.12%
60,124
+8,679
+17% +$883K
TMUS icon
186
T-Mobile US
TMUS
$190B
$6.1M 0.12%
96,017
-50,165
-34% -$3.06M
FCB
187
DELISTED
FCB Financial Holdings, Inc.
FCB
$6.02M 0.12%
118,575
-1,100
-0.9% -$54K
PRU icon
188
Prudential Financial
PRU
$41.8B
$6.01M 0.12%
52,269
+483
+0.9% +$54.2K
TOTL icon
189
State Street DoubleLine Total Return Tactical ETF
TOTL
$4B
$5.91M 0.11%
121,439
+14,992
+14% +$733K
BDX icon
190
Becton Dickinson
BDX
$48.2B
$5.86M 0.11%
28,034
+301
+1% +$63K
MU icon
191
Micron Technology
MU
$991B
$5.85M 0.11%
142,180
-15,565
-10% -$670K
DIA icon
192
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$48.5B
$5.84M 0.11%
23,618
-323
-1% -$76.5K
COST icon
193
Costco
COST
$420B
$5.79M 0.11%
31,103
-929
-3% -$160K
PAYX icon
194
Paychex
PAYX
$42.7B
$5.65M 0.11%
83,023
-2,150
-3% -$141K
APC
195
DELISTED
Anadarko Petroleum
APC
$5.58M 0.11%
104,065
-2,505
-2% -$123K
NWL icon
196
Newell Brands
NWL
$2.56B
$5.55M 0.11%
179,548
+28,782
+19% +$992K
WMT icon
197
Walmart Inc
WMT
$890B
$5.53M 0.11%
167,940
+20,778
+14% +$636K
TMO icon
198
Thermo Fisher Scientific
TMO
$220B
$5.48M 0.11%
28,879
-1,075
-4% -$206K
RDS.B
199
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$5.45M 0.1%
79,782
+2,441
+3% +$158K
MDT icon
200
Medtronic
MDT
$112B
$5.41M 0.1%
66,967
-11,317
-14% -$906K
6 7
8
9 10

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SFM
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HKAM
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SUT
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VAS
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A
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IAA
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Pinnacle Associates's Q4 2017 Portfolio in Review

As of Q4 2017, Pinnacle Associates held 708 positions worth $5.2B, down 4% from $5.42B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Pinnacle Associates withdrew a net $370M in Q4 2017, closing 28 positions and reducing 401 holdings. Its most notable exit was Level 3 Communications Inc, an estimated $45.4M position sold in full.

By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 21% a quarter earlier, followed by Communication Services and Healthcare.

Against the trend, Pinnacle Associates opened a new position in Intercept Pharmaceuticals, Inc. worth $12.6M.

  • Pinnacle Associates's largest Q4 2017 buy was Intercept Pharmaceuticals, Inc.: 215,290 shares worth $12.6M.
  • Pinnacle Associates added most to Delta Air Lines in Q4 2017, an estimated $7.84M increase.
  • Pinnacle Associates's biggest Q4 2017 reduction was Lam Research, cutting an estimated $19.8M.
  • Pinnacle Associates fully exited Level 3 Communications Inc in Q4 2017, selling an estimated $45.4M.
  • Pinnacle Associates's ten largest holdings make up 18% of its $5.2B portfolio in Q4 2017.
  • Pinnacle Associates opened 42 new positions and closed 28 in Q4 2017.
  • Pinnacle Associates's portfolio value fell 4% quarter-over-quarter to $5.2B.

Based on Pinnacle Associates's 13F filing for Q4 2017, filed 12 Feb 2018.