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Pinnacle Associates Portfolio holdings

AUM $9.16B
1-Year Est. Return 63.5%
This Fund
S&P 500
This Quarter Est. Return
+6.71%
1 Year Est. Return
+63.5%
3 Year Est. Return
+138.65%
5 Year Est. Return
+164.85%
10 Year Est. Return
+932.39%
AUM
$5.42B
AUM Growth
+$221M
Cap. Flow
-$47.9M
Cap. Flow %
-0.88%
Top 10 Hldgs %
19.19%
Holding
703
New
29
Increased
193
Reduced
378
Closed
36

Top Buys

Rank Stock Value
1
FNSR
Finisar Corp
FNSR
+$31M
2
AMBA icon
Ambarella
AMBA
+$17.7M
3
DD icon
DuPont de Nemours
DD
+$16.7M
4
CYTK icon
Cytokinetics
CYTK
+$13.8M
5
ALDR
Alder Biopharmaceuticals
ALDR
+$12.6M

Top Sells

Rank Stock Value
1
LRCX icon
Lam Research
LRCX
+$16.4M
2
DD
Du Pont De Nemours E I
DD
+$16.3M
3
TRCO
TRIBUNE MEDIA COMPANY CLASS A
TRCO
+$14.1M
4
MBLY
Mobileye N.V.
MBLY
+$8.76M
5
WFC icon
Wells Fargo
WFC
+$7.93M

Sector Composition

Rank Sector Weight
1 Technology 21.26%
2 Healthcare 14.42%
3 Communication Services 14.02%
4 Industrials 10.15%
5 Financials 8.22%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FCX icon
176
Freeport-McMoran
FCX
$97.5B
$6.95M 0.13%
494,864
-10,475
-2% -$147K
CAT icon
177
Caterpillar
CAT
$387B
$6.88M 0.13%
55,184
-56
-0.1% -$6.45K
AMZN icon
178
Amazon
AMZN
$2.96T
$6.56M 0.12%
136,480
+34,180
+33% +$1.68M
NWL icon
179
Newell Brands
NWL
$2.56B
$6.43M 0.12%
150,766
+23,122
+18% +$1.13M
PTCT icon
180
PTC Therapeutics
PTCT
$6.12B
$6.38M 0.12%
318,812
-8,110
-2% -$159K
DFS
181
DELISTED
Discover Financial Services
DFS
$6.37M 0.12%
98,786
+3,745
+4% +$227K
CF icon
182
CF Industries
CF
$17.3B
$6.25M 0.12%
177,761
-6,573
-4% -$203K
MU icon
183
Micron Technology
MU
$991B
$6.2M 0.11%
157,745
-4,878
-3% -$154K
PANW icon
184
Palo Alto Networks
PANW
$297B
$6.19M 0.11%
257,910
-6,756
-3% -$154K
VTR icon
185
Ventas
VTR
$47.9B
$6.12M 0.11%
93,919
-93
-0.1% -$6.27K
MDT icon
186
Medtronic
MDT
$112B
$6.09M 0.11%
78,284
+4,168
+6% +$346K
APTV icon
187
Aptiv
APTV
$10.3B
$6.02M 0.11%
61,215
+9,340
+18% +$881K
KMB icon
188
Kimberly-Clark
KMB
$36.5B
$5.98M 0.11%
50,782
-310
-0.6% -$37.9K
CL icon
189
Colgate-Palmolive
CL
$74.4B
$5.94M 0.11%
81,590
-362
-0.4% -$26.1K
RDS.A
190
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$5.89M 0.11%
97,164
-1,194
-1% -$66.8K
FCB
191
DELISTED
FCB Financial Holdings, Inc.
FCB
$5.78M 0.11%
+119,675
New +$5.46M
TMO icon
192
Thermo Fisher Scientific
TMO
$220B
$5.67M 0.1%
29,954
-2,425
-7% -$439K
MS icon
193
Morgan Stanley
MS
$340B
$5.52M 0.1%
114,544
+1,557
+1% +$72.2K
PRU icon
194
Prudential Financial
PRU
$41.8B
$5.51M 0.1%
51,786
-487
-0.9% -$52.1K
TFC icon
195
Truist Financial
TFC
$64B
$5.45M 0.1%
116,011
+66
+0.1% +$3.03K
MSCC
196
DELISTED
Microsemi Corp
MSCC
$5.4M 0.1%
104,851
-200
-0.2% -$10.1K
DIA icon
197
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$48.5B
$5.36M 0.1%
23,941
-18
-0.1% -$3.94K
AAP icon
198
Advance Auto Parts
AAP
$3.49B
$5.32M 0.1%
53,605
+37,450
+232% +$3.78M
BDX icon
199
Becton Dickinson
BDX
$48.2B
$5.3M 0.1%
27,733
+222
+0.8% +$43K
COST icon
200
Costco
COST
$420B
$5.26M 0.1%
32,032
+8,797
+38% +$1.38M
6 7
8
9 10

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Pinnacle Associates's Q3 2017 Portfolio in Review

As of Q3 2017, Pinnacle Associates held 703 positions worth $5.42B, up 4.3% from $5.2B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Pinnacle Associates's Q3 2017 filing shows 29 new, 193 increased, 378 reduced and 36 closed positions. Its largest new stake was Finisar Corp: 1,264,460 shares worth $28M. The largest sale was Lam Research, an estimated $16.4M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 20% a quarter earlier, followed by Healthcare and Communication Services.

  • Pinnacle Associates's largest Q3 2017 buy was Finisar Corp: 1,264,460 shares worth $28M.
  • Pinnacle Associates added most to Ambarella in Q3 2017, an estimated $17.7M increase.
  • Pinnacle Associates's biggest Q3 2017 reduction was Lam Research, cutting an estimated $16.4M.
  • Pinnacle Associates fully exited Du Pont De Nemours E I in Q3 2017, selling an estimated $16.3M.
  • Pinnacle Associates's ten largest holdings make up 19% of its $5.42B portfolio in Q3 2017.
  • Pinnacle Associates opened 29 new positions and closed 36 in Q3 2017.
  • Pinnacle Associates's portfolio value rose 4.3% quarter-over-quarter to $5.42B.

Based on Pinnacle Associates's 13F filing for Q3 2017, filed 13 Nov 2017.