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Pinnacle Associates Portfolio holdings

AUM $9.16B
1-Year Est. Return 63.5%
This Fund
S&P 500
This Quarter Est. Return
-10.48%
1 Year Est. Return
+63.5%
3 Year Est. Return
+138.65%
5 Year Est. Return
+164.85%
10 Year Est. Return
+932.39%
AUM
$4.52B
AUM Growth
-$867M
Cap. Flow
-$209M
Cap. Flow %
-4.62%
Top 10 Hldgs %
20.61%
Holding
692
New
36
Increased
208
Reduced
363
Closed
48

Top Buys

Rank Stock Value
1
INFI
Infinity Pharmaceuticals, Inc.
INFI
+$12.4M
2
PTCT icon
PTC Therapeutics
PTCT
+$10.2M
3
DSX icon
Diana Shipping
DSX
+$9.44M
4
AMCX icon
AMC Global Media
AMCX
+$8.75M
5
TDS icon
Telephone and Data Systems
TDS
+$8.64M

Top Sells

Rank Stock Value
1
PLL
PALL CORP
PLL
+$78.4M
2
MSGS icon
Madison Square Garden
MSGS
+$46.9M
3
REGN icon
Regeneron Pharmaceuticals
REGN
+$29.3M
4
RCL icon
Royal Caribbean
RCL
+$28.4M
5
HP icon
Helmerich & Payne
HP
+$12.5M

Sector Composition

Rank Sector Weight
1 Communication Services 15.57%
2 Healthcare 14.81%
3 Technology 14.05%
4 Industrials 13.05%
5 Consumer Discretionary 7.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KO icon
176
Coca-Cola
KO
$374B
$5.5M 0.12%
137,136
-5,695
-4% -$228K
MINT icon
177
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17.1B
$5.38M 0.12%
53,385
-765
-1% -$77.3K
VOD icon
178
Vodafone
VOD
$36.4B
$5.36M 0.12%
168,760
-6,974
-4% -$248K
CL icon
179
Colgate-Palmolive
CL
$74.3B
$5.3M 0.12%
83,508
-8,754
-9% -$572K
BDX icon
180
Becton Dickinson
BDX
$48.9B
$5.29M 0.12%
40,888
+390
+1% +$54.5K
BX icon
181
Blackstone
BX
$113B
$5.27M 0.12%
169,582
+9,120
+6% +$330K
MU icon
182
Micron Technology
MU
$972B
$5.26M 0.12%
350,930
+3,505
+1% +$60.3K
CAT icon
183
Caterpillar
CAT
$385B
$5.21M 0.12%
79,774
-9,985
-11% -$764K
FCX icon
184
Freeport-McMoran
FCX
$98.7B
$5.16M 0.11%
532,583
+174,956
+49% +$2.1M
EQIX icon
185
Equinix
EQIX
$103B
$5.05M 0.11%
18,480
-172
-0.9% -$47.1K
WM icon
186
Waste Management
WM
$90.6B
$5.01M 0.11%
100,685
+1,558
+2% +$77.6K
IVZ icon
187
Invesco
IVZ
$14B
$5M 0.11%
160,187
-748
-0.5% -$26.6K
BLK icon
188
Blackrock
BLK
$175B
$4.95M 0.11%
16,623
+1,340
+9% +$432K
LYB icon
189
LyondellBasell Industries
LYB
$20.2B
$4.91M 0.11%
58,871
-446
-0.8% -$39.7K
PRU icon
190
Prudential Financial
PRU
$42.1B
$4.87M 0.11%
63,947
+56
+0.1% +$4.7K
TMO icon
191
Thermo Fisher Scientific
TMO
$222B
$4.74M 0.1%
38,723
– –
EPD icon
192
Enterprise Products Partners
EPD
$82.2B
$4.72M 0.1%
189,391
+24,335
+15% +$675K
DAN icon
193
Dana Inc
DAN
$3.21B
$4.7M 0.1%
295,780
-5,200
-2% -$94K
LLY icon
194
Eli Lilly
LLY
$1.1T
$4.69M 0.1%
56,056
-2,444
-4% -$206K
SBUX icon
195
Starbucks
SBUX
$119B
$4.61M 0.1%
81,018
+569
+0.7% +$31.9K
TFC icon
196
Truist Financial
TFC
$63.4B
$4.59M 0.1%
129,032
-668
-0.5% -$25.8K
VNQ icon
197
Vanguard Real Estate ETF
VNQ
$38.6B
$4.58M 0.1%
60,636
-2,608
-4% -$200K
PFG icon
198
Principal Financial Group
PFG
$24.4B
$4.56M 0.1%
96,267
-571
-0.6% -$29.6K
NWSA icon
199
News Corp Class A
NWSA
$15.4B
$4.52M 0.1%
358,089
+2,600
+0.7% +$36.2K
UPS icon
200
United Parcel Service
UPS
$89.1B
$4.5M 0.1%
45,581
+502
+1% +$49.6K
6 7
8
9 10

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HKAM
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SUT
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Pinnacle Associates's Q3 2015 Portfolio in Review

As of Q3 2015, Pinnacle Associates held 692 positions worth $4.52B, down 16% from $5.39B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Pinnacle Associates withdrew a net $209M in Q3 2015, closing 48 positions and reducing 363 holdings. Its most notable exit was PALL CORP, an estimated $78.4M position sold in full.

By sector, the portfolio is most concentrated in Communication Services at 16% of assets, up from 15% a quarter earlier, followed by Healthcare and Technology.

Against the trend, Pinnacle Associates opened a new position in Infinity Pharmaceuticals, Inc. worth $11.4M.

  • Pinnacle Associates's largest Q3 2015 buy was Infinity Pharmaceuticals, Inc.: 1,345,930 shares worth $11.4M.
  • Pinnacle Associates added most to Diana Shipping in Q3 2015, an estimated $9.44M increase.
  • Pinnacle Associates's biggest Q3 2015 reduction was Regeneron Pharmaceuticals, cutting an estimated $29.3M.
  • Pinnacle Associates fully exited PALL CORP in Q3 2015, selling an estimated $78.4M.
  • Pinnacle Associates's ten largest holdings make up 21% of its $4.52B portfolio in Q3 2015.
  • Pinnacle Associates opened 36 new positions and closed 48 in Q3 2015.
  • Pinnacle Associates's portfolio value fell 16% quarter-over-quarter to $4.52B.

Based on Pinnacle Associates's 13F filing for Q3 2015, filed 10 Nov 2015.