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Pinnacle Associates Portfolio holdings

AUM $9.16B
1-Year Est. Return 63.5%
This Fund
S&P 500
This Quarter Est. Return
+11.21%
1 Year Est. Return
+63.5%
3 Year Est. Return
+138.65%
5 Year Est. Return
+164.85%
10 Year Est. Return
+932.39%
AUM
$4.83B
AUM Growth
+$384M
Cap. Flow
-$36.5M
Cap. Flow %
-0.75%
Top 10 Hldgs %
21.82%
Holding
591
New
46
Increased
195
Reduced
287
Closed
20

Top Buys

Rank Stock Value
1
VVUS
Vivus Inc
VVUS
+$15.5M
2
ARRY
Array Biopharma Inc
ARRY
+$13.8M
3
VEU icon
Vanguard FTSE All-World ex-US ETF
VEU
+$11.5M
4
ECYT
Endocyte, Inc. Common Stock
ECYT
+$9.83M
5
CONE
CyrusOne Inc Common Stock
CONE
+$6.75M

Top Sells

Rank Stock Value
1
BLC
BELO CORP SER A
BLC
+$19.8M
2
MWV
MEADWESTVACO CORP
MWV
+$14.6M
3
ONXX
ONYX PHARMACEUTICALS INC
ONXX
+$8.59M
4
BRCM
BROADCOM CORP CL-A
BRCM
+$7.83M
5
IO
ION Geophysical Corporation
IO
+$6.28M

Sector Composition

Rank Sector Weight
1 Industrials 16.04%
2 Healthcare 13.4%
3 Technology 12.04%
4 Communication Services 11.16%
5 Consumer Discretionary 7.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MINT icon
176
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17.1B
$5.34M 0.11%
52,665
+5,430
+11% +$550K
C icon
177
Citigroup
C
$227B
$5.2M 0.11%
107,125
-891
-0.8% -$45K
TGT icon
178
Target
TGT
$69.2B
$5.12M 0.11%
80,072
-3,148
-4% -$214K
ABBV icon
179
AbbVie
ABBV
$434B
$5.12M 0.11%
114,476
-1,247
-1% -$55.3K
BND icon
180
Vanguard Total Bond Market
BND
$161B
$5.08M 0.11%
62,767
-1,703
-3% -$137K
EPD icon
181
Enterprise Products Partners
EPD
$82B
$4.94M 0.1%
161,808
+17,588
+12% +$538K
COV
182
DELISTED
COVIDIEN PLC COM SHS NEW (IRELAND)
COV
$4.92M 0.1%
80,798
-709
-0.9% -$43.3K
BYD icon
183
Boyd Gaming
BYD
$5.91B
$4.89M 0.1%
+345,535
New +$4.24M
IVV icon
184
iShares Core S&P 500 ETF
IVV
$904B
$4.58M 0.09%
27,149
+184
+0.7% +$31K
INGR icon
185
Ingredion
INGR
$6.55B
$4.54M 0.09%
68,675
-13,960
-17% -$911K
PRU icon
186
Prudential Financial
PRU
$41.9B
$4.41M 0.09%
56,545
+901
+2% +$70.7K
MRO
187
DELISTED
Marathon Oil Corporation
MRO
$4.39M 0.09%
125,968
+7,902
+7% +$281K
CWB icon
188
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.6B
$4.38M 0.09%
96,912
+31,887
+49% +$1.42M
JOY
189
DELISTED
Joy Global Inc
JOY
$4.34M 0.09%
85,122
+47,992
+129% +$2.45M
WMT icon
190
Walmart Inc
WMT
$890B
$4.32M 0.09%
175,317
-6,669
-4% -$168K
AGU
191
DELISTED
Agrium
AGU
$4.27M 0.09%
50,859
+3,735
+8% +$327K
APC
192
DELISTED
Anadarko Petroleum
APC
$4.26M 0.09%
45,812
-470
-1% -$42.8K
EMR icon
193
Emerson Electric
EMR
$88.9B
$4.19M 0.09%
64,756
-1,280
-2% -$78.3K
UNH icon
194
UnitedHealth
UNH
$373B
$4.13M 0.09%
57,696
+314
+0.5% +$22.5K
UPS icon
195
United Parcel Service
UPS
$88.7B
$4.03M 0.08%
44,114
+7,492
+20% +$659K
TMO icon
196
Thermo Fisher Scientific
TMO
$220B
$3.92M 0.08%
42,584
-187
-0.4% -$16.9K
MU icon
197
Micron Technology
MU
$997B
$3.76M 0.08%
215,300
-3,200
-1% -$46.4K
CSX icon
198
CSX Corp
CSX
$93.1B
$3.71M 0.08%
433,023
+10,920
+3% +$91.7K
JBL icon
199
Jabil
JBL
$35.9B
$3.69M 0.08%
170,325
+7,500
+5% +$171K
EQIX icon
200
Equinix
EQIX
$103B
$3.69M 0.08%
20,080
-75
-0.4% -$13.6K
6 7
8
9 10

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SFM
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HKAM
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Pinnacle Associates's Q3 2013 Portfolio in Review

As of Q3 2013, Pinnacle Associates held 591 positions worth $4.83B, up 8.6% from $4.45B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Pinnacle Associates's Q3 2013 filing shows 46 new, 195 increased, 287 reduced and 20 closed positions. Its largest new stake was Array Biopharma Inc: 2,330,780 shares worth $14.5M. The largest sale was BELO CORP SER A, an estimated $19.8M.

By sector, the portfolio is most concentrated in Industrials at 16% of assets, up from 16% a quarter earlier, followed by Healthcare and Technology.

  • Pinnacle Associates's largest Q3 2013 buy was Array Biopharma Inc: 2,330,780 shares worth $14.5M.
  • Pinnacle Associates added most to Vivus Inc in Q3 2013, an estimated $15.5M increase.
  • Pinnacle Associates's biggest Q3 2013 reduction was BELO CORP SER A, cutting an estimated $19.8M.
  • Pinnacle Associates fully exited ION Geophysical Corporation in Q3 2013, selling an estimated $6.28M.
  • Pinnacle Associates's ten largest holdings make up 22% of its $4.83B portfolio in Q3 2013.
  • Pinnacle Associates opened 46 new positions and closed 20 in Q3 2013.
  • Pinnacle Associates's portfolio value rose 8.6% quarter-over-quarter to $4.83B.

Based on Pinnacle Associates's 13F filing for Q3 2013, filed 14 Nov 2013.