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Pinnacle Associates Portfolio holdings

AUM $9.16B
1-Year Est. Return 63.5%
This Fund
S&P 500
This Quarter Est. Return
+6.71%
1 Year Est. Return
+63.5%
3 Year Est. Return
+138.65%
5 Year Est. Return
+164.85%
10 Year Est. Return
+932.39%
AUM
$5.42B
AUM Growth
+$221M
Cap. Flow
-$47.9M
Cap. Flow %
-0.88%
Top 10 Hldgs %
19.19%
Holding
703
New
29
Increased
193
Reduced
378
Closed
36

Top Buys

Rank Stock Value
1
FNSR
Finisar Corp
FNSR
+$31M
2
AMBA icon
Ambarella
AMBA
+$17.7M
3
DD icon
DuPont de Nemours
DD
+$16.7M
4
CYTK icon
Cytokinetics
CYTK
+$13.8M
5
ALDR
Alder Biopharmaceuticals
ALDR
+$12.6M

Top Sells

Rank Stock Value
1
LRCX icon
Lam Research
LRCX
+$16.4M
2
DD
Du Pont De Nemours E I
DD
+$16.3M
3
TRCO
TRIBUNE MEDIA COMPANY CLASS A
TRCO
+$14.1M
4
MBLY
Mobileye N.V.
MBLY
+$8.76M
5
WFC icon
Wells Fargo
WFC
+$7.93M

Sector Composition

Rank Sector Weight
1 Technology 21.26%
2 Healthcare 14.42%
3 Communication Services 14.02%
4 Industrials 10.15%
5 Financials 8.22%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PM icon
151
Philip Morris
PM
$295B
$9M 0.17%
81,104
+1,319
+2% +$154K
GD icon
152
General Dynamics
GD
$106B
$8.77M 0.16%
42,668
+48
+0.1% +$9.62K
DVN icon
153
Devon Energy
DVN
$47.3B
$8.72M 0.16%
237,522
+450
+0.2% +$14.6K
GS icon
154
Goldman Sachs
GS
$303B
$8.55M 0.16%
36,069
-33
-0.1% -$7.44K
VGK icon
155
Vanguard FTSE Europe ETF
VGK
$31.1B
$8.39M 0.15%
143,901
+1,651
+1% +$93.7K
VNQ icon
156
Vanguard Real Estate ETF
VNQ
$39.1B
$8.34M 0.15%
100,388
-5,376
-5% -$449K
VIAB
157
DELISTED
Viacom Inc. Class B
VIAB
$8.3M 0.15%
298,274
+37,393
+14% +$1.15M
GOOGL icon
158
Alphabet (Google) Class A
GOOGL
$4.33T
$8M 0.15%
164,240
+4,740
+3% +$225K
GM icon
159
General Motors
GM
$76.8B
$7.96M 0.15%
197,254
-3,884
-2% -$142K
LYB icon
160
LyondellBasell Industries
LYB
$19.2B
$7.94M 0.15%
80,163
-7,888
-9% -$710K
TDTT icon
161
FlexShares iBoxx 3-Year Target Duration TIPS Index Fund
TDTT
$2.53B
$7.92M 0.15%
322,462
-573
-0.2% -$14.1K
UNP icon
162
Union Pacific
UNP
$174B
$7.87M 0.15%
67,836
-438
-0.6% -$47K
PRF icon
163
Invesco FTSE RAFI US 1000 ETF
PRF
$10B
$7.84M 0.14%
365,965
+9,465
+3% +$198K
COP icon
164
ConocoPhillips
COP
$141B
$7.83M 0.14%
156,388
-8,660
-5% -$389K
HLIT icon
165
Harmonic Inc
HLIT
$1.28B
$7.79M 0.14%
2,555,537
-1,494,871
-37% -$5.55M
IVZ icon
166
Invesco
IVZ
$13.9B
$7.71M 0.14%
220,152
-502
-0.2% -$17.1K
WM icon
167
Waste Management
WM
$91B
$7.54M 0.14%
96,379
+219
+0.2% +$16.6K
HWM icon
168
Howmet Aerospace
HWM
$112B
$7.48M 0.14%
391,899
+57,617
+17% +$1.1M
MEOH icon
169
Methanex
MEOH
$4.12B
$7.46M 0.14%
148,325
-7,650
-5% -$360K
TEN
170
DELISTED
Tenneco Inc. Class A Voting Common Stock
TEN
$7.31M 0.13%
120,445
+4,945
+4% +$278K
BLK icon
171
Blackrock
BLK
$176B
$7.26M 0.13%
16,236
-375
-2% -$160K
VLO icon
172
Valero Energy
VLO
$85.9B
$7.22M 0.13%
93,912
-841
-0.9% -$57.9K
MCD icon
173
McDonald's
MCD
$195B
$7.2M 0.13%
45,925
-252
-0.5% -$39.5K
ADBE icon
174
Adobe
ADBE
$105B
$7.06M 0.13%
47,314
-1,318
-3% -$197K
BOND icon
175
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.49B
$6.99M 0.13%
65,506
+2,201
+3% +$235K
5 6
7
8 9

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SFM
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HKAM
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SUT
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Pinnacle Associates's Q3 2017 Portfolio in Review

As of Q3 2017, Pinnacle Associates held 703 positions worth $5.42B, up 4.3% from $5.2B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Pinnacle Associates's Q3 2017 filing shows 29 new, 193 increased, 378 reduced and 36 closed positions. Its largest new stake was Finisar Corp: 1,264,460 shares worth $28M. The largest sale was Lam Research, an estimated $16.4M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 20% a quarter earlier, followed by Healthcare and Communication Services.

  • Pinnacle Associates's largest Q3 2017 buy was Finisar Corp: 1,264,460 shares worth $28M.
  • Pinnacle Associates added most to Ambarella in Q3 2017, an estimated $17.7M increase.
  • Pinnacle Associates's biggest Q3 2017 reduction was Lam Research, cutting an estimated $16.4M.
  • Pinnacle Associates fully exited Du Pont De Nemours E I in Q3 2017, selling an estimated $16.3M.
  • Pinnacle Associates's ten largest holdings make up 19% of its $5.42B portfolio in Q3 2017.
  • Pinnacle Associates opened 29 new positions and closed 36 in Q3 2017.
  • Pinnacle Associates's portfolio value rose 4.3% quarter-over-quarter to $5.42B.

Based on Pinnacle Associates's 13F filing for Q3 2017, filed 13 Nov 2017.