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Pinnacle Associates Portfolio holdings

AUM $9.16B
1-Year Est. Return 63.5%
This Fund
S&P 500
This Quarter Est. Return
+13.47%
1 Year Est. Return
+63.5%
3 Year Est. Return
+138.65%
5 Year Est. Return
+164.85%
10 Year Est. Return
+932.39%
AUM
$4.57B
AUM Growth
+$321M
Cap. Flow
-$161M
Cap. Flow %
-3.53%
Top 10 Hldgs %
17.11%
Holding
760
New
56
Increased
232
Reduced
366
Closed
49

Top Buys

Rank Stock Value
1
COHR icon
Coherent
COHR
+$13.4M
2
CUB
Cubic Corporation
CUB
+$9.35M
3
PLUG icon
Plug Power
PLUG
+$8.17M
4
FARO
Faro Technologies
FARO
+$7.46M
5
AEIS icon
Advanced Energy
AEIS
+$6.95M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$23.4M
2
ALDR
Alder Biopharmaceuticals
ALDR
+$17M
3
ONCE
Spark Therapeutics, Inc. Common Stock
ONCE
+$15.8M
4
MDCO
Medicines Co
MDCO
+$15.3M
5
LRCX icon
Lam Research
LRCX
+$14.5M

Sector Composition

Rank Sector Weight
1 Technology 23.18%
2 Healthcare 12.25%
3 Communication Services 11.33%
4 Industrials 11.13%
5 Financials 8.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UFI icon
126
UNIFI
UFI
$129M
$9.9M 0.22%
391,894
-36,317
-8% -$877K
FDX icon
127
FedEx
FDX
$76.9B
$9.8M 0.21%
64,845
-3,745
-5% -$577K
CVX icon
128
Chevron
CVX
$382B
$9.78M 0.21%
81,110
+3,768
+5% +$444K
IJR icon
129
iShares Core S&P Small-Cap ETF
IJR
$112B
$9.46M 0.21%
112,790
+11,527
+11% +$927K
ETN icon
130
Eaton
ETN
$173B
$9.43M 0.21%
99,551
-194
-0.2% -$17.2K
TPC
131
Tutor Perini Cor
TPC
$5.18B
$9.43M 0.21%
732,939
-80,455
-10% -$1.24M
GLW icon
132
Corning
GLW
$136B
$9.41M 0.21%
323,358
-36,765
-10% -$1.07M
MGNX icon
133
MacroGenics
MGNX
$259M
$9.35M 0.2%
858,945
+306,865
+56% +$3.04M
CRM icon
134
Salesforce
CRM
$162B
$9.28M 0.2%
57,062
+3,549
+7% +$556K
WMT icon
135
Walmart Inc
WMT
$897B
$9.28M 0.2%
234,141
+11,085
+5% +$440K
COST icon
136
Costco
COST
$423B
$9.13M 0.2%
31,081
-3,009
-9% -$894K
RARE icon
137
Ultragenyx Pharmaceutical
RARE
$2.64B
$9.07M 0.2%
212,387
+139,380
+191% +$5.75M
XYL icon
138
Xylem
XYL
$28.3B
$8.87M 0.19%
112,527
-12,726
-10% -$990K
ACN icon
139
Accenture
ACN
$109B
$8.83M 0.19%
41,942
-893
-2% -$174K
NVDA icon
140
NVIDIA
NVDA
$5.27T
$8.79M 0.19%
1,494,880
-319,440
-18% -$1.66M
PLUG icon
141
Plug Power
PLUG
$2.94B
$8.49M 0.19%
+2,687,823
New +$8.17M
TENB icon
142
Tenable Holdings
TENB
$4.04B
$8.45M 0.19%
352,515
+279,525
+383% +$6.81M
BLK icon
143
Blackrock
BLK
$175B
$8.37M 0.18%
16,642
-286
-2% -$136K
MDLZ icon
144
Mondelez International
MDLZ
$78.5B
$8.31M 0.18%
150,930
-173
-0.1% -$9.25K
MA icon
145
Mastercard
MA
$493B
$8.27M 0.18%
27,706
+2,797
+11% +$789K
MCD icon
146
McDonald's
MCD
$194B
$8.05M 0.18%
40,764
-4,525
-10% -$898K
WM icon
147
Waste Management
WM
$90.6B
$8.01M 0.18%
70,272
-1,090
-2% -$123K
UNP icon
148
Union Pacific
UNP
$174B
$8M 0.18%
44,237
-2,428
-5% -$416K
MET icon
149
MetLife
MET
$61.7B
$7.97M 0.17%
156,343
-15,537
-9% -$750K
VTI icon
150
Vanguard Morningstar Total Stock Market ETF
VTI
$691B
$7.97M 0.17%
48,703
+1,591
+3% +$249K
4 5
6
7 8

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SFM
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HKAM
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SUT
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VAS
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IAA
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AI
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WPL
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Pinnacle Associates's Q4 2019 Portfolio in Review

As of Q4 2019, Pinnacle Associates held 760 positions worth $4.57B, up 7.6% from $4.25B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Pinnacle Associates withdrew a net $161M in Q4 2019, closing 49 positions and reducing 366 holdings. Its most notable exit was Alder Biopharmaceuticals, an estimated $17M position sold in full.

By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 22% a quarter earlier, followed by Healthcare and Communication Services.

Against the trend, Pinnacle Associates opened a new position in Plug Power worth $8.49M.

  • Pinnacle Associates's largest Q4 2019 buy was Plug Power: 2,687,823 shares worth $8.49M.
  • Pinnacle Associates added most to Coherent in Q4 2019, an estimated $13.4M increase.
  • Pinnacle Associates's biggest Q4 2019 reduction was Apple, cutting an estimated $23.4M.
  • Pinnacle Associates fully exited Alder Biopharmaceuticals in Q4 2019, selling an estimated $17M.
  • Pinnacle Associates's ten largest holdings make up 17% of its $4.57B portfolio in Q4 2019.
  • Pinnacle Associates opened 56 new positions and closed 49 in Q4 2019.
  • Pinnacle Associates's portfolio value rose 7.6% quarter-over-quarter to $4.57B.

Based on Pinnacle Associates's 13F filing for Q4 2019, filed 3 Feb 2020.