We are live on ! Find out more
PA

Pinnacle Associates Portfolio holdings

AUM $9.16B
1-Year Est. Return 63.5%
This Fund
S&P 500
This Quarter Est. Return
+11.21%
1 Year Est. Return
+63.5%
3 Year Est. Return
+138.65%
5 Year Est. Return
+164.85%
10 Year Est. Return
+932.39%
AUM
$4.83B
AUM Growth
+$384M
Cap. Flow
-$36.5M
Cap. Flow %
-0.75%
Top 10 Hldgs %
21.82%
Holding
591
New
46
Increased
195
Reduced
287
Closed
20

Top Buys

Rank Stock Value
1
VVUS
Vivus Inc
VVUS
+$15.5M
2
ARRY
Array Biopharma Inc
ARRY
+$13.8M
3
VEU icon
Vanguard FTSE All-World ex-US ETF
VEU
+$11.5M
4
ECYT
Endocyte, Inc. Common Stock
ECYT
+$9.83M
5
CONE
CyrusOne Inc Common Stock
CONE
+$6.75M

Top Sells

Rank Stock Value
1
BLC
BELO CORP SER A
BLC
+$19.8M
2
MWV
MEADWESTVACO CORP
MWV
+$14.6M
3
ONXX
ONYX PHARMACEUTICALS INC
ONXX
+$8.59M
4
BRCM
BROADCOM CORP CL-A
BRCM
+$7.83M
5
IO
ION Geophysical Corporation
IO
+$6.28M

Sector Composition

Rank Sector Weight
1 Industrials 16.04%
2 Healthcare 13.4%
3 Technology 12.04%
4 Communication Services 11.16%
5 Consumer Discretionary 7.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FRX
126
DELISTED
FOREST LABORATORIES INC
FRX
$8.73M 0.18%
203,934
+12,355
+6% +$537K
HON icon
127
Honeywell
HON
$77B
$8.59M 0.18%
115,058
-2,226
-2% -$165K
CAT icon
128
Caterpillar
CAT
$388B
$8.29M 0.17%
99,354
-100
-0.1% -$8.46K
DAN icon
129
Dana Inc
DAN
$3.13B
$8.21M 0.17%
359,241
-5,918
-2% -$128K
AFL icon
130
Aflac
AFL
$62.1B
$8.11M 0.17%
261,676
-4,880
-2% -$147K
AXP icon
131
American Express
AXP
$228B
$7.97M 0.16%
105,500
-11,607
-10% -$873K
VWO icon
132
Vanguard FTSE Emerging Markets ETF
VWO
$126B
$7.91M 0.16%
196,990
-6,981
-3% -$276K
ES icon
133
Eversource Energy
ES
$26.7B
$7.85M 0.16%
190,349
+3,151
+2% +$133K
VCSH icon
134
Vanguard Short-Term Corporate Bond ETF
VCSH
$45B
$7.58M 0.16%
95,185
+2,170
+2% +$172K
PCL
135
DELISTED
PLUM CREEK TIMBER CO (REIT)
PCL
$7.51M 0.16%
160,273
-560
-0.3% -$26.2K
MDT icon
136
Medtronic
MDT
$113B
$7.49M 0.16%
140,706
-6,397
-4% -$344K
MO icon
137
Altria Group
MO
$112B
$7.41M 0.15%
215,744
-2,583
-1% -$91K
BLK icon
138
Blackrock
BLK
$175B
$7.41M 0.15%
27,374
+263
+1% +$71.4K
DVN icon
139
Devon Energy
DVN
$49B
$7.28M 0.15%
126,074
-1,170
-0.9% -$66.8K
CF icon
140
CF Industries
CF
$17.9B
$7.23M 0.15%
171,485
+17,875
+12% +$685K
BSV icon
141
Vanguard Short-Term Bond ETF
BSV
$45.6B
$7.16M 0.15%
89,068
-13,849
-13% -$1.11M
PEP icon
142
PepsiCo
PEP
$188B
$7.14M 0.15%
89,786
-3,605
-4% -$296K
RIO icon
143
Rio Tinto
RIO
$165B
$6.98M 0.14%
143,218
-28,039
-16% -$1.31M
MS icon
144
Morgan Stanley
MS
$340B
$6.97M 0.14%
258,549
-5,237
-2% -$141K
CNI icon
145
Canadian National Railway
CNI
$75.9B
$6.89M 0.14%
135,972
-4,910
-3% -$242K
M icon
146
Macy's
M
$6.72B
$6.88M 0.14%
159,099
-2,239
-1% -$105K
YHOO
147
DELISTED
Yahoo Inc
YHOO
$6.79M 0.14%
204,675
-10,250
-5% -$290K
KDP icon
148
Keurig Dr Pepper
KDP
$39.4B
$6.69M 0.14%
149,297
+2,140
+1% +$98.5K
DUK icon
149
Duke Energy
DUK
$95.1B
$6.52M 0.13%
97,607
-3,143
-3% -$214K
GS icon
150
Goldman Sachs
GS
$302B
$6.46M 0.13%
40,807
-701
-2% -$113K
4 5
6
7 8

Similar funds

LCAM
London & Capital Asset Management London, United Kingdom $9.18B AUM 25.04% 1-Year Est. Return
SFM
Soros Fund Management New York $9.12B AUM 30.69% 1-Year Est. Return
HKAM
Horizon Kinetics Asset Management New York $9.23B AUM 27.52% 1-Year Est. Return
SUT
SC US (TTGP) Menlo Park, California $9.25B AUM 20.49% 1-Year Est. Return
VAS
Vestmark Advisory Solutions Wakefield, Massachusetts $9.02B AUM 20.58% 1-Year Est. Return
IAA
Independent Advisor Alliance Charlotte, North Carolina $9.32B AUM 33.19% 1-Year Est. Return
AI
Axiom Investors Greenwich, Connecticut $8.99B AUM 44.68% 1-Year Est. Return
WPL
WINDACRE PARTNERSHIP LLC Houston, Texas $9.34B AUM 17.41% 1-Year Est. Return

Pinnacle Associates's Q3 2013 Portfolio in Review

As of Q3 2013, Pinnacle Associates held 591 positions worth $4.83B, up 8.6% from $4.45B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Pinnacle Associates's Q3 2013 filing shows 46 new, 195 increased, 287 reduced and 20 closed positions. Its largest new stake was Array Biopharma Inc: 2,330,780 shares worth $14.5M. The largest sale was BELO CORP SER A, an estimated $19.8M.

By sector, the portfolio is most concentrated in Industrials at 16% of assets, up from 16% a quarter earlier, followed by Healthcare and Technology.

  • Pinnacle Associates's largest Q3 2013 buy was Array Biopharma Inc: 2,330,780 shares worth $14.5M.
  • Pinnacle Associates added most to Vivus Inc in Q3 2013, an estimated $15.5M increase.
  • Pinnacle Associates's biggest Q3 2013 reduction was BELO CORP SER A, cutting an estimated $19.8M.
  • Pinnacle Associates fully exited ION Geophysical Corporation in Q3 2013, selling an estimated $6.28M.
  • Pinnacle Associates's ten largest holdings make up 22% of its $4.83B portfolio in Q3 2013.
  • Pinnacle Associates opened 46 new positions and closed 20 in Q3 2013.
  • Pinnacle Associates's portfolio value rose 8.6% quarter-over-quarter to $4.83B.

Based on Pinnacle Associates's 13F filing for Q3 2013, filed 14 Nov 2013.