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Pinnacle Associates Portfolio holdings

AUM $9.16B
1-Year Est. Return 63.5%
This Fund
S&P 500
This Quarter Est. Return
-1.14%
1 Year Est. Return
+63.5%
3 Year Est. Return
+138.65%
5 Year Est. Return
+164.85%
10 Year Est. Return
+932.39%
AUM
$5.42B
AUM Growth
-$106M
Cap. Flow
+$24M
Cap. Flow %
0.44%
Top 10 Hldgs %
17.48%
Holding
794
New
30
Increased
282
Reduced
334
Closed
33

Top Buys

Rank Stock Value
1
ARRY icon
Array Technologies
ARRY
+$9.31M
2
CRNC icon
Cerence
CRNC
+$8.53M
3
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$7.58M
4
GLNG icon
Golar LNG
GLNG
+$7.46M
5
VZ icon
Verizon
VZ
+$7.42M

Top Sells

Rank Stock Value
1
T icon
AT&T
T
+$11.4M
2
MTCH icon
Match Group
MTCH
+$11.4M
3
AMBA icon
Ambarella
AMBA
+$9.02M
4
QRVO icon
Qorvo
QRVO
+$7.67M
5
CVS icon
CVS Health
CVS
+$7.42M

Sector Composition

Rank Sector Weight
1 Technology 24.89%
2 Healthcare 11.5%
3 Industrials 10.61%
4 Communication Services 8.83%
5 Consumer Discretionary 8.16%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMP icon
726
Ameriprise Financial
AMP
$49.7B
$207K ﹤0.01%
784
-156
-17% -$40.8K
GTN icon
727
Gray Television
GTN
$490M
$207K ﹤0.01%
9,070
– –
HWM icon
728
Howmet Aerospace
HWM
$112B
$206K ﹤0.01%
6,593
-1,099
-14% -$35.4K
NIO icon
729
NIO
NIO
$11.6B
$206K ﹤0.01%
5,790
+1,165
+25% +$47.9K
SJNK icon
730
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.79B
$206K ﹤0.01%
7,530
– –
KHC icon
731
Kraft Heinz
KHC
$29.2B
$205K ﹤0.01%
5,575
+96
+2% +$3.61K
SNAP icon
732
Snap
SNAP
$9.32B
$203K ﹤0.01%
2,750
-400
-13% -$28.9K
NJR icon
733
New Jersey Resources
NJR
$5.55B
$202K ﹤0.01%
5,816
– –
UBS icon
734
UBS Group
UBS
$176B
$201K ﹤0.01%
12,641
– –
TY icon
735
TRI-Continental Corp
TY
$1.9B
$200K ﹤0.01%
6,000
– –
SGFY
736
DELISTED
Signify Health, Inc.
SGFY
$199K ﹤0.01%
+11,126
New +$286K
PED icon
737
PEDEVCO
PED
$151M
$192K ﹤0.01%
6,500
– –
GAB icon
738
Gabelli Equity Trust
GAB
$1.8B
$190K ﹤0.01%
28,642
– –
MHN
739
DELISTED
BlackRock MuniHoldings New Yrok Quality Fund
MHN
$187K ﹤0.01%
12,871
– –
ETV
740
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
ETV
$1.78B
$179K ﹤0.01%
11,219
– –
NAN icon
741
Nuveen New York Quality Municipal Income Fund
NAN
$371M
$177K ﹤0.01%
12,024
+9
+0.1% +$136
TAK icon
742
Takeda Pharmaceutical
TAK
$55.8B
$176K ﹤0.01%
10,775
-16,050
-60% -$269K
BLDP
743
Ballard Power Systems
BLDP
$784M
$168K ﹤0.01%
11,950
-6,200
-34% -$98.2K
OPK icon
744
Opko Health
OPK
$1.04B
$161K ﹤0.01%
43,975
-2,000
-4% -$7.44K
CARS icon
745
Cars.com
CARS
$635M
$152K ﹤0.01%
12,002
-63
-0.5% -$797
NUV icon
746
Nuveen Municipal Value Fund
NUV
$1.9B
$146K ﹤0.01%
12,939
– –
FIEE
747
FiEE Inc
FIEE
$32.4M
$121K ﹤0.01%
+2,600
New +$170K
FAX
748
abrdn Asia-Pacific Income Fund
FAX
$604M
$111K ﹤0.01%
4,438
– –
NLY icon
749
Annaly Capital Management
NLY
$17.4B
$98K ﹤0.01%
2,918
-377
-11% -$13K
AMRN
750
Amarin Corp
AMRN
$296M
$92K ﹤0.01%
903
-150
-14% -$14.7K
28 29
30
31 32

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SUT
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VAS
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IAA
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WPL
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Pinnacle Associates's Q3 2021 Portfolio in Review

As of Q3 2021, Pinnacle Associates held 794 positions worth $5.42B, down 1.9% from $5.53B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Pinnacle Associates's Q3 2021 filing shows 30 new, 282 increased, 334 reduced and 33 closed positions. Its largest new stake was ProShares UltraPro QQQ: 50,504 shares worth $1.57M. The largest sale was AT&T, an estimated $11.4M.

By sector, the portfolio is most concentrated in Technology at 25% of assets, down from 25% a quarter earlier, followed by Healthcare and Industrials.

  • Pinnacle Associates's largest Q3 2021 buy was ProShares UltraPro QQQ: 50,504 shares worth $1.57M.
  • Pinnacle Associates added most to Array Technologies in Q3 2021, an estimated $9.31M increase.
  • Pinnacle Associates's biggest Q3 2021 reduction was AT&T, cutting an estimated $11.4M.
  • Pinnacle Associates fully exited Ventas in Q3 2021, selling an estimated $3.45M.
  • Pinnacle Associates's ten largest holdings make up 17% of its $5.42B portfolio in Q3 2021.
  • Pinnacle Associates opened 30 new positions and closed 33 in Q3 2021.
  • Pinnacle Associates's portfolio value fell 1.9% quarter-over-quarter to $5.42B.

Based on Pinnacle Associates's 13F filing for Q3 2021, filed 19 Oct 2021.