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Pinnacle Associates Portfolio holdings

AUM $9.16B
1-Year Est. Return 63.5%
This Fund
S&P 500
This Quarter Est. Return
+13.47%
1 Year Est. Return
+63.5%
3 Year Est. Return
+138.65%
5 Year Est. Return
+164.85%
10 Year Est. Return
+932.39%
AUM
$4.57B
AUM Growth
+$321M
Cap. Flow
-$161M
Cap. Flow %
-3.53%
Top 10 Hldgs %
17.11%
Holding
760
New
56
Increased
232
Reduced
366
Closed
49

Top Buys

Rank Stock Value
1
COHR icon
Coherent
COHR
+$13.4M
2
CUB
Cubic Corporation
CUB
+$9.35M
3
PLUG icon
Plug Power
PLUG
+$8.17M
4
FARO
Faro Technologies
FARO
+$7.46M
5
AEIS icon
Advanced Energy
AEIS
+$6.95M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$23.4M
2
ALDR
Alder Biopharmaceuticals
ALDR
+$17M
3
ONCE
Spark Therapeutics, Inc. Common Stock
ONCE
+$15.8M
4
MDCO
Medicines Co
MDCO
+$15.3M
5
LRCX icon
Lam Research
LRCX
+$14.5M

Sector Composition

Rank Sector Weight
1 Technology 23.18%
2 Healthcare 12.25%
3 Communication Services 11.33%
4 Industrials 11.13%
5 Financials 8.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LYG icon
701
Lloyds Banking Group
LYG
$88.8B
$67K ﹤0.01%
20,207
+6,907
+52% +$20.9K
CRWD icon
702
CrowdStrike
CRWD
$229B
$65K ﹤0.01%
+5,200
New +$68.2K
BRW
703
Saba Capital Income & Opportunities Fund
BRW
$340M
$64K ﹤0.01%
6,357
+187
+3% +$1.8K
DWSN icon
704
Dawson Geophysical
DWSN
$131M
$58K ﹤0.01%
24,000
-10,080
-30% -$23.5K
SCOR icon
705
Comscore
SCOR
$106M
$54K ﹤0.01%
+550
New +$37.6K
NTIP icon
706
Network-1 Technologies
NTIP
$36.1M
$52K ﹤0.01%
23,950
– –
AGRX
707
DELISTED
Agile Therapeutics
AGRX
$50K ﹤0.01%
+10
New +$34.9K
SE icon
708
CALL
Sea Limited
SE
$70.3B
$40K ﹤0.01%
+1,000
New +$33.7K
MIND icon
709
MIND Technology
MIND
$45.6M
$31K ﹤0.01%
1,080
– –
GPL
710
DELISTED
Great Panther Mining Limited
GPL
$8K ﹤0.01%
1,500
– –
CHRN
711
ChronoScale Holdings
CHRN
$2.82B
$6K ﹤0.01%
68
-17
-20% -$2.1K
ACB
712
Aurora Cannabis
ACB
$179M
– –
-95
Closed -$50K
AIG icon
713
American International
AIG
$40.6B
– –
-3,990
Closed -$222K
AON icon
714
Aon
AON
$75.7B
– –
-2,000
Closed -$387K
AXTI icon
715
AXT Inc
AXTI
$4.83B
– –
-46,750
Closed -$166K
CHD icon
716
Church & Dwight Co
CHD
$24.5B
– –
-2,840
Closed -$214K
CHTR icon
717
Charter Communications
CHTR
$18.3B
– –
-969
Closed -$399K
CRM icon
718
CALL
Salesforce
CRM
$162B
– –
-5,000
Closed -$742K
EOLS icon
719
CALL
Evolus
EOLS
$500M
– –
-13,000
Closed -$203K
EOLS icon
720
Evolus
EOLS
$500M
– –
-1,200
Closed -$19K
ETW
721
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.06B
– –
-13,000
Closed -$126K
FTNT icon
722
Fortinet
FTNT
$120B
– –
-50,330
Closed -$773K
GPC icon
723
Genuine Parts
GPC
$18.5B
– –
-2,167
Closed -$216K
HOFT icon
724
Hooker Furnishings Corp
HOFT
$159M
– –
-24,025
Closed -$515K
BRSL
725
Brightstar Lottery PLC
BRSL
$2.02B
– –
-16,791
Closed -$239K
27 28
29
30 31

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SFM
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HKAM
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SUT
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VAS
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IAA
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AI
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WPL
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Pinnacle Associates's Q4 2019 Portfolio in Review

As of Q4 2019, Pinnacle Associates held 760 positions worth $4.57B, up 7.6% from $4.25B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Pinnacle Associates withdrew a net $161M in Q4 2019, closing 49 positions and reducing 366 holdings. Its most notable exit was Alder Biopharmaceuticals, an estimated $17M position sold in full.

By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 22% a quarter earlier, followed by Healthcare and Communication Services.

Against the trend, Pinnacle Associates opened a new position in Plug Power worth $8.49M.

  • Pinnacle Associates's largest Q4 2019 buy was Plug Power: 2,687,823 shares worth $8.49M.
  • Pinnacle Associates added most to Coherent in Q4 2019, an estimated $13.4M increase.
  • Pinnacle Associates's biggest Q4 2019 reduction was Apple, cutting an estimated $23.4M.
  • Pinnacle Associates fully exited Alder Biopharmaceuticals in Q4 2019, selling an estimated $17M.
  • Pinnacle Associates's ten largest holdings make up 17% of its $4.57B portfolio in Q4 2019.
  • Pinnacle Associates opened 56 new positions and closed 49 in Q4 2019.
  • Pinnacle Associates's portfolio value rose 7.6% quarter-over-quarter to $4.57B.

Based on Pinnacle Associates's 13F filing for Q4 2019, filed 3 Feb 2020.