We are live on ! Find out more
PA

Pinnacle Associates Portfolio holdings

AUM $9.16B
1-Year Est. Return 63.5%
This Fund
S&P 500
This Quarter Est. Return
+25.53%
1 Year Est. Return
+63.5%
3 Year Est. Return
+138.65%
5 Year Est. Return
+164.85%
10 Year Est. Return
+932.39%
AUM
$4.92B
AUM Growth
+$714M
Cap. Flow
-$137M
Cap. Flow %
-2.79%
Top 10 Hldgs %
19.76%
Holding
723
New
46
Increased
218
Reduced
364
Closed
20

Top Buys

Rank Stock Value
1
JNJ icon
Johnson & Johnson
JNJ
+$13.8M
2
TLS icon
Telos
TLS
+$8.88M
3
MSGS icon
Madison Square Garden
MSGS
+$6.53M
4
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$6.45M
5
RCL icon
Royal Caribbean
RCL
+$6.21M

Top Sells

Rank Stock Value
1
PLUG icon
Plug Power
PLUG
+$46M
2
LRCX icon
Lam Research
LRCX
+$18.3M
3
AAPL icon
Apple
AAPL
+$11.9M
4
QRVO icon
Qorvo
QRVO
+$4.97M
5
SGEN
Seagen Inc. Common Stock
SGEN
+$3.84M

Sector Composition

Rank Sector Weight
1 Technology 25.69%
2 Healthcare 12.91%
3 Industrials 12.51%
4 Communication Services 9.4%
5 Consumer Discretionary 7.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SJNK icon
676
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.79B
$203K ﹤0.01%
7,530
-2,520
-25% -$66.5K
STX icon
677
Seagate
STX
$186B
$203K ﹤0.01%
3,273
-1,050
-24% -$59K
ISCF icon
678
iShares International Small Cap Equity Factor ETF
ISCF
$679M
$202K ﹤0.01%
+6,084
New +$191K
SCCO icon
679
Southern Copper
SCCO
$164B
$201K ﹤0.01%
+3,372
New +$171K
XLNX
680
DELISTED
Xilinx Inc
XLNX
$201K ﹤0.01%
+1,418
New +$184K
ERII icon
681
Energy Recovery
ERII
$394M
$197K ﹤0.01%
14,450
+2,650
+22% +$28.3K
MHN
682
DELISTED
BlackRock MuniHoldings New Yrok Quality Fund
MHN
$182K ﹤0.01%
12,871
– –
GAB icon
683
Gabelli Equity Trust
GAB
$1.8B
$180K ﹤0.01%
29,301
– –
OPK icon
684
Opko Health
OPK
$1.04B
$179K ﹤0.01%
45,350
– –
ETV
685
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
ETV
$1.77B
$172K ﹤0.01%
11,219
– –
AAPL icon
686
CALL
Apple
AAPL
$4.45T
$159K ﹤0.01%
1,200
– –
CARS icon
687
Cars.com
CARS
$635M
$144K ﹤0.01%
12,765
-739
-5% -$7.41K
NUV icon
688
Nuveen Municipal Value Fund
NUV
$1.9B
$144K ﹤0.01%
12,939
– –
FHN icon
689
First Horizon
FHN
$12B
$137K ﹤0.01%
10,729
-283
-3% -$3.31K
ZAGG
690
DELISTED
ZAGG Inc Common Stock (Delaware)
ZAGG
$111K ﹤0.01%
26,636
-5,357
-17% -$18.8K
FAX
691
abrdn Asia-Pacific Income Fund
FAX
$604M
$103K ﹤0.01%
3,875
– –
SBS icon
692
Sabesp
SBS
$17.7B
$99K ﹤0.01%
59,300
– –
LVO icon
693
LiveOne
LVO
$62.8M
$96K ﹤0.01%
2,921
– –
FEI
694
DELISTED
FIRST TRUST MLP AND ENERGY INCOME FUND
FEI
$62K ﹤0.01%
10,600
-200
-2% -$1.12K
BRW
695
Saba Capital Income & Opportunities Fund
BRW
$336M
$56K ﹤0.01%
6,257
+14
+0.2% +$123
NTIP icon
696
Network-1 Technologies
NTIP
$36M
$52K ﹤0.01%
14,003
-1,070
-7% -$3.23K
NXE icon
697
NexGen Energy
NXE
$7.08B
$52K ﹤0.01%
19,000
-6,550
-26% -$13.1K
DWSN icon
698
Dawson Geophysical
DWSN
$138M
$48K ﹤0.01%
22,422
– –
GLOG
699
DELISTED
GASLOG LTD
GLOG
$40K ﹤0.01%
10,775
-241
-2% -$728
DALN
700
DELISTED
DallasNews
DALN
$39K ﹤0.01%
6,462
+5
+0.1% +$29
25 26 27
28
29

Similar funds

LCAM
London & Capital Asset Management London, United Kingdom $9.18B AUM 25.04% 1-Year Est. Return
SFM
Soros Fund Management New York $9.12B AUM 30.69% 1-Year Est. Return
SUT
SC US (TTGP) Menlo Park, California $9.25B AUM 20.49% 1-Year Est. Return
VAS
Vestmark Advisory Solutions Wakefield, Massachusetts $9.02B AUM 20.58% 1-Year Est. Return
IAA
Independent Advisor Alliance Charlotte, North Carolina $9.32B AUM 33.19% 1-Year Est. Return
AI
Axiom Investors Greenwich, Connecticut $8.99B AUM 44.68% 1-Year Est. Return
WPL
WINDACRE PARTNERSHIP LLC Houston, Texas $9.34B AUM 17.41% 1-Year Est. Return
PVI
Partners Value Investments Hamilton, Bermuda $9.34B AUM 12.2% 1-Year Est. Return

Pinnacle Associates's Q4 2020 Portfolio in Review

As of Q4 2020, Pinnacle Associates held 723 positions worth $4.92B, up 17% from $4.21B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Pinnacle Associates's Q4 2020 filing shows 46 new, 218 increased, 364 reduced and 20 closed positions. Its largest new stake was Telos: 372,190 shares worth $12.3M. The largest sale was Plug Power, an estimated $46M.

By sector, the portfolio is most concentrated in Technology at 26% of assets, up from 25% a quarter earlier, followed by Healthcare and Industrials.

  • Pinnacle Associates's largest Q4 2020 buy was Telos: 372,190 shares worth $12.3M.
  • Pinnacle Associates added most to Johnson & Johnson in Q4 2020, an estimated $13.8M increase.
  • Pinnacle Associates's biggest Q4 2020 reduction was Plug Power, cutting an estimated $46M.
  • Pinnacle Associates fully exited Energizer Holdings, Inc. 7.50% Series A Mandatory Convertible Preferred Stock in Q4 2020, selling an estimated $2.32M.
  • Pinnacle Associates's ten largest holdings make up 20% of its $4.92B portfolio in Q4 2020.
  • Pinnacle Associates opened 46 new positions and closed 20 in Q4 2020.
  • Pinnacle Associates's portfolio value rose 17% quarter-over-quarter to $4.92B.

Based on Pinnacle Associates's 13F filing for Q4 2020, filed 26 Jan 2021.