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Pinnacle Associates Portfolio holdings

AUM $9.16B
1-Year Est. Return 63.5%
This Fund
S&P 500
This Quarter Est. Return
+13.47%
1 Year Est. Return
+63.5%
3 Year Est. Return
+138.65%
5 Year Est. Return
+164.85%
10 Year Est. Return
+932.39%
AUM
$4.57B
AUM Growth
+$321M
Cap. Flow
-$161M
Cap. Flow %
-3.53%
Top 10 Hldgs %
17.11%
Holding
760
New
56
Increased
232
Reduced
366
Closed
49

Top Buys

Rank Stock Value
1
COHR icon
Coherent
COHR
+$13.4M
2
CUB
Cubic Corporation
CUB
+$9.35M
3
PLUG icon
Plug Power
PLUG
+$8.17M
4
FARO
Faro Technologies
FARO
+$7.46M
5
AEIS icon
Advanced Energy
AEIS
+$6.95M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$23.4M
2
ALDR
Alder Biopharmaceuticals
ALDR
+$17M
3
ONCE
Spark Therapeutics, Inc. Common Stock
ONCE
+$15.8M
4
MDCO
Medicines Co
MDCO
+$15.3M
5
LRCX icon
Lam Research
LRCX
+$14.5M

Sector Composition

Rank Sector Weight
1 Technology 23.18%
2 Healthcare 12.25%
3 Communication Services 11.33%
4 Industrials 11.13%
5 Financials 8.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BBIO icon
676
BridgeBio Pharma
BBIO
$16.6B
$203K ﹤0.01%
+5,800
New +$161K
JAZZ icon
677
Jazz Pharmaceuticals
JAZZ
$16.7B
$200K ﹤0.01%
+1,340
New +$182K
SE icon
678
Sea Limited
SE
$70.3B
$196K ﹤0.01%
+4,865
New +$164K
IAU icon
679
iShares Gold Trust
IAU
$65.1B
$195K ﹤0.01%
6,736
+733
+12% +$20.8K
HBI
680
DELISTED
Hanesbrands
HBI
$193K ﹤0.01%
12,980
+1,884
+17% +$28.6K
BKK
681
DELISTED
Blackrock Municipal 2020 Term Trust
BKK
$190K ﹤0.01%
12,760
-205
-2% -$3.08K
FHN icon
682
First Horizon
FHN
$12B
$187K ﹤0.01%
11,314
– –
TGLS icon
683
Tecnoglass Holdings Inc.
TGLS
$1.84B
$186K ﹤0.01%
22,497
-276
-1% -$2.23K
UIS icon
684
Unisys
UIS
$211M
$183K ﹤0.01%
+15,425
New +$155K
SBS icon
685
Sabesp
SBS
$18.3B
$176K ﹤0.01%
60,331
– –
FAX
686
abrdn Asia-Pacific Income Fund
FAX
$604M
$173K ﹤0.01%
6,775
+4,200
+163% +$107K
EGIO
687
DELISTED
Edgio, Inc. Common Stock
EGIO
$162K ﹤0.01%
990
-150
-13% -$23.7K
CHI
688
Calamos Convertible Opportunities and Income Fund
CHI
$1.06B
$147K ﹤0.01%
13,400
-600
-4% -$6.46K
MDVL
689
DELISTED
MedAvail Holdings, Inc. Common Stock
MDVL
$146K ﹤0.01%
202
– –
OPCH icon
690
Option Care Health
OPCH
$3.67B
$144K ﹤0.01%
9,625
-8,075
-46% -$109K
NLY icon
691
Annaly Capital Management
NLY
$17.3B
$143K ﹤0.01%
3,803
-383
-9% -$14K
ESRT icon
692
Empire State Realty Trust
ESRT
$803M
$140K ﹤0.01%
10,000
– –
AZRE
693
DELISTED
Azure Power Global Limited
AZRE
$140K ﹤0.01%
11,110
-190
-2% -$2.4K
INAP
694
DELISTED
Internap Corporation
INAP
$135K ﹤0.01%
123,067
-36,100
-23% -$63.3K
FEI
695
DELISTED
FIRST TRUST MLP AND ENERGY INCOME FUND
FEI
$134K ﹤0.01%
+11,250
New +$125K
CSSE
696
DELISTED
Chicken Soup for the Soul Entertainment, Inc. Class A Common Stock
CSSE
$116K ﹤0.01%
14,465
+3,995
+38% +$34.9K
BMY.RT
697
DELISTED
Bristol-Myers Squibb Company Contingent Value Rights
BMY.RT
$107K ﹤0.01%
+35,644
New +$92.7K
SRCI
698
DELISTED
SRC Energy Inc
SRCI
$103K ﹤0.01%
+25,110
New +$95.3K
NXE icon
699
NexGen Energy
NXE
$6.91B
$95K ﹤0.01%
74,497
-13,384
-15% -$17.2K
DALN
700
DELISTED
DallasNews
DALN
$86K ﹤0.01%
7,667
-70
-0.9% -$924
26 27
28
29 30

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LCAM
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SFM
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HKAM
Horizon Kinetics Asset Management New York $9.23B AUM 27.52% 1-Year Est. Return
SUT
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VAS
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IAA
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AI
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WPL
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Pinnacle Associates's Q4 2019 Portfolio in Review

As of Q4 2019, Pinnacle Associates held 760 positions worth $4.57B, up 7.6% from $4.25B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Pinnacle Associates withdrew a net $161M in Q4 2019, closing 49 positions and reducing 366 holdings. Its most notable exit was Alder Biopharmaceuticals, an estimated $17M position sold in full.

By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 22% a quarter earlier, followed by Healthcare and Communication Services.

Against the trend, Pinnacle Associates opened a new position in Plug Power worth $8.49M.

  • Pinnacle Associates's largest Q4 2019 buy was Plug Power: 2,687,823 shares worth $8.49M.
  • Pinnacle Associates added most to Coherent in Q4 2019, an estimated $13.4M increase.
  • Pinnacle Associates's biggest Q4 2019 reduction was Apple, cutting an estimated $23.4M.
  • Pinnacle Associates fully exited Alder Biopharmaceuticals in Q4 2019, selling an estimated $17M.
  • Pinnacle Associates's ten largest holdings make up 17% of its $4.57B portfolio in Q4 2019.
  • Pinnacle Associates opened 56 new positions and closed 49 in Q4 2019.
  • Pinnacle Associates's portfolio value rose 7.6% quarter-over-quarter to $4.57B.

Based on Pinnacle Associates's 13F filing for Q4 2019, filed 3 Feb 2020.