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Pinnacle Associates Portfolio holdings

AUM $9.16B
1-Year Est. Return 63.5%
This Fund
S&P 500
This Quarter Est. Return
+4.15%
1 Year Est. Return
+63.5%
3 Year Est. Return
+138.65%
5 Year Est. Return
+164.85%
10 Year Est. Return
+932.39%
AUM
$5.2B
AUM Growth
-$219M
Cap. Flow
-$370M
Cap. Flow %
-7.11%
Top 10 Hldgs %
18.34%
Holding
708
New
42
Increased
173
Reduced
401
Closed
28

Top Buys

Rank Stock Value
1
ICPT
Intercept Pharmaceuticals, Inc.
ICPT
+$13.6M
2
ALK icon
Alaska Air
ALK
+$9.49M
3
DAL icon
Delta Air Lines
DAL
+$7.84M
4
MWA icon
Mueller Water Products
MWA
+$4.38M
5
BAC icon
Bank of America
BAC
+$3.31M

Top Sells

Rank Stock Value
1
LVLT
Level 3 Communications Inc
LVLT
+$45.4M
2
KITE
Kite Pharma, Inc.
KITE
+$42.2M
3
LRCX icon
Lam Research
LRCX
+$19.8M
4
RCL icon
Royal Caribbean
RCL
+$13.4M
5
QRVO icon
Qorvo
QRVO
+$11.1M

Sector Composition

Rank Sector Weight
1 Technology 20.94%
2 Communication Services 14.2%
3 Healthcare 13.83%
4 Industrials 9.95%
5 Financials 9.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LYG icon
676
Lloyds Banking Group
LYG
$91.3B
$50K ﹤0.01%
13,300
– –
RAD
677
DELISTED
Rite Aid Corporation
RAD
$37K ﹤0.01%
950
-470
-33% -$16.8K
MIND icon
678
MIND Technology
MIND
$46.2M
$34K ﹤0.01%
1,080
– –
CHRN
679
ChronoScale Holdings
CHRN
$3.04B
$28K ﹤0.01%
+58
New +$24.2K
WIN
680
DELISTED
Windstream Holdings Inc
WIN
$24K ﹤0.01%
2,564
– –
AB icon
681
AllianceBernstein
AB
$3.47B
– –
-9,750
Closed -$237K
APA icon
682
APA Corp
APA
$13.2B
– –
-4,785
Closed -$219K
APOG icon
683
Apogee Enterprises
APOG
$908M
– –
-10,500
Closed -$507K
FN icon
684
Fabrinet
FN
$20.1B
– –
-12,750
Closed -$473K
GDS icon
685
GDS Holdings
GDS
$6.41B
– –
-12,085
Closed -$136K
HBI
686
DELISTED
Hanesbrands
HBI
– –
-9,450
Closed -$233K
HSY icon
687
Hershey
HSY
$36.6B
– –
-2,976
Closed -$325K
IWP icon
688
iShares Russell Mid-Cap Growth ETF
IWP
$20.7B
– –
-3,850
Closed -$218K
MPLX icon
689
MPLX
MPLX
$59.7B
– –
-6,670
Closed -$234K
OVV icon
690
Ovintiv
OVV
$16.4B
– –
-2,561
Closed -$151K
PPG icon
691
PPG Industries
PPG
$26.6B
– –
-2,143
Closed -$233K
INFI
692
DELISTED
Infinity Pharmaceuticals, Inc.
INFI
– –
-11,524
Closed -$15K
DNKN
693
DELISTED
Dunkin' Brands Group, Inc.
DNKN
– –
-5,990
Closed -$318K
SRCI
694
DELISTED
SRC Energy Inc
SRCI
– –
-17,100
Closed -$165K
CBM
695
DELISTED
Cambrex Corporation
CBM
– –
-3,850
Closed -$212K
OAK
696
DELISTED
OAKTREE CAPITAL GROUP, LLC
OAK
– –
-10,550
Closed -$496K
BT
697
DELISTED
BT Group plc (ADR)
BT
– –
-16,160
Closed -$311K
BIVV
698
DELISTED
Bioverativ Inc. Common Stock
BIVV
– –
-3,802
Closed -$217K
SCMP
699
DELISTED
Sucampo Pharmaceuticals, Inc.
SCMP
– –
-11,600
Closed -$137K
TIME
700
DELISTED
Time Inc.
TIME
– –
-26,907
Closed -$363K
25 26 27
28
29

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SFM
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HKAM
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SUT
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VAS
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A
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IAA
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AI
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Pinnacle Associates's Q4 2017 Portfolio in Review

As of Q4 2017, Pinnacle Associates held 708 positions worth $5.2B, down 4% from $5.42B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Pinnacle Associates withdrew a net $370M in Q4 2017, closing 28 positions and reducing 401 holdings. Its most notable exit was Level 3 Communications Inc, an estimated $45.4M position sold in full.

By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 21% a quarter earlier, followed by Communication Services and Healthcare.

Against the trend, Pinnacle Associates opened a new position in Intercept Pharmaceuticals, Inc. worth $12.6M.

  • Pinnacle Associates's largest Q4 2017 buy was Intercept Pharmaceuticals, Inc.: 215,290 shares worth $12.6M.
  • Pinnacle Associates added most to Delta Air Lines in Q4 2017, an estimated $7.84M increase.
  • Pinnacle Associates's biggest Q4 2017 reduction was Lam Research, cutting an estimated $19.8M.
  • Pinnacle Associates fully exited Level 3 Communications Inc in Q4 2017, selling an estimated $45.4M.
  • Pinnacle Associates's ten largest holdings make up 18% of its $5.2B portfolio in Q4 2017.
  • Pinnacle Associates opened 42 new positions and closed 28 in Q4 2017.
  • Pinnacle Associates's portfolio value fell 4% quarter-over-quarter to $5.2B.

Based on Pinnacle Associates's 13F filing for Q4 2017, filed 12 Feb 2018.