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Pinnacle Associates Portfolio holdings

AUM $9.16B
1-Year Est. Return 63.5%
This Fund
S&P 500
This Quarter Est. Return
+13.47%
1 Year Est. Return
+63.5%
3 Year Est. Return
+138.65%
5 Year Est. Return
+164.85%
10 Year Est. Return
+932.39%
AUM
$4.57B
AUM Growth
+$321M
Cap. Flow
-$161M
Cap. Flow %
-3.53%
Top 10 Hldgs %
17.11%
Holding
760
New
56
Increased
232
Reduced
366
Closed
49

Top Buys

Rank Stock Value
1
COHR icon
Coherent
COHR
+$13.4M
2
CUB
Cubic Corporation
CUB
+$9.35M
3
PLUG icon
Plug Power
PLUG
+$8.17M
4
FARO
Faro Technologies
FARO
+$7.46M
5
AEIS icon
Advanced Energy
AEIS
+$6.95M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$23.4M
2
ALDR
Alder Biopharmaceuticals
ALDR
+$17M
3
ONCE
Spark Therapeutics, Inc. Common Stock
ONCE
+$15.8M
4
MDCO
Medicines Co
MDCO
+$15.3M
5
LRCX icon
Lam Research
LRCX
+$14.5M

Sector Composition

Rank Sector Weight
1 Technology 23.18%
2 Healthcare 12.25%
3 Communication Services 11.33%
4 Industrials 11.13%
5 Financials 8.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CPA icon
651
Copa Holdings
CPA
$5.58B
$225K ﹤0.01%
2,081
– –
ATRS
652
DELISTED
Antares Pharma, Inc.
ATRS
$225K ﹤0.01%
47,790
-12,450
-21% -$50.9K
ICHR icon
653
Ichor Holdings
ICHR
$2.43B
$223K ﹤0.01%
6,700
-22,600
-77% -$673K
UEC icon
654
Uranium Energy
UEC
$5.63B
$221K ﹤0.01%
240,810
+221,430
+1,143% +$214K
IWN icon
655
iShares Russell 2000 Value ETF
IWN
$14.5B
$219K ﹤0.01%
1,701
– –
ROP icon
656
Roper Technologies
ROP
$39.9B
$219K ﹤0.01%
617
– –
XYZ
657
CALL
Block Inc
XYZ
$47.5B
$219K ﹤0.01%
+3,500
New +$224K
ILMN icon
658
Illumina
ILMN
$29B
$217K ﹤0.01%
+671
New +$203K
AKAM icon
659
Akamai
AKAM
$16.9B
$216K ﹤0.01%
2,495
– –
NEM icon
660
Newmont
NEM
$124B
$216K ﹤0.01%
+4,974
New +$194K
SJNK icon
661
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.79B
$216K ﹤0.01%
+8,020
New +$215K
VFVA icon
662
Vanguard US Value Factor ETF
VFVA
$933M
$216K ﹤0.01%
+2,753
New +$205K
J icon
663
Jacobs Solutions
J
$17.2B
$215K ﹤0.01%
2,889
-182
-6% -$13.8K
TLT icon
664
iShares 20+ Year Treasury Bond ETF
TLT
$40.5B
$215K ﹤0.01%
+1,589
New +$221K
NJR icon
665
New Jersey Resources
NJR
$5.45B
$214K ﹤0.01%
4,800
– –
SPHQ icon
666
Invesco S&P 500 Quality ETF
SPHQ
$19.7B
$214K ﹤0.01%
+5,848
New +$204K
PGNX
667
DELISTED
Progenics Pharmaceuticals Inc
PGNX
$214K ﹤0.01%
41,980
-1,215,118
-97% -$6.43M
HAL icon
668
Halliburton
HAL
$28B
$213K ﹤0.01%
8,700
-84,255
-91% -$1.78M
ATVI
669
DELISTED
Activision Blizzard
ATVI
$212K ﹤0.01%
+3,573
New +$198K
ACWV icon
670
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.38B
$211K ﹤0.01%
+2,200
New +$209K
VXX icon
671
iPath Series B S&P 500 VIX Short-Term Futures ETN
VXX
$146M
$209K ﹤0.01%
216
-140
-39% -$169K
ALV icon
672
Autoliv
ALV
$8.92B
$208K ﹤0.01%
+2,470
New +$202K
IUSV icon
673
iShares Core S&P US Value ETF
IUSV
$27.8B
$205K ﹤0.01%
+3,250
New +$196K
TEX icon
674
Terex
TEX
$7.58B
$204K ﹤0.01%
+6,834
New +$192K
TFI icon
675
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.17B
$204K ﹤0.01%
4,025
– –
25 26
27
28 29

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LCAM
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SFM
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HKAM
Horizon Kinetics Asset Management New York $9.23B AUM 27.52% 1-Year Est. Return
SUT
SC US (TTGP) Menlo Park, California $9.25B AUM 20.49% 1-Year Est. Return
VAS
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IAA
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AI
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WPL
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Pinnacle Associates's Q4 2019 Portfolio in Review

As of Q4 2019, Pinnacle Associates held 760 positions worth $4.57B, up 7.6% from $4.25B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Pinnacle Associates withdrew a net $161M in Q4 2019, closing 49 positions and reducing 366 holdings. Its most notable exit was Alder Biopharmaceuticals, an estimated $17M position sold in full.

By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 22% a quarter earlier, followed by Healthcare and Communication Services.

Against the trend, Pinnacle Associates opened a new position in Plug Power worth $8.49M.

  • Pinnacle Associates's largest Q4 2019 buy was Plug Power: 2,687,823 shares worth $8.49M.
  • Pinnacle Associates added most to Coherent in Q4 2019, an estimated $13.4M increase.
  • Pinnacle Associates's biggest Q4 2019 reduction was Apple, cutting an estimated $23.4M.
  • Pinnacle Associates fully exited Alder Biopharmaceuticals in Q4 2019, selling an estimated $17M.
  • Pinnacle Associates's ten largest holdings make up 17% of its $4.57B portfolio in Q4 2019.
  • Pinnacle Associates opened 56 new positions and closed 49 in Q4 2019.
  • Pinnacle Associates's portfolio value rose 7.6% quarter-over-quarter to $4.57B.

Based on Pinnacle Associates's 13F filing for Q4 2019, filed 3 Feb 2020.