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Pinnacle Associates Portfolio holdings

AUM $9.16B
1-Year Est. Return 63.5%
This Fund
S&P 500
This Quarter Est. Return
+4.15%
1 Year Est. Return
+63.5%
3 Year Est. Return
+138.65%
5 Year Est. Return
+164.85%
10 Year Est. Return
+932.39%
AUM
$5.2B
AUM Growth
-$219M
Cap. Flow
-$370M
Cap. Flow %
-7.11%
Top 10 Hldgs %
18.34%
Holding
708
New
42
Increased
173
Reduced
401
Closed
28

Top Buys

Rank Stock Value
1
ICPT
Intercept Pharmaceuticals, Inc.
ICPT
+$13.6M
2
ALK icon
Alaska Air
ALK
+$9.49M
3
DAL icon
Delta Air Lines
DAL
+$7.84M
4
MWA icon
Mueller Water Products
MWA
+$4.38M
5
BAC icon
Bank of America
BAC
+$3.31M

Top Sells

Rank Stock Value
1
LVLT
Level 3 Communications Inc
LVLT
+$45.4M
2
KITE
Kite Pharma, Inc.
KITE
+$42.2M
3
LRCX icon
Lam Research
LRCX
+$19.8M
4
RCL icon
Royal Caribbean
RCL
+$13.4M
5
QRVO icon
Qorvo
QRVO
+$11.1M

Sector Composition

Rank Sector Weight
1 Technology 20.94%
2 Communication Services 14.2%
3 Healthcare 13.83%
4 Industrials 9.95%
5 Financials 9.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SIFY
651
Sify Technologies
SIFY
$1.14B
$198K ﹤0.01%
18,467
-1,766
-9% -$16.9K
AHG
652
Akso Health Group
AHG
$1.16B
$195K ﹤0.01%
+5,875
New +$209K
EXG icon
653
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$3.06B
$193K ﹤0.01%
+20,628
New +$193K
DALN
654
DELISTED
DallasNews
DALN
$191K ﹤0.01%
9,955
+6
+0.1% +$114
CCJ icon
655
Cameco
CCJ
$42.4B
$189K ﹤0.01%
20,464
-2,778
-12% -$26K
BKS
656
DELISTED
Barnes & Noble
BKS
$188K ﹤0.01%
28,050
-30,250
-52% -$214K
PPT
657
Franklin Premier Income Trust
PPT
$328M
$174K ﹤0.01%
32,600
+7,500
+30% +$39.5K
ETW
658
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.06B
$162K ﹤0.01%
13,600
-10,000
-42% -$118K
MPT
659
Medical Properties Trust
MPT
$2.81B
$152K ﹤0.01%
11,050
-200
-2% -$2.7K
AFSI
660
DELISTED
AmTrust Financial Services, Inc.
AFSI
$142K ﹤0.01%
14,052
+375
+3% +$4.25K
IAU icon
661
iShares Gold Trust
IAU
$64.4B
$141K ﹤0.01%
+5,624
New +$138K
GOGO icon
662
Gogo Inc
GOGO
$492M
$127K ﹤0.01%
+11,300
New +$120K
SEAC
663
DELISTED
Seachange International Inc
SEAC
$125K ﹤0.01%
1,592
-38,591
-96% -$2.28M
SBS icon
664
Sabesp
SBS
$18.7B
$120K ﹤0.01%
59,300
– –
LIND icon
665
Lindblad Expeditions
LIND
$2.22B
$105K ﹤0.01%
10,694
– –
NTIP icon
666
Network-1 Technologies
NTIP
$36.4M
$81K ﹤0.01%
33,600
– –
NCMI icon
667
National CineMedia
NCMI
$378M
$72K ﹤0.01%
1,043
– –
FIT
668
DELISTED
Fitbit, Inc. Class A common stock
FIT
$70K ﹤0.01%
12,175
-700
-5% -$4.46K
ECYT
669
DELISTED
Endocyte, Inc. Common Stock
ECYT
$70K ﹤0.01%
16,395
-16,425
-50% -$78.3K
EGIO
670
DELISTED
Edgio, Inc. Common Stock
EGIO
$69K ﹤0.01%
390
-375
-49% -$74.1K
SAN icon
671
Banco Santander
SAN
$210B
$66K ﹤0.01%
10,595
+72
+0.7% +$455
NXE icon
672
NexGen Energy
NXE
$6.99B
$63K ﹤0.01%
24,652
-1,275
-5% -$2.96K
LEU icon
673
Centrus Energy
LEU
$3.82B
$60K ﹤0.01%
15,000
– –
OPCH icon
674
Option Care Health
OPCH
$3.56B
$57K ﹤0.01%
4,875
– –
DHF
675
BNY Mellon High Yield Strategies Fund
DHF
$172M
$53K ﹤0.01%
+16,017
New +$54.5K
25 26
27
28 29

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SFM
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HKAM
Horizon Kinetics Asset Management New York $9.23B AUM 27.52% 1-Year Est. Return
SUT
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VAS
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A
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IAA
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AI
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Pinnacle Associates's Q4 2017 Portfolio in Review

As of Q4 2017, Pinnacle Associates held 708 positions worth $5.2B, down 4% from $5.42B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Pinnacle Associates withdrew a net $370M in Q4 2017, closing 28 positions and reducing 401 holdings. Its most notable exit was Level 3 Communications Inc, an estimated $45.4M position sold in full.

By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 21% a quarter earlier, followed by Communication Services and Healthcare.

Against the trend, Pinnacle Associates opened a new position in Intercept Pharmaceuticals, Inc. worth $12.6M.

  • Pinnacle Associates's largest Q4 2017 buy was Intercept Pharmaceuticals, Inc.: 215,290 shares worth $12.6M.
  • Pinnacle Associates added most to Delta Air Lines in Q4 2017, an estimated $7.84M increase.
  • Pinnacle Associates's biggest Q4 2017 reduction was Lam Research, cutting an estimated $19.8M.
  • Pinnacle Associates fully exited Level 3 Communications Inc in Q4 2017, selling an estimated $45.4M.
  • Pinnacle Associates's ten largest holdings make up 18% of its $5.2B portfolio in Q4 2017.
  • Pinnacle Associates opened 42 new positions and closed 28 in Q4 2017.
  • Pinnacle Associates's portfolio value fell 4% quarter-over-quarter to $5.2B.

Based on Pinnacle Associates's 13F filing for Q4 2017, filed 12 Feb 2018.