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Pinnacle Associates Portfolio holdings

AUM $9.16B
1-Year Est. Return 63.5%
This Fund
S&P 500
This Quarter Est. Return
+13.47%
1 Year Est. Return
+63.5%
3 Year Est. Return
+138.65%
5 Year Est. Return
+164.85%
10 Year Est. Return
+932.39%
AUM
$4.57B
AUM Growth
+$321M
Cap. Flow
-$161M
Cap. Flow %
-3.53%
Top 10 Hldgs %
17.11%
Holding
760
New
56
Increased
232
Reduced
366
Closed
49

Top Buys

Rank Stock Value
1
COHR icon
Coherent
COHR
+$13.4M
2
CUB
Cubic Corporation
CUB
+$9.35M
3
PLUG icon
Plug Power
PLUG
+$8.17M
4
FARO
Faro Technologies
FARO
+$7.46M
5
AEIS icon
Advanced Energy
AEIS
+$6.95M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$23.4M
2
ALDR
Alder Biopharmaceuticals
ALDR
+$17M
3
ONCE
Spark Therapeutics, Inc. Common Stock
ONCE
+$15.8M
4
MDCO
Medicines Co
MDCO
+$15.3M
5
LRCX icon
Lam Research
LRCX
+$14.5M

Sector Composition

Rank Sector Weight
1 Technology 23.18%
2 Healthcare 12.25%
3 Communication Services 11.33%
4 Industrials 11.13%
5 Financials 8.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SRI icon
626
Stoneridge
SRI
$203M
$267K 0.01%
9,100
-500
-5% -$15.4K
WHR icon
627
Whirlpool
WHR
$2.85B
$267K 0.01%
1,810
– –
TM icon
628
Toyota
TM
$225B
$265K 0.01%
+1,885
New +$263K
DBEF icon
629
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$9.42B
$263K 0.01%
7,775
– –
IWB icon
630
iShares Russell 1000 ETF
IWB
$50.2B
$260K 0.01%
1,455
– –
HSIC icon
631
Henry Schein
HSIC
$10B
$259K 0.01%
3,884
– –
PKG icon
632
Packaging Corp of America
PKG
$22.9B
$258K 0.01%
2,308
– –
EW icon
633
Edwards Lifesciences
EW
$53.5B
$255K 0.01%
3,285
– –
TYG
634
Tortoise Energy Infrastructure Corp
TYG
$1.09B
$253K 0.01%
3,528
-4,431
-56% -$325K
XHB icon
635
State Street SPDR S&P Homebuilders ETF
XHB
$1.61B
$249K 0.01%
5,475
-250
-4% -$11.3K
AMT icon
636
American Tower
AMT
$79.9B
$247K 0.01%
1,073
-1
-0.1% -$218
AWK icon
637
American Water Works
AWK
$26.5B
$246K 0.01%
2,005
-650
-24% -$78.8K
CFR icon
638
Cullen/Frost Bankers
CFR
$10.3B
$246K 0.01%
2,520
– –
VRTX icon
639
Vertex Pharmaceuticals
VRTX
$134B
$245K 0.01%
+1,119
New +$226K
CM icon
640
Canadian Imperial Bank of Commerce
CM
$109B
$244K 0.01%
5,872
+4
+0.1% +$169
FMS icon
641
Fresenius Medical Care
FMS
$12.9B
$239K 0.01%
6,492
-250
-4% -$8.86K
SCHZ icon
642
Schwab US Aggregate Bond ETF
SCHZ
$10.5B
$238K 0.01%
8,908
– –
WEN icon
643
Wendy's
WEN
$1.41B
$237K 0.01%
10,665
– –
MAGN
644
Magnera Corp
MAGN
$466M
$237K 0.01%
996
-85
-8% -$18.9K
STX icon
645
Seagate
STX
$183B
$232K 0.01%
+3,903
New +$224K
BN icon
646
Brookfield
BN
$111B
$231K 0.01%
11,211
– –
REM icon
647
iShares Mortgage Real Estate ETF
REM
$542M
$229K 0.01%
5,145
-500
-9% -$21.7K
SAFE
648
DELISTED
Safehold Inc.
SAFE
$229K 0.01%
5,681
-4,979
-47% -$183K
REET icon
649
iShares Global REIT ETF
REET
$5.01B
$227K 0.01%
8,223
-171
-2% -$4.8K
IWR icon
650
iShares Russell Mid-Cap ETF
IWR
$57.8B
$226K ﹤0.01%
3,783
+53
+1% +$3.04K
24 25
26
27 28

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LCAM
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SFM
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HKAM
Horizon Kinetics Asset Management New York $9.23B AUM 27.52% 1-Year Est. Return
SUT
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VAS
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IAA
Independent Advisor Alliance Charlotte, North Carolina $9.32B AUM 33.19% 1-Year Est. Return
AI
Axiom Investors Greenwich, Connecticut $8.99B AUM 44.68% 1-Year Est. Return
WPL
WINDACRE PARTNERSHIP LLC Houston, Texas $9.34B AUM 17.41% 1-Year Est. Return

Pinnacle Associates's Q4 2019 Portfolio in Review

As of Q4 2019, Pinnacle Associates held 760 positions worth $4.57B, up 7.6% from $4.25B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Pinnacle Associates withdrew a net $161M in Q4 2019, closing 49 positions and reducing 366 holdings. Its most notable exit was Alder Biopharmaceuticals, an estimated $17M position sold in full.

By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 22% a quarter earlier, followed by Healthcare and Communication Services.

Against the trend, Pinnacle Associates opened a new position in Plug Power worth $8.49M.

  • Pinnacle Associates's largest Q4 2019 buy was Plug Power: 2,687,823 shares worth $8.49M.
  • Pinnacle Associates added most to Coherent in Q4 2019, an estimated $13.4M increase.
  • Pinnacle Associates's biggest Q4 2019 reduction was Apple, cutting an estimated $23.4M.
  • Pinnacle Associates fully exited Alder Biopharmaceuticals in Q4 2019, selling an estimated $17M.
  • Pinnacle Associates's ten largest holdings make up 17% of its $4.57B portfolio in Q4 2019.
  • Pinnacle Associates opened 56 new positions and closed 49 in Q4 2019.
  • Pinnacle Associates's portfolio value rose 7.6% quarter-over-quarter to $4.57B.

Based on Pinnacle Associates's 13F filing for Q4 2019, filed 3 Feb 2020.