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Pinnacle Associates Portfolio holdings

AUM $9.16B
1-Year Est. Return 63.5%
This Fund
S&P 500
This Quarter Est. Return
+4.15%
1 Year Est. Return
+63.5%
3 Year Est. Return
+138.65%
5 Year Est. Return
+164.85%
10 Year Est. Return
+932.39%
AUM
$5.2B
AUM Growth
-$219M
Cap. Flow
-$370M
Cap. Flow %
-7.11%
Top 10 Hldgs %
18.34%
Holding
708
New
42
Increased
173
Reduced
401
Closed
28

Top Buys

Rank Stock Value
1
ICPT
Intercept Pharmaceuticals, Inc.
ICPT
+$13.6M
2
ALK icon
Alaska Air
ALK
+$9.49M
3
DAL icon
Delta Air Lines
DAL
+$7.84M
4
MWA icon
Mueller Water Products
MWA
+$4.38M
5
BAC icon
Bank of America
BAC
+$3.31M

Top Sells

Rank Stock Value
1
LVLT
Level 3 Communications Inc
LVLT
+$45.4M
2
KITE
Kite Pharma, Inc.
KITE
+$42.2M
3
LRCX icon
Lam Research
LRCX
+$19.8M
4
RCL icon
Royal Caribbean
RCL
+$13.4M
5
QRVO icon
Qorvo
QRVO
+$11.1M

Sector Composition

Rank Sector Weight
1 Technology 20.94%
2 Communication Services 14.2%
3 Healthcare 13.83%
4 Industrials 9.95%
5 Financials 9.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IVW icon
626
iShares S&P 500 Growth ETF
IVW
$77.6B
$220K ﹤0.01%
5,752
-400
-7% -$14.9K
AWK icon
627
American Water Works
AWK
$26.9B
$218K ﹤0.01%
+2,379
New +$210K
PCI
628
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$218K ﹤0.01%
9,700
– –
CTRL
629
DELISTED
Control4 Corporation
CTRL
$218K ﹤0.01%
+7,330
New +$227K
J icon
630
Jacobs Solutions
J
$17B
$217K ﹤0.01%
+3,971
New +$204K
DIAX
631
DELISTED
Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX
$216K ﹤0.01%
11,471
-1,565
-12% -$27.9K
OPK icon
632
Opko Health
OPK
$1.02B
$215K ﹤0.01%
43,950
-1,400
-3% -$8.12K
INCY icon
633
Incyte
INCY
$24.4B
$213K ﹤0.01%
2,250
+139
+7% +$14.5K
WCN
634
Waste Connections
WCN
$42B
$213K ﹤0.01%
3,005
-415
-12% -$29K
MSI icon
635
Motorola Solutions
MSI
$77.4B
$212K ﹤0.01%
2,347
-82
-3% -$7.47K
TEL icon
636
TE Connectivity
TEL
$62.6B
$212K ﹤0.01%
+2,229
New +$205K
ALL icon
637
Allstate
ALL
$67.5B
$210K ﹤0.01%
2,002
-230
-10% -$22.7K
FTNT icon
638
Fortinet
FTNT
$117B
$210K ﹤0.01%
24,000
-17,625
-42% -$144K
TWLO icon
639
Twilio
TWLO
$36.6B
$210K ﹤0.01%
+8,915
New +$250K
NEAR icon
640
iShares Short Maturity Bond ETF
NEAR
$4.88B
$208K ﹤0.01%
4,158
– –
ROP icon
641
Roper Technologies
ROP
$39.8B
$208K ﹤0.01%
+805
New +$207K
ESRT icon
642
Empire State Realty Trust
ESRT
$836M
$207K ﹤0.01%
10,107
+1
+0% +$20
CBB.PRB
643
DELISTED
Cincinnati Bell Inc. DEP SHS
CBB.PRB
$207K ﹤0.01%
4,053
– –
PIV
644
DELISTED
PWSHS S&P 500 HIGH QTY PORTF S&P HIGH QTY RKGS INDEX
PIV
$206K ﹤0.01%
+6,775
New +$206K
FAS icon
645
Direxion Daily Financial Bull 3x ETF
FAS
$2.42B
$205K ﹤0.01%
+3,000
New +$187K
GPC icon
646
Genuine Parts
GPC
$18.7B
$205K ﹤0.01%
2,160
– –
NAN icon
647
Nuveen New York Quality Municipal Income Fund
NAN
$373M
$205K ﹤0.01%
+14,804
New +$206K
BMCH
648
DELISTED
BMC Stock Holdings, Inc
BMCH
$202K ﹤0.01%
+8,000
New +$179K
HRTX icon
649
Heron Therapeutics
HRTX
$92.9M
$201K ﹤0.01%
+11,100
New +$181K
HLIT icon
650
Harmonic Inc
HLIT
$1.28B
$198K ﹤0.01%
47,042
-2,508,495
-98% -$9.42M
24 25
26
27 28

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LCAM
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SFM
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HKAM
Horizon Kinetics Asset Management New York $9.23B AUM 27.52% 1-Year Est. Return
SUT
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VAS
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A
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IAA
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AI
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Pinnacle Associates's Q4 2017 Portfolio in Review

As of Q4 2017, Pinnacle Associates held 708 positions worth $5.2B, down 4% from $5.42B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Pinnacle Associates withdrew a net $370M in Q4 2017, closing 28 positions and reducing 401 holdings. Its most notable exit was Level 3 Communications Inc, an estimated $45.4M position sold in full.

By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 21% a quarter earlier, followed by Communication Services and Healthcare.

Against the trend, Pinnacle Associates opened a new position in Intercept Pharmaceuticals, Inc. worth $12.6M.

  • Pinnacle Associates's largest Q4 2017 buy was Intercept Pharmaceuticals, Inc.: 215,290 shares worth $12.6M.
  • Pinnacle Associates added most to Delta Air Lines in Q4 2017, an estimated $7.84M increase.
  • Pinnacle Associates's biggest Q4 2017 reduction was Lam Research, cutting an estimated $19.8M.
  • Pinnacle Associates fully exited Level 3 Communications Inc in Q4 2017, selling an estimated $45.4M.
  • Pinnacle Associates's ten largest holdings make up 18% of its $5.2B portfolio in Q4 2017.
  • Pinnacle Associates opened 42 new positions and closed 28 in Q4 2017.
  • Pinnacle Associates's portfolio value fell 4% quarter-over-quarter to $5.2B.

Based on Pinnacle Associates's 13F filing for Q4 2017, filed 12 Feb 2018.