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Pinnacle Associates Portfolio holdings

AUM $9.16B
1-Year Est. Return 63.5%
This Fund
S&P 500
This Quarter Est. Return
+13.47%
1 Year Est. Return
+63.5%
3 Year Est. Return
+138.65%
5 Year Est. Return
+164.85%
10 Year Est. Return
+932.39%
AUM
$4.57B
AUM Growth
+$321M
Cap. Flow
-$161M
Cap. Flow %
-3.53%
Top 10 Hldgs %
17.11%
Holding
760
New
56
Increased
232
Reduced
366
Closed
49

Top Buys

Rank Stock Value
1
COHR icon
Coherent
COHR
+$13.4M
2
CUB
Cubic Corporation
CUB
+$9.35M
3
PLUG icon
Plug Power
PLUG
+$8.17M
4
FARO
Faro Technologies
FARO
+$7.46M
5
AEIS icon
Advanced Energy
AEIS
+$6.95M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$23.4M
2
ALDR
Alder Biopharmaceuticals
ALDR
+$17M
3
ONCE
Spark Therapeutics, Inc. Common Stock
ONCE
+$15.8M
4
MDCO
Medicines Co
MDCO
+$15.3M
5
LRCX icon
Lam Research
LRCX
+$14.5M

Sector Composition

Rank Sector Weight
1 Technology 23.18%
2 Healthcare 12.25%
3 Communication Services 11.33%
4 Industrials 11.13%
5 Financials 8.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DRI icon
601
Darden Restaurants
DRI
$24.9B
$320K 0.01%
2,940
-235
-7% -$26.7K
EEB
602
DELISTED
Invesco BRIC ETF
EEB
$320K 0.01%
8,100
– –
XYZ
603
Block Inc
XYZ
$47.5B
$319K 0.01%
5,104
+268
+6% +$17.1K
CPRT icon
604
Copart
CPRT
$27.4B
$318K 0.01%
14,000
– –
PPT
605
Franklin Premier Income Trust
PPT
$331M
$315K 0.01%
58,000
+18,500
+47% +$99.5K
GEN icon
606
Gen Digital
GEN
$17.4B
$314K 0.01%
12,294
-115
-0.9% -$2.81K
IJT icon
607
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.4B
$303K 0.01%
3,134
– –
STT icon
608
State Street
STT
$51.6B
$303K 0.01%
3,830
-768
-17% -$54.1K
XLU icon
609
State Street Utilities Select Sector SPDR ETF
XLU
$22.6B
$303K 0.01%
9,376
– –
APD icon
610
Air Products & Chemicals
APD
$68.7B
$300K 0.01%
1,275
– –
AX icon
611
Axos Financial
AX
$5.7B
$297K 0.01%
9,800
-1,400
-13% -$40.9K
LBTYA icon
612
Liberty Global Class A
LBTYA
$3.49B
$297K 0.01%
13,065
-180
-1% -$4.24K
CYBR
613
DELISTED
CyberArk
CYBR
$291K 0.01%
+2,500
New +$281K
SHW icon
614
Sherwin-Williams
SHW
$88.6B
$289K 0.01%
1,488
+177
+14% +$33.8K
GHY
615
PGIM Global High Yield Fund
GHY
$481M
$288K 0.01%
19,150
-1,600
-8% -$23.2K
AMP icon
616
Ameriprise Financial
AMP
$49.9B
$287K 0.01%
1,724
-155
-8% -$24K
NOV icon
617
NOV
NOV
$7.45B
$287K 0.01%
11,442
-4,169
-27% -$93.8K
CBT icon
618
Cabot Corp
CBT
$4.54B
$285K 0.01%
6,000
– –
MTRN icon
619
Materion
MTRN
$5.89B
$285K 0.01%
4,800
– –
EMLP icon
620
First Trust North American Energy Infrastructure Fund
EMLP
$4.13B
$282K 0.01%
11,075
+2,950
+36% +$73.4K
SLF icon
621
Sun Life Financial
SLF
$44.9B
$280K 0.01%
6,153
– –
RSG icon
622
Republic Services
RSG
$66.2B
$277K 0.01%
3,087
-2,380
-44% -$208K
ENS icon
623
EnerSys
ENS
$6.88B
$273K 0.01%
3,650
-500
-12% -$34.6K
ORLY icon
624
O'Reilly Automotive
ORLY
$75.1B
$272K 0.01%
9,315
– –
MAS icon
625
Masco
MAS
$14.9B
$268K 0.01%
5,579
-50
-0.9% -$2.27K
23 24
25
26 27

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SFM
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SUT
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VAS
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IAA
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AI
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WPL
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PVI
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Pinnacle Associates's Q4 2019 Portfolio in Review

As of Q4 2019, Pinnacle Associates held 760 positions worth $4.57B, up 7.6% from $4.25B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Pinnacle Associates withdrew a net $161M in Q4 2019, closing 49 positions and reducing 366 holdings. Its most notable exit was Alder Biopharmaceuticals, an estimated $17M position sold in full.

By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 22% a quarter earlier, followed by Healthcare and Communication Services.

Against the trend, Pinnacle Associates opened a new position in Plug Power worth $8.49M.

  • Pinnacle Associates's largest Q4 2019 buy was Plug Power: 2,687,823 shares worth $8.49M.
  • Pinnacle Associates added most to Coherent in Q4 2019, an estimated $13.4M increase.
  • Pinnacle Associates's biggest Q4 2019 reduction was Apple, cutting an estimated $23.4M.
  • Pinnacle Associates fully exited Alder Biopharmaceuticals in Q4 2019, selling an estimated $17M.
  • Pinnacle Associates's ten largest holdings make up 17% of its $4.57B portfolio in Q4 2019.
  • Pinnacle Associates opened 56 new positions and closed 49 in Q4 2019.
  • Pinnacle Associates's portfolio value rose 7.6% quarter-over-quarter to $4.57B.

Based on Pinnacle Associates's 13F filing for Q4 2019, filed 3 Feb 2020.