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Pinnacle Associates Portfolio holdings

AUM $9.16B
1-Year Est. Return 63.5%
This Fund
S&P 500
This Quarter Est. Return
-0.51%
1 Year Est. Return
+63.5%
3 Year Est. Return
+138.65%
5 Year Est. Return
+164.85%
10 Year Est. Return
+932.39%
AUM
$4.91B
AUM Growth
-$212M
Cap. Flow
-$116M
Cap. Flow %
-2.36%
Top 10 Hldgs %
20.73%
Holding
646
New
34
Increased
221
Reduced
321
Closed
23

Top Buys

Rank Stock Value
1
FWONK icon
Liberty Media Series C
FWONK
+$27.5M
2
PLCM
POLYCOM INC
PLCM
+$14.9M
3
AGN
Allergan plc
AGN
+$12.3M
4
IRDM icon
Iridium Communications
IRDM
+$10.4M
5
AMCX icon
AMC Global Media
AMCX
+$9.04M

Top Sells

Rank Stock Value
1
MOS icon
The Mosaic Company
MOS
+$29.4M
2
FWONA icon
Liberty Media Series A
FWONA
+$27.4M
3
REGN icon
Regeneron Pharmaceuticals
REGN
+$18.5M
4
RFMD
RF MICRO DEVICES INC
RFMD
+$17M
5
LVLT
Level 3 Communications Inc
LVLT
+$16.6M

Sector Composition

Rank Sector Weight
1 Industrials 14.25%
2 Healthcare 12.75%
3 Communication Services 12.66%
4 Technology 12.17%
5 Consumer Discretionary 7.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EGIO
601
DELISTED
Edgio, Inc. Common Stock
EGIO
$107K ﹤0.01%
1,150
-30
-3% -$3.06K
SBS icon
602
Sabesp
SBS
$18.3B
$97K ﹤0.01%
61,878
– –
RAD
603
DELISTED
Rite Aid Corporation
RAD
$97K ﹤0.01%
999
+90
+10% +$11.6K
VSTM icon
604
Verastem
VSTM
$615M
$92K ﹤0.01%
900
-42
-4% -$4.41K
DRYS
605
DELISTED
DryShips Inc. Common Stock
DRYS
– –
0
– –
AUY
606
DELISTED
Yamana Gold, Inc.
AUY
$68K ﹤0.01%
11,342
+1,000
+10% +$7.97K
S
607
DELISTED
Sprint Corporation
S
$68K ﹤0.01%
10,727
-125,955
-92% -$857K
LYG icon
608
Lloyds Banking Group
LYG
$89B
$67K ﹤0.01%
13,300
-308
-2% -$1.55K
TRQ
609
DELISTED
Turquoise Hill Resources Ltd
TRQ
$67K ﹤0.01%
1,800
-220
-11% -$7.75K
CIM
610
Chimera Investment
CIM
$980M
$57K ﹤0.01%
1,247
+200
+19% +$9.63K
ALU
611
DELISTED
Alcatel-Lucent
ALU
$57K ﹤0.01%
18,765
-86
-0.5% -$293
SRNE
612
DELISTED
Sorrento Therapeutics, Inc.
SRNE
$53K ﹤0.01%
11,700
– –
ZNGA
613
DELISTED
ZYNGA INC. CL A COMMON
ZNGA
$43K ﹤0.01%
16,000
-88,400
-85% -$265K
KMI.WS
614
DELISTED
Kinder Morgan Inc
KMI.WS
$43K ﹤0.01%
11,913
– –
ANR
615
DELISTED
Alpha Natural Resources Inc
ANR
$41K ﹤0.01%
16,672
-850
-5% -$2.93K
CRWN
616
DELISTED
CROWN MEDIA HOLDINGS INC CL-A
CRWN
$39K ﹤0.01%
12,300
-970
-7% -$3.31K
RBBN icon
617
Ribbon Communications
RBBN
$367M
$34K ﹤0.01%
2,000
– –
MUX icon
618
McEwen Inc
MUX
$1.18B
$20K ﹤0.01%
1,005
-76
-7% -$2.03K
APP
619
DELISTED
AMERICAN APPAREL INC COM
APP
$8K ﹤0.01%
+10,000
New +$9.43K
BDC icon
620
Belden
BDC
$5.28B
– –
-3,050
Closed -$238K
CPB icon
621
Campbell Soup
CPB
$6.69B
– –
-4,385
Closed -$201K
GATX icon
622
GATX Corp
GATX
$6.23B
– –
-55,371
Closed -$3.71M
GGB icon
623
Gerdau
GGB
$9.74B
– –
-37,548
Closed -$176K
GLNG icon
624
Golar LNG
GLNG
$5.16B
– –
-91,230
Closed -$5.48M
IBB icon
625
iShares Biotechnology ETF
IBB
$9.82B
– –
-9,375
Closed -$803K
22 23 24
25
26

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SFM
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HKAM
Horizon Kinetics Asset Management New York $9.23B AUM 27.52% 1-Year Est. Return
SUT
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VAS
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IAA
Independent Advisor Alliance Charlotte, North Carolina $9.32B AUM 33.19% 1-Year Est. Return
AI
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WPL
WINDACRE PARTNERSHIP LLC Houston, Texas $9.34B AUM 17.41% 1-Year Est. Return

Pinnacle Associates's Q3 2014 Portfolio in Review

As of Q3 2014, Pinnacle Associates held 646 positions worth $4.91B, down 4.1% from $5.12B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Pinnacle Associates's Q3 2014 filing shows 34 new, 221 increased, 321 reduced and 23 closed positions. Its largest new stake was Liberty Media Series C: 1,074,145 shares worth $27M. The largest sale was The Mosaic Company, an estimated $29.4M.

By sector, the portfolio is most concentrated in Industrials at 14% of assets, down from 15% a quarter earlier, followed by Healthcare and Communication Services.

  • Pinnacle Associates's largest Q3 2014 buy was Liberty Media Series C: 1,074,145 shares worth $27M.
  • Pinnacle Associates added most to Iridium Communications in Q3 2014, an estimated $10.4M increase.
  • Pinnacle Associates's biggest Q3 2014 reduction was The Mosaic Company, cutting an estimated $29.4M.
  • Pinnacle Associates fully exited Golar LNG in Q3 2014, selling an estimated $5.48M.
  • Pinnacle Associates's ten largest holdings make up 21% of its $4.91B portfolio in Q3 2014.
  • Pinnacle Associates opened 34 new positions and closed 23 in Q3 2014.
  • Pinnacle Associates's portfolio value fell 4.1% quarter-over-quarter to $4.91B.

Based on Pinnacle Associates's 13F filing for Q3 2014, filed 12 Nov 2014.