We are live on ! Find out more
PA

Pinnacle Associates Portfolio holdings

AUM $9.16B
1-Year Est. Return 63.5%
This Fund
S&P 500
This Quarter Est. Return
+13.47%
1 Year Est. Return
+63.5%
3 Year Est. Return
+138.65%
5 Year Est. Return
+164.85%
10 Year Est. Return
+932.39%
AUM
$4.57B
AUM Growth
+$321M
Cap. Flow
-$161M
Cap. Flow %
-3.53%
Top 10 Hldgs %
17.11%
Holding
760
New
56
Increased
232
Reduced
366
Closed
49

Top Buys

Rank Stock Value
1
COHR icon
Coherent
COHR
+$13.4M
2
CUB
Cubic Corporation
CUB
+$9.35M
3
PLUG icon
Plug Power
PLUG
+$8.17M
4
FARO
Faro Technologies
FARO
+$7.46M
5
AEIS icon
Advanced Energy
AEIS
+$6.95M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$23.4M
2
ALDR
Alder Biopharmaceuticals
ALDR
+$17M
3
ONCE
Spark Therapeutics, Inc. Common Stock
ONCE
+$15.8M
4
MDCO
Medicines Co
MDCO
+$15.3M
5
LRCX icon
Lam Research
LRCX
+$14.5M

Sector Composition

Rank Sector Weight
1 Technology 23.18%
2 Healthcare 12.25%
3 Communication Services 11.33%
4 Industrials 11.13%
5 Financials 8.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TDAY
576
USA Today Co
TDAY
$997M
$360K 0.01%
+56,478
New +$414K
SPSB icon
577
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$10.8B
$356K 0.01%
11,545
– –
SPFF icon
578
Global X SuperIncome Preferred ETF
SPFF
$142M
$354K 0.01%
30,178
-1,010
-3% -$11.8K
AAPL icon
579
CALL
Apple
AAPL
$4.48T
$352K 0.01%
+4,800
New +$309K
KEY icon
580
KeyCorp
KEY
$24.3B
$350K 0.01%
17,307
-1,217
-7% -$23K
ADI icon
581
Analog Devices
ADI
$189B
$347K 0.01%
2,921
-296
-9% -$33.4K
WTPI
582
PUT
WisdomTree Equity Premium Income Fund
WTPI
$504M
$347K 0.01%
1,217,000
-138,000
-10% -$3.9M
IP icon
583
International Paper
IP
$22B
$345K 0.01%
7,913
-778
-9% -$32.6K
DOC
584
DELISTED
PHYSICIANS REALTY TRUST
DOC
$345K 0.01%
18,205
-450
-2% -$8.25K
CGC
585
Canopy Growth
CGC
$417M
$343K 0.01%
1,624
-35
-2% -$6.95K
INTF icon
586
iShares International Equity Factor ETF
INTF
$3.74B
$343K 0.01%
+12,670
New +$334K
AAL icon
587
American Airlines Group
AAL
$10.1B
$342K 0.01%
11,910
+700
+6% +$20K
AMD icon
588
Advanced Micro Devices
AMD
$767B
$338K 0.01%
+7,381
New +$272K
ARE icon
589
Alexandria Real Estate Equities
ARE
$8.38B
$338K 0.01%
+2,094
New +$330K
REGN icon
590
CALL
Regeneron Pharmaceuticals
REGN
$82.9B
$338K 0.01%
+900
New +$303K
GLPI icon
591
Gaming and Leisure Properties
GLPI
$12.4B
$336K 0.01%
7,797
– –
IYR icon
592
iShares US Real Estate ETF
IYR
$4.49B
$330K 0.01%
3,550
-50
-1% -$4.64K
MSI icon
593
Motorola Solutions
MSI
$77.6B
$330K 0.01%
2,050
+115
+6% +$18.9K
BIDU icon
594
Baidu
BIDU
$35.9B
$327K 0.01%
2,586
+361
+16% +$41K
PPG icon
595
PPG Industries
PPG
$25.8B
$327K 0.01%
2,450
-15
-0.6% -$1.9K
BHK icon
596
BlackRock Core Bond Trust
BHK
$664M
$325K 0.01%
22,305
-468
-2% -$6.76K
SMH icon
597
VanEck Semiconductor ETF
SMH
$70.7B
$325K 0.01%
4,600
– –
TMO icon
598
CALL
Thermo Fisher Scientific
TMO
$222B
$325K 0.01%
+1,000
New +$303K
SPY icon
599
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$809B
$322K 0.01%
+1,000
New +$308K
BRKL
600
DELISTED
Brookline Bancorp
BRKL
$321K 0.01%
19,500
– –
22 23
24
25 26

Similar funds

LCAM
London & Capital Asset Management London, United Kingdom $9.18B AUM 25.04% 1-Year Est. Return
SFM
Soros Fund Management New York $9.12B AUM 30.69% 1-Year Est. Return
HKAM
Horizon Kinetics Asset Management New York $9.23B AUM 27.52% 1-Year Est. Return
SUT
SC US (TTGP) Menlo Park, California $9.25B AUM 20.49% 1-Year Est. Return
VAS
Vestmark Advisory Solutions Wakefield, Massachusetts $9.02B AUM 20.58% 1-Year Est. Return
IAA
Independent Advisor Alliance Charlotte, North Carolina $9.32B AUM 33.19% 1-Year Est. Return
AI
Axiom Investors Greenwich, Connecticut $8.99B AUM 44.68% 1-Year Est. Return
WPL
WINDACRE PARTNERSHIP LLC Houston, Texas $9.34B AUM 17.41% 1-Year Est. Return

Pinnacle Associates's Q4 2019 Portfolio in Review

As of Q4 2019, Pinnacle Associates held 760 positions worth $4.57B, up 7.6% from $4.25B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Pinnacle Associates withdrew a net $161M in Q4 2019, closing 49 positions and reducing 366 holdings. Its most notable exit was Alder Biopharmaceuticals, an estimated $17M position sold in full.

By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 22% a quarter earlier, followed by Healthcare and Communication Services.

Against the trend, Pinnacle Associates opened a new position in Plug Power worth $8.49M.

  • Pinnacle Associates's largest Q4 2019 buy was Plug Power: 2,687,823 shares worth $8.49M.
  • Pinnacle Associates added most to Coherent in Q4 2019, an estimated $13.4M increase.
  • Pinnacle Associates's biggest Q4 2019 reduction was Apple, cutting an estimated $23.4M.
  • Pinnacle Associates fully exited Alder Biopharmaceuticals in Q4 2019, selling an estimated $17M.
  • Pinnacle Associates's ten largest holdings make up 17% of its $4.57B portfolio in Q4 2019.
  • Pinnacle Associates opened 56 new positions and closed 49 in Q4 2019.
  • Pinnacle Associates's portfolio value rose 7.6% quarter-over-quarter to $4.57B.

Based on Pinnacle Associates's 13F filing for Q4 2019, filed 3 Feb 2020.