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Pinnacle Associates Portfolio holdings

AUM $9.16B
1-Year Est. Return 63.5%
This Fund
S&P 500
This Quarter Est. Return
+13.47%
1 Year Est. Return
+63.5%
3 Year Est. Return
+138.65%
5 Year Est. Return
+164.85%
10 Year Est. Return
+932.39%
AUM
$4.57B
AUM Growth
+$321M
Cap. Flow
-$161M
Cap. Flow %
-3.53%
Top 10 Hldgs %
17.11%
Holding
760
New
56
Increased
232
Reduced
366
Closed
49

Top Buys

Rank Stock Value
1
COHR icon
Coherent
COHR
+$13.4M
2
CUB
Cubic Corporation
CUB
+$9.35M
3
PLUG icon
Plug Power
PLUG
+$8.17M
4
FARO
Faro Technologies
FARO
+$7.46M
5
AEIS icon
Advanced Energy
AEIS
+$6.95M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$23.4M
2
ALDR
Alder Biopharmaceuticals
ALDR
+$17M
3
ONCE
Spark Therapeutics, Inc. Common Stock
ONCE
+$15.8M
4
MDCO
Medicines Co
MDCO
+$15.3M
5
LRCX icon
Lam Research
LRCX
+$14.5M

Sector Composition

Rank Sector Weight
1 Technology 23.18%
2 Healthcare 12.25%
3 Communication Services 11.33%
4 Industrials 11.13%
5 Financials 8.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DLS icon
551
WisdomTree International SmallCap Dividend Fund
DLS
$1.07B
$456K 0.01%
6,418
– –
BXP icon
552
Boston Properties
BXP
$10.9B
$453K 0.01%
3,285
-110
-3% -$14.8K
PAA icon
553
Plains All American Pipeline
PAA
$16.5B
$440K 0.01%
23,950
-2,039
-8% -$37.5K
GRA
554
DELISTED
W.R. Grace & Co.
GRA
$440K 0.01%
6,302
-1,000
-14% -$67.1K
FLOT icon
555
iShares Floating Rate Bond ETF
FLOT
$10.5B
$439K 0.01%
8,626
-110
-1% -$5.6K
ING icon
556
ING
ING
$101B
$439K 0.01%
36,400
-580
-2% -$6.64K
GAM
557
General American Investors Company
GAM
$1.62B
$437K 0.01%
11,575
– –
EL icon
558
Estee Lauder
EL
$31.7B
$428K 0.01%
2,072
-160
-7% -$31.1K
B
559
Barrick Mining
B
$67.7B
$425K 0.01%
22,854
+525
+2% +$9.01K
BEN icon
560
Franklin Resources
BEN
$17B
$422K 0.01%
16,255
-725
-4% -$19.7K
BHC icon
561
Bausch Health
BHC
$2.33B
$420K 0.01%
14,050
-50
-0.4% -$1.3K
SIX
562
DELISTED
Six Flags Entertainment Corp.
SIX
$420K 0.01%
9,320
-50
-0.5% -$2.3K
AMC icon
563
AMC Entertainment Holdings
AMC
$2.14B
$418K 0.01%
5,776
-4,054
-41% -$357K
MLM icon
564
Martin Marietta Materials
MLM
$33.1B
$414K 0.01%
1,481
– –
NFRA icon
565
FlexShares STOXX Global Broad Infrastructure Index Fund
NFRA
$3.01B
$405K 0.01%
+7,525
New +$395K
SPB icon
566
Spectrum Brands
SPB
$2.03B
$402K 0.01%
+6,255
New +$354K
CPE
567
DELISTED
Callon Petroleum Company
CPE
$402K 0.01%
+8,318
New +$344K
INGR icon
568
Ingredion
INGR
$6.59B
$394K 0.01%
4,239
-301
-7% -$25.3K
XPO icon
569
XPO
XPO
$23.6B
$394K 0.01%
14,283
-868
-6% -$23.9K
MKC icon
570
McCormick & Company Non-Voting
MKC
$14.2B
$389K 0.01%
4,588
-294
-6% -$24.3K
VGT icon
571
Vanguard Information Technology ETF
VGT
$147B
$383K 0.01%
12,512
-2,000
-14% -$57.2K
MEAR icon
572
BlackRock Short Maturity Municipal Bond ETF
MEAR
$1.37B
$380K 0.01%
+7,580
New +$380K
MCK icon
573
McKesson
MCK
$105B
$374K 0.01%
2,705
+143
+6% +$20.2K
IDV icon
574
iShares International Select Dividend ETF
IDV
$8.52B
$372K 0.01%
11,094
+1,212
+12% +$38.9K
AMZN icon
575
CALL
Amazon
AMZN
$2.93T
$370K 0.01%
+4,000
New +$354K
21 22
23
24 25

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SFM
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SUT
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VAS
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IAA
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AI
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WPL
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PVI
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Pinnacle Associates's Q4 2019 Portfolio in Review

As of Q4 2019, Pinnacle Associates held 760 positions worth $4.57B, up 7.6% from $4.25B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Pinnacle Associates withdrew a net $161M in Q4 2019, closing 49 positions and reducing 366 holdings. Its most notable exit was Alder Biopharmaceuticals, an estimated $17M position sold in full.

By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 22% a quarter earlier, followed by Healthcare and Communication Services.

Against the trend, Pinnacle Associates opened a new position in Plug Power worth $8.49M.

  • Pinnacle Associates's largest Q4 2019 buy was Plug Power: 2,687,823 shares worth $8.49M.
  • Pinnacle Associates added most to Coherent in Q4 2019, an estimated $13.4M increase.
  • Pinnacle Associates's biggest Q4 2019 reduction was Apple, cutting an estimated $23.4M.
  • Pinnacle Associates fully exited Alder Biopharmaceuticals in Q4 2019, selling an estimated $17M.
  • Pinnacle Associates's ten largest holdings make up 17% of its $4.57B portfolio in Q4 2019.
  • Pinnacle Associates opened 56 new positions and closed 49 in Q4 2019.
  • Pinnacle Associates's portfolio value rose 7.6% quarter-over-quarter to $4.57B.

Based on Pinnacle Associates's 13F filing for Q4 2019, filed 3 Feb 2020.