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Pinnacle Associates Portfolio holdings

AUM $9.16B
1-Year Est. Return 63.5%
This Fund
S&P 500
This Quarter Est. Return
+4.15%
1 Year Est. Return
+63.5%
3 Year Est. Return
+138.65%
5 Year Est. Return
+164.85%
10 Year Est. Return
+932.39%
AUM
$5.2B
AUM Growth
-$219M
Cap. Flow
-$370M
Cap. Flow %
-7.11%
Top 10 Hldgs %
18.34%
Holding
708
New
42
Increased
173
Reduced
401
Closed
28

Top Buys

Rank Stock Value
1
ICPT
Intercept Pharmaceuticals, Inc.
ICPT
+$13.6M
2
ALK icon
Alaska Air
ALK
+$9.49M
3
DAL icon
Delta Air Lines
DAL
+$7.84M
4
MWA icon
Mueller Water Products
MWA
+$4.38M
5
BAC icon
Bank of America
BAC
+$3.31M

Top Sells

Rank Stock Value
1
LVLT
Level 3 Communications Inc
LVLT
+$45.4M
2
KITE
Kite Pharma, Inc.
KITE
+$42.2M
3
LRCX icon
Lam Research
LRCX
+$19.8M
4
RCL icon
Royal Caribbean
RCL
+$13.4M
5
QRVO icon
Qorvo
QRVO
+$11.1M

Sector Composition

Rank Sector Weight
1 Technology 20.94%
2 Communication Services 14.2%
3 Healthcare 13.83%
4 Industrials 9.95%
5 Financials 9.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCHZ icon
551
Schwab US Aggregate Bond ETF
SCHZ
$10.6B
$343K 0.01%
13,172
– –
ARII
552
DELISTED
American Railcar Industries, Inc.
ARII
$342K 0.01%
8,225
-575
-7% -$22.7K
BHF icon
553
Brighthouse Financial
BHF
$3.5B
$341K 0.01%
5,811
-3,842
-40% -$227K
GG
554
DELISTED
Goldcorp Inc
GG
$341K 0.01%
26,724
+12,210
+84% +$158K
DBEF icon
555
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$9.39B
$340K 0.01%
10,700
+2,325
+28% +$73.9K
TRP icon
556
TC Energy
TRP
$65.9B
$339K 0.01%
6,978
-299
-4% -$14.6K
PHG icon
557
Philips
PHG
$26.1B
$337K 0.01%
11,758
– –
CM icon
558
Canadian Imperial Bank of Commerce
CM
$108B
$329K 0.01%
6,762
-646
-9% -$29.4K
XLU icon
559
State Street Utilities Select Sector SPDR ETF
XLU
$22.7B
$329K 0.01%
12,506
-476
-4% -$13.1K
SRI icon
560
Stoneridge
SRI
$213M
$327K 0.01%
14,316
-11,184
-44% -$250K
PAG icon
561
Penske Automotive Group
PAG
$14.2B
$323K 0.01%
6,750
+350
+5% +$16.5K
NUAN
562
DELISTED
Nuance Communications, Inc.
NUAN
$319K 0.01%
+22,534
New +$303K
DOC
563
DELISTED
PHYSICIANS REALTY TRUST
DOC
$316K 0.01%
17,580
-1,650
-9% -$29.6K
JBSS icon
564
John B. Sanfilippo & Son
JBSS
$972M
$313K 0.01%
4,950
-150
-3% -$9.42K
OEF icon
565
iShares S&P 100 ETF
OEF
$20.5B
$309K 0.01%
2,605
+150
+6% +$17.3K
CODI icon
566
Compass Diversified
CODI
$828M
$308K 0.01%
18,155
+3,660
+25% +$62.8K
BRKL
567
DELISTED
Brookline Bancorp
BRKL
$306K 0.01%
19,500
– –
FTR
568
DELISTED
Frontier Communications Corp.
FTR
$303K 0.01%
44,804
-554
-1% -$5.17K
HCR
569
DELISTED
Hi-Crush Inc. Common Stock
HCR
$302K 0.01%
28,217
-1,243
-4% -$12.5K
BPK
570
DELISTED
Blackrock Muni 2018 Term Tr
BPK
$302K 0.01%
20,466
-1,396
-6% -$20.8K
GTN icon
571
Gray Television
GTN
$552M
$301K 0.01%
17,950
– –
EL icon
572
Estee Lauder
EL
$32B
$300K 0.01%
+2,355
New +$283K
DE icon
573
Deere & Co
DE
$168B
$298K 0.01%
+1,902
New +$266K
RDCM icon
574
Radcom
RDCM
$169M
$298K 0.01%
15,030
– –
UBS icon
575
UBS Group
UBS
$176B
$293K 0.01%
15,907
-283
-2% -$4.92K
21 22
23
24 25

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SFM
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HKAM
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SUT
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Pinnacle Associates's Q4 2017 Portfolio in Review

As of Q4 2017, Pinnacle Associates held 708 positions worth $5.2B, down 4% from $5.42B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Pinnacle Associates withdrew a net $370M in Q4 2017, closing 28 positions and reducing 401 holdings. Its most notable exit was Level 3 Communications Inc, an estimated $45.4M position sold in full.

By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 21% a quarter earlier, followed by Communication Services and Healthcare.

Against the trend, Pinnacle Associates opened a new position in Intercept Pharmaceuticals, Inc. worth $12.6M.

  • Pinnacle Associates's largest Q4 2017 buy was Intercept Pharmaceuticals, Inc.: 215,290 shares worth $12.6M.
  • Pinnacle Associates added most to Delta Air Lines in Q4 2017, an estimated $7.84M increase.
  • Pinnacle Associates's biggest Q4 2017 reduction was Lam Research, cutting an estimated $19.8M.
  • Pinnacle Associates fully exited Level 3 Communications Inc in Q4 2017, selling an estimated $45.4M.
  • Pinnacle Associates's ten largest holdings make up 18% of its $5.2B portfolio in Q4 2017.
  • Pinnacle Associates opened 42 new positions and closed 28 in Q4 2017.
  • Pinnacle Associates's portfolio value fell 4% quarter-over-quarter to $5.2B.

Based on Pinnacle Associates's 13F filing for Q4 2017, filed 12 Feb 2018.