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Pinnacle Associates Portfolio holdings

AUM $9.16B
1-Year Est. Return 63.5%
This Fund
S&P 500
This Quarter Est. Return
+13.47%
1 Year Est. Return
+63.5%
3 Year Est. Return
+138.65%
5 Year Est. Return
+164.85%
10 Year Est. Return
+932.39%
AUM
$4.57B
AUM Growth
+$321M
Cap. Flow
-$161M
Cap. Flow %
-3.53%
Top 10 Hldgs %
17.11%
Holding
760
New
56
Increased
232
Reduced
366
Closed
49

Top Buys

Rank Stock Value
1
COHR icon
Coherent
COHR
+$13.4M
2
CUB
Cubic Corporation
CUB
+$9.35M
3
PLUG icon
Plug Power
PLUG
+$8.17M
4
FARO
Faro Technologies
FARO
+$7.46M
5
AEIS icon
Advanced Energy
AEIS
+$6.95M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$23.4M
2
ALDR
Alder Biopharmaceuticals
ALDR
+$17M
3
ONCE
Spark Therapeutics, Inc. Common Stock
ONCE
+$15.8M
4
MDCO
Medicines Co
MDCO
+$15.3M
5
LRCX icon
Lam Research
LRCX
+$14.5M

Sector Composition

Rank Sector Weight
1 Technology 23.18%
2 Healthcare 12.25%
3 Communication Services 11.33%
4 Industrials 11.13%
5 Financials 8.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LULU icon
526
lululemon athletica
LULU
$14.3B
$535K 0.01%
2,309
– –
TV icon
527
Televisa
TV
$1.49B
$532K 0.01%
45,375
-55,895
-55% -$619K
LBTYK icon
528
Liberty Global Class C
LBTYK
$3.41B
$529K 0.01%
24,276
-730
-3% -$16.4K
IWD icon
529
iShares Russell 1000 Value ETF
IWD
$84.1B
$523K 0.01%
3,831
+657
+21% +$86.6K
CBB.PRB
530
DELISTED
Cincinnati Bell Inc. DEP SHS
CBB.PRB
$514K 0.01%
10,828
+1,675
+18% +$60K
XOP icon
531
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.68B
$513K 0.01%
+5,413
New +$469K
SYY icon
532
Sysco
SYY
$40.4B
$510K 0.01%
5,968
+362
+6% +$29.3K
ECL icon
533
Ecolab
ECL
$79.8B
$508K 0.01%
2,634
+55
+2% +$10.4K
VMW
534
DELISTED
VMware, Inc
VMW
$501K 0.01%
+3,303
New +$518K
SONY icon
535
Sony
SONY
$139B
$496K 0.01%
36,465
-250
-0.7% -$3.12K
INDA icon
536
iShares MSCI India ETF
INDA
$6.6B
$495K 0.01%
14,070
+1,100
+8% +$37.7K
BSV icon
537
Vanguard Short-Term Bond ETF
BSV
$45.6B
$487K 0.01%
6,037
+2
+0% +$161
ITOT icon
538
iShares Core S&P Total US Stock Market ETF
ITOT
$97.5B
$485K 0.01%
6,672
+802
+14% +$55.8K
LUMN icon
539
Lumen
LUMN
$6.56B
$485K 0.01%
36,720
-6,011
-14% -$80.6K
GLOG
540
DELISTED
GASLOG LTD
GLOG
$483K 0.01%
49,297
+9,746
+25% +$111K
HSBC icon
541
HSBC
HSBC
$355B
$477K 0.01%
12,208
-202
-2% -$7.66K
CUBE icon
542
CubeSmart
CUBE
$9.22B
$468K 0.01%
14,851
+304
+2% +$9.76K
NP
543
DELISTED
Neenah, Inc. Common Stock
NP
$468K 0.01%
6,650
-200
-3% -$13.6K
ZTS icon
544
Zoetis
ZTS
$30.9B
$467K 0.01%
3,529
– –
DIAX
545
DELISTED
Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX
$465K 0.01%
26,309
-967
-4% -$17.2K
WMB icon
546
Williams Companies
WMB
$88.5B
$465K 0.01%
19,623
-16,589
-46% -$380K
AGN
547
DELISTED
Allergan plc
AGN
$462K 0.01%
2,416
-596
-20% -$108K
AMCX icon
548
AMC Global Media
AMCX
$486M
$459K 0.01%
11,617
-4,825
-29% -$203K
CRWD icon
549
CALL
CrowdStrike
CRWD
$225B
$459K 0.01%
+36,800
New +$483K
NRK icon
550
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$921M
$459K 0.01%
33,805
– –
20 21
22
23 24

Similar funds

LCAM
London & Capital Asset Management London, United Kingdom $9.18B AUM 25.04% 1-Year Est. Return
SFM
Soros Fund Management New York $9.12B AUM 30.69% 1-Year Est. Return
SUT
SC US (TTGP) Menlo Park, California $9.25B AUM 20.49% 1-Year Est. Return
VAS
Vestmark Advisory Solutions Wakefield, Massachusetts $9.02B AUM 20.58% 1-Year Est. Return
IAA
Independent Advisor Alliance Charlotte, North Carolina $9.32B AUM 33.19% 1-Year Est. Return
AI
Axiom Investors Greenwich, Connecticut $8.99B AUM 44.68% 1-Year Est. Return
WPL
WINDACRE PARTNERSHIP LLC Houston, Texas $9.34B AUM 17.41% 1-Year Est. Return
PVI
Partners Value Investments Hamilton, Bermuda $9.34B AUM 12.2% 1-Year Est. Return

Pinnacle Associates's Q4 2019 Portfolio in Review

As of Q4 2019, Pinnacle Associates held 760 positions worth $4.57B, up 7.6% from $4.25B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Pinnacle Associates withdrew a net $161M in Q4 2019, closing 49 positions and reducing 366 holdings. Its most notable exit was Alder Biopharmaceuticals, an estimated $17M position sold in full.

By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 22% a quarter earlier, followed by Healthcare and Communication Services.

Against the trend, Pinnacle Associates opened a new position in Plug Power worth $8.49M.

  • Pinnacle Associates's largest Q4 2019 buy was Plug Power: 2,687,823 shares worth $8.49M.
  • Pinnacle Associates added most to Coherent in Q4 2019, an estimated $13.4M increase.
  • Pinnacle Associates's biggest Q4 2019 reduction was Apple, cutting an estimated $23.4M.
  • Pinnacle Associates fully exited Alder Biopharmaceuticals in Q4 2019, selling an estimated $17M.
  • Pinnacle Associates's ten largest holdings make up 17% of its $4.57B portfolio in Q4 2019.
  • Pinnacle Associates opened 56 new positions and closed 49 in Q4 2019.
  • Pinnacle Associates's portfolio value rose 7.6% quarter-over-quarter to $4.57B.

Based on Pinnacle Associates's 13F filing for Q4 2019, filed 3 Feb 2020.