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Pinnacle Associates Portfolio holdings

AUM $9.16B
1-Year Est. Return 63.5%
This Fund
S&P 500
This Quarter Est. Return
+4.15%
1 Year Est. Return
+63.5%
3 Year Est. Return
+138.65%
5 Year Est. Return
+164.85%
10 Year Est. Return
+932.39%
AUM
$5.2B
AUM Growth
-$219M
Cap. Flow
-$370M
Cap. Flow %
-7.11%
Top 10 Hldgs %
18.34%
Holding
708
New
42
Increased
173
Reduced
401
Closed
28

Top Buys

Rank Stock Value
1
ICPT
Intercept Pharmaceuticals, Inc.
ICPT
+$13.6M
2
ALK icon
Alaska Air
ALK
+$9.49M
3
DAL icon
Delta Air Lines
DAL
+$7.84M
4
MWA icon
Mueller Water Products
MWA
+$4.38M
5
BAC icon
Bank of America
BAC
+$3.31M

Top Sells

Rank Stock Value
1
LVLT
Level 3 Communications Inc
LVLT
+$45.4M
2
KITE
Kite Pharma, Inc.
KITE
+$42.2M
3
LRCX icon
Lam Research
LRCX
+$19.8M
4
RCL icon
Royal Caribbean
RCL
+$13.4M
5
QRVO icon
Qorvo
QRVO
+$11.1M

Sector Composition

Rank Sector Weight
1 Technology 20.94%
2 Communication Services 14.2%
3 Healthcare 13.83%
4 Industrials 9.95%
5 Financials 9.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FMS icon
526
Fresenius Medical Care
FMS
$12.9B
$406K 0.01%
7,732
– –
PF
527
DELISTED
Pinnacle Foods, Inc.
PF
$404K 0.01%
6,800
+1,250
+23% +$70.4K
ALV icon
528
Autoliv
ALV
$9B
$400K 0.01%
4,367
– –
CBOE icon
529
Cboe Global Markets
CBOE
$29.9B
$399K 0.01%
3,206
-931
-23% -$109K
GAM
530
General American Investors Company
GAM
$1.61B
$398K 0.01%
11,575
– –
GLPI icon
531
Gaming and Leisure Properties
GLPI
$12.8B
$398K 0.01%
10,747
-1,600
-13% -$58.3K
SPB icon
532
Spectrum Brands
SPB
$2.07B
$395K 0.01%
3,518
-369
-9% -$40.3K
VUG icon
533
Vanguard Morningstar Growth ETF
VUG
$230B
$393K 0.01%
16,776
+756
+5% +$17.4K
SVC
534
Service Properties Trust
SVC
$1.07B
$390K 0.01%
2,610
-130
-5% -$19.1K
FHN icon
535
First Horizon
FHN
$12.1B
$382K 0.01%
+19,115
New +$368K
BKU icon
536
Bankunited
BKU
$3.36B
$376K 0.01%
+9,225
New +$336K
RSP icon
537
Invesco S&P 500 Equal Weight ETF
RSP
$99.1B
$375K 0.01%
3,710
+375
+11% +$36.8K
LOMA
538
Loma Negra
LOMA
$1.22B
$374K 0.01%
+16,225
New +$358K
ACGL icon
539
Arch Capital
ACGL
$33.6B
$369K 0.01%
12,198
-1,305
-10% -$41.7K
IP icon
540
International Paper
IP
$22B
$367K 0.01%
6,681
-663
-9% -$35.6K
SIRI icon
541
SiriusXM
SIRI
$10.1B
$367K 0.01%
6,854
– –
AEM icon
542
Agnico Eagle Mines
AEM
$90.5B
$366K 0.01%
7,936
-184
-2% -$8.21K
FLG
543
Flagstar Bank National Association
FLG
$5.82B
$366K 0.01%
9,363
– –
XLV icon
544
State Street Health Care Select Sector SPDR ETF
XLV
$43.3B
$364K 0.01%
4,397
+148
+3% +$12.2K
IYR icon
545
iShares US Real Estate ETF
IYR
$4.57B
$360K 0.01%
4,450
– –
NEM icon
546
Newmont
NEM
$119B
$357K 0.01%
9,508
-1,025
-10% -$37.7K
TD icon
547
Toronto Dominion Bank
TD
$200B
$354K 0.01%
6,045
-1,000
-14% -$57.1K
JCI icon
548
Johnson Controls International
JCI
$92.2B
$351K 0.01%
9,215
-11,330
-55% -$443K
ETP
549
DELISTED
Energy Transfer Partners, L.P.
ETP
$350K 0.01%
19,517
-21,278
-52% -$367K
MTRN icon
550
Materion
MTRN
$6.04B
$345K 0.01%
7,100
-8,575
-55% -$408K
20 21
22
23 24

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SFM
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HKAM
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SUT
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VAS
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IAA
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Pinnacle Associates's Q4 2017 Portfolio in Review

As of Q4 2017, Pinnacle Associates held 708 positions worth $5.2B, down 4% from $5.42B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Pinnacle Associates withdrew a net $370M in Q4 2017, closing 28 positions and reducing 401 holdings. Its most notable exit was Level 3 Communications Inc, an estimated $45.4M position sold in full.

By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 21% a quarter earlier, followed by Communication Services and Healthcare.

Against the trend, Pinnacle Associates opened a new position in Intercept Pharmaceuticals, Inc. worth $12.6M.

  • Pinnacle Associates's largest Q4 2017 buy was Intercept Pharmaceuticals, Inc.: 215,290 shares worth $12.6M.
  • Pinnacle Associates added most to Delta Air Lines in Q4 2017, an estimated $7.84M increase.
  • Pinnacle Associates's biggest Q4 2017 reduction was Lam Research, cutting an estimated $19.8M.
  • Pinnacle Associates fully exited Level 3 Communications Inc in Q4 2017, selling an estimated $45.4M.
  • Pinnacle Associates's ten largest holdings make up 18% of its $5.2B portfolio in Q4 2017.
  • Pinnacle Associates opened 42 new positions and closed 28 in Q4 2017.
  • Pinnacle Associates's portfolio value fell 4% quarter-over-quarter to $5.2B.

Based on Pinnacle Associates's 13F filing for Q4 2017, filed 12 Feb 2018.