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Pinnacle Associates Portfolio holdings

AUM $9.16B
1-Year Est. Return 63.5%
This Fund
S&P 500
This Quarter Est. Return
+25.53%
1 Year Est. Return
+63.5%
3 Year Est. Return
+138.65%
5 Year Est. Return
+164.85%
10 Year Est. Return
+932.39%
AUM
$4.92B
AUM Growth
+$714M
Cap. Flow
-$137M
Cap. Flow %
-2.79%
Top 10 Hldgs %
19.76%
Holding
723
New
46
Increased
218
Reduced
364
Closed
20

Top Buys

Rank Stock Value
1
JNJ icon
Johnson & Johnson
JNJ
+$13.8M
2
TLS icon
Telos
TLS
+$8.88M
3
MSGS icon
Madison Square Garden
MSGS
+$6.53M
4
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$6.45M
5
RCL icon
Royal Caribbean
RCL
+$6.21M

Top Sells

Rank Stock Value
1
PLUG icon
Plug Power
PLUG
+$46M
2
LRCX icon
Lam Research
LRCX
+$18.3M
3
AAPL icon
Apple
AAPL
+$11.9M
4
QRVO icon
Qorvo
QRVO
+$4.97M
5
SGEN
Seagen Inc. Common Stock
SGEN
+$3.84M

Sector Composition

Rank Sector Weight
1 Technology 25.69%
2 Healthcare 12.91%
3 Industrials 12.51%
4 Communication Services 9.4%
5 Consumer Discretionary 7.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ROKU icon
501
Roku
ROKU
$22.4B
$535K 0.01%
1,610
-600
-27% -$157K
CHKP icon
502
Check Point Software Technologies
CHKP
$13.1B
$532K 0.01%
4,000
– –
WY icon
503
Weyerhaeuser
WY
$17.7B
$529K 0.01%
15,767
-1,189
-7% -$35.8K
NTRS icon
504
Northern Trust
NTRS
$35B
$527K 0.01%
5,659
-826
-13% -$72.9K
USFR
505
DELISTED
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
$527K 0.01%
21,001
-5,834
-22% -$146K
NTR icon
506
Nutrien
NTR
$31.8B
$524K 0.01%
10,883
– –
SIRI icon
507
SiriusXM
SIRI
$9.49B
$522K 0.01%
8,202
– –
SPTS icon
508
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
$6.11B
$521K 0.01%
16,967
-7,925
-32% -$243K
OTIS icon
509
Otis Worldwide
OTIS
$27.9B
$516K 0.01%
7,639
-94
-1% -$6.1K
BGT icon
510
BlackRock Floating Rate Income Trust
BGT
$330M
$511K 0.01%
43,380
-9,994
-19% -$116K
BSV icon
511
Vanguard Short-Term Bond ETF
BSV
$45.6B
$511K 0.01%
6,165
+455
+8% +$37.7K
CCL icon
512
Carnival Corporation Ltd
CCL
$37.9B
$510K 0.01%
23,532
-6,251
-21% -$111K
TCF
513
DELISTED
TCF Financial Corporation Common Stock
TCF
$510K 0.01%
13,763
-1,150
-8% -$36.6K
NP
514
DELISTED
Neenah, Inc. Common Stock
NP
$508K 0.01%
9,175
+1,075
+13% +$49.4K
VOYA icon
515
Voya Financial
VOYA
$8.98B
$502K 0.01%
8,530
+525
+7% +$28.5K
ALC icon
516
Alcon
ALC
$35.2B
$499K 0.01%
7,558
-369
-5% -$23.1K
CRNC icon
517
Cerence
CRNC
$382M
$497K 0.01%
+4,951
New +$369K
VTEB icon
518
Vanguard Tax-Exempt Bond Index Fund
VTEB
$46B
$492K 0.01%
8,916
-2,015
-18% -$110K
PGX icon
519
Invesco Preferred ETF
PGX
$3.77B
$491K 0.01%
32,179
-3,395
-10% -$50.9K
AMT icon
520
American Tower
AMT
$79.9B
$489K 0.01%
2,176
+216
+11% +$50.2K
CGC
521
Canopy Growth
CGC
$431M
$487K 0.01%
1,975
+795
+67% +$181K
VTIP icon
522
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.8B
$486K 0.01%
9,504
+100
+1% +$5.09K
VCR icon
523
Vanguard Consumer Discretionary ETF
VCR
$6.07B
$482K 0.01%
1,750
– –
NEM icon
524
Newmont
NEM
$126B
$477K 0.01%
7,962
+26
+0.3% +$1.6K
SNV
525
DELISTED
Synovus
SNV
$477K 0.01%
14,746
-844
-5% -$24.4K
19 20
21
22 23

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SFM
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SUT
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VAS
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IAA
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AI
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WPL
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PVI
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Pinnacle Associates's Q4 2020 Portfolio in Review

As of Q4 2020, Pinnacle Associates held 723 positions worth $4.92B, up 17% from $4.21B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Pinnacle Associates's Q4 2020 filing shows 46 new, 218 increased, 364 reduced and 20 closed positions. Its largest new stake was Telos: 372,190 shares worth $12.3M. The largest sale was Plug Power, an estimated $46M.

By sector, the portfolio is most concentrated in Technology at 26% of assets, up from 25% a quarter earlier, followed by Healthcare and Industrials.

  • Pinnacle Associates's largest Q4 2020 buy was Telos: 372,190 shares worth $12.3M.
  • Pinnacle Associates added most to Johnson & Johnson in Q4 2020, an estimated $13.8M increase.
  • Pinnacle Associates's biggest Q4 2020 reduction was Plug Power, cutting an estimated $46M.
  • Pinnacle Associates fully exited Energizer Holdings, Inc. 7.50% Series A Mandatory Convertible Preferred Stock in Q4 2020, selling an estimated $2.32M.
  • Pinnacle Associates's ten largest holdings make up 20% of its $4.92B portfolio in Q4 2020.
  • Pinnacle Associates opened 46 new positions and closed 20 in Q4 2020.
  • Pinnacle Associates's portfolio value rose 17% quarter-over-quarter to $4.92B.

Based on Pinnacle Associates's 13F filing for Q4 2020, filed 26 Jan 2021.