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Pinnacle Associates Portfolio holdings

AUM $9.16B
1-Year Est. Return 63.5%
This Fund
S&P 500
This Quarter Est. Return
+13.47%
1 Year Est. Return
+63.5%
3 Year Est. Return
+138.65%
5 Year Est. Return
+164.85%
10 Year Est. Return
+932.39%
AUM
$4.57B
AUM Growth
+$321M
Cap. Flow
-$161M
Cap. Flow %
-3.53%
Top 10 Hldgs %
17.11%
Holding
760
New
56
Increased
232
Reduced
366
Closed
49

Top Buys

Rank Stock Value
1
COHR icon
Coherent
COHR
+$13.4M
2
CUB
Cubic Corporation
CUB
+$9.35M
3
PLUG icon
Plug Power
PLUG
+$8.17M
4
FARO
Faro Technologies
FARO
+$7.46M
5
AEIS icon
Advanced Energy
AEIS
+$6.95M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$23.4M
2
ALDR
Alder Biopharmaceuticals
ALDR
+$17M
3
ONCE
Spark Therapeutics, Inc. Common Stock
ONCE
+$15.8M
4
MDCO
Medicines Co
MDCO
+$15.3M
5
LRCX icon
Lam Research
LRCX
+$14.5M

Sector Composition

Rank Sector Weight
1 Technology 23.18%
2 Healthcare 12.25%
3 Communication Services 11.33%
4 Industrials 11.13%
5 Financials 8.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PFXF icon
501
VanEck Preferred Securities ex Financials ETF
PFXF
$2.44B
$628K 0.01%
31,067
+4
+0% +$80
UL icon
502
Unilever
UL
$134B
$622K 0.01%
9,671
+645
+7% +$42.8K
BGT icon
503
BlackRock Floating Rate Income Trust
BGT
$330M
$613K 0.01%
47,661
+1,105
+2% +$13.8K
EMN icon
504
Eastman Chemical
EMN
$8.54B
$612K 0.01%
7,726
-50
-0.6% -$3.85K
PGX icon
505
Invesco Preferred ETF
PGX
$3.76B
$606K 0.01%
40,405
+875
+2% +$13.1K
SCHF icon
506
Schwab International Equity ETF
SCHF
$68.5B
$599K 0.01%
35,632
-182
-0.5% -$3K
SIFY
507
Sify Technologies
SIFY
$1.12B
$598K 0.01%
81,023
-14,650
-15% -$117K
COHR
508
DELISTED
Coherent Inc
COHR
$595K 0.01%
3,575
-200
-5% -$31K
SPG icon
509
Simon Property Group
SPG
$71.3B
$593K 0.01%
3,978
-242
-6% -$36.3K
HELE icon
510
Helen of Troy
HELE
$679M
$586K 0.01%
3,260
– –
HUM icon
511
Humana
HUM
$45B
$584K 0.01%
1,593
+50
+3% +$15.9K
VTV icon
512
Vanguard Morningstar Value ETF
VTV
$192B
$581K 0.01%
4,852
+1,173
+32% +$135K
WTRG icon
513
Essential Utilities
WTRG
$11.3B
$579K 0.01%
12,329
-10,998
-47% -$495K
TXNM
514
TXNM Energy Inc
TXNM
$5.9B
$573K 0.01%
11,308
-400
-3% -$20.1K
WY icon
515
Weyerhaeuser
WY
$18B
$571K 0.01%
18,908
-720
-4% -$20.9K
DNKN
516
DELISTED
Dunkin' Brands Group, Inc.
DNKN
$565K 0.01%
7,486
+3,910
+109% +$295K
LIN icon
517
Linde
LIN
$226B
$563K 0.01%
2,643
-290
-10% -$58.4K
VSS icon
518
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11.9B
$557K 0.01%
5,012
-28
-0.6% -$2.99K
TEAM icon
519
Atlassian
TEAM
$39.1B
$552K 0.01%
4,588
-825
-15% -$100K
IVOO icon
520
Vanguard S&P Mid-Cap 400 ETF
IVOO
$3.92B
$545K 0.01%
7,850
-1,960
-20% -$131K
ITB icon
521
iShares US Home Construction ETF
ITB
$2.4B
$542K 0.01%
12,194
-2,405
-16% -$107K
JD icon
522
JD.com
JD
$43.1B
$541K 0.01%
15,350
-750
-5% -$24.2K
FLG
523
Flagstar Bank National Association
FLG
$5.9B
$541K 0.01%
15,008
-666
-4% -$24.6K
AVGO icon
524
CALL
Broadcom
AVGO
$1.97T
$537K 0.01%
+17,000
New +$516K
IVW icon
525
iShares S&P 500 Growth ETF
IVW
$76.9B
$537K 0.01%
11,084
-424
-4% -$19.7K
19 20
21
22 23

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LCAM
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SFM
Soros Fund Management New York $9.12B AUM 30.69% 1-Year Est. Return
SUT
SC US (TTGP) Menlo Park, California $9.25B AUM 20.49% 1-Year Est. Return
VAS
Vestmark Advisory Solutions Wakefield, Massachusetts $9.02B AUM 20.58% 1-Year Est. Return
IAA
Independent Advisor Alliance Charlotte, North Carolina $9.32B AUM 33.19% 1-Year Est. Return
AI
Axiom Investors Greenwich, Connecticut $8.99B AUM 44.68% 1-Year Est. Return
WPL
WINDACRE PARTNERSHIP LLC Houston, Texas $9.34B AUM 17.41% 1-Year Est. Return
PVI
Partners Value Investments Hamilton, Bermuda $9.34B AUM 12.2% 1-Year Est. Return

Pinnacle Associates's Q4 2019 Portfolio in Review

As of Q4 2019, Pinnacle Associates held 760 positions worth $4.57B, up 7.6% from $4.25B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Pinnacle Associates withdrew a net $161M in Q4 2019, closing 49 positions and reducing 366 holdings. Its most notable exit was Alder Biopharmaceuticals, an estimated $17M position sold in full.

By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 22% a quarter earlier, followed by Healthcare and Communication Services.

Against the trend, Pinnacle Associates opened a new position in Plug Power worth $8.49M.

  • Pinnacle Associates's largest Q4 2019 buy was Plug Power: 2,687,823 shares worth $8.49M.
  • Pinnacle Associates added most to Coherent in Q4 2019, an estimated $13.4M increase.
  • Pinnacle Associates's biggest Q4 2019 reduction was Apple, cutting an estimated $23.4M.
  • Pinnacle Associates fully exited Alder Biopharmaceuticals in Q4 2019, selling an estimated $17M.
  • Pinnacle Associates's ten largest holdings make up 17% of its $4.57B portfolio in Q4 2019.
  • Pinnacle Associates opened 56 new positions and closed 49 in Q4 2019.
  • Pinnacle Associates's portfolio value rose 7.6% quarter-over-quarter to $4.57B.

Based on Pinnacle Associates's 13F filing for Q4 2019, filed 3 Feb 2020.