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Pinnacle Associates Portfolio holdings

AUM $9.16B
1-Year Est. Return 63.5%
This Fund
S&P 500
This Quarter Est. Return
+4.15%
1 Year Est. Return
+63.5%
3 Year Est. Return
+138.65%
5 Year Est. Return
+164.85%
10 Year Est. Return
+932.39%
AUM
$5.2B
AUM Growth
-$219M
Cap. Flow
-$370M
Cap. Flow %
-7.11%
Top 10 Hldgs %
18.34%
Holding
708
New
42
Increased
173
Reduced
401
Closed
28

Top Buys

Rank Stock Value
1
ICPT
Intercept Pharmaceuticals, Inc.
ICPT
+$13.6M
2
ALK icon
Alaska Air
ALK
+$9.49M
3
DAL icon
Delta Air Lines
DAL
+$7.84M
4
MWA icon
Mueller Water Products
MWA
+$4.38M
5
BAC icon
Bank of America
BAC
+$3.31M

Top Sells

Rank Stock Value
1
LVLT
Level 3 Communications Inc
LVLT
+$45.4M
2
KITE
Kite Pharma, Inc.
KITE
+$42.2M
3
LRCX icon
Lam Research
LRCX
+$19.8M
4
RCL icon
Royal Caribbean
RCL
+$13.4M
5
QRVO icon
Qorvo
QRVO
+$11.1M

Sector Composition

Rank Sector Weight
1 Technology 20.94%
2 Communication Services 14.2%
3 Healthcare 13.83%
4 Industrials 9.95%
5 Financials 9.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ILCG icon
501
iShares Morningstar Growth ETF
ILCG
$3.28B
$490K 0.01%
15,660
+15
+0.1% +$458
NOC icon
502
Northrop Grumman
NOC
$81.2B
$487K 0.01%
1,586
+65
+4% +$19.5K
ERIC icon
503
Ericsson
ERIC
$33.3B
$486K 0.01%
72,800
-550
-0.7% -$3.43K
EWJ icon
504
iShares MSCI Japan ETF
EWJ
$22.8B
$486K 0.01%
8,114
+861
+12% +$50.5K
SLCA
505
DELISTED
U.S. SILICA HOLDINGS, INC.
SLCA
$480K 0.01%
14,755
+1,125
+8% +$35.9K
LCI
506
DELISTED
Lannett Company, Inc.
LCI
$480K 0.01%
5,173
-3,361
-39% -$328K
NP
507
DELISTED
Neenah, Inc. Common Stock
NP
$471K 0.01%
5,200
– –
IJT icon
508
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.41B
$460K 0.01%
5,404
+318
+6% +$26.6K
LOXO
509
DELISTED
Loxo Oncology, Inc
LOXO
$451K 0.01%
+5,360
New +$447K
IWD icon
510
iShares Russell 1000 Value ETF
IWD
$83.9B
$450K 0.01%
3,619
+644
+22% +$78K
D icon
511
Dominion Energy
D
$59.3B
$445K 0.01%
5,490
– –
LILAK icon
512
Liberty Latin America Class C
LILAK
$1.64B
$443K 0.01%
26,016
+3,152
+14% +$59.3K
B
513
Barrick Mining
B
$73.2B
$439K 0.01%
30,349
-14,015
-32% -$207K
GOV
514
DELISTED
Government Properties Income Trust
GOV
$438K 0.01%
23,600
-1,500
-6% -$28K
LSCC icon
515
Lattice Semiconductor
LSCC
$18.5B
$436K 0.01%
75,510
-3,700
-5% -$21.7K
TTWO icon
516
Take-Two Interactive
TTWO
$46.1B
$434K 0.01%
3,956
+165
+4% +$18K
VEON icon
517
VEON
VEON
$3.95B
$433K 0.01%
4,508
– –
UTHR icon
518
United Therapeutics
UTHR
$23.1B
$431K 0.01%
2,915
-1,060
-27% -$135K
AET
519
DELISTED
Aetna Inc
AET
$425K 0.01%
2,358
-179
-7% -$30.8K
AZN icon
520
AstraZeneca
AZN
$250B
$424K 0.01%
6,113
-380
-6% -$25.6K
OA
521
DELISTED
Orbital ATK, Inc.
OA
$422K 0.01%
3,212
+100
+3% +$13.3K
SHY icon
522
iShares 1-3 Year Treasury Bond ETF
SHY
$25.5B
$420K 0.01%
5,014
-49
-1% -$4.12K
XLNX
523
DELISTED
Xilinx Inc
XLNX
$419K 0.01%
6,216
+10
+0.2% +$709
ECL icon
524
Ecolab
ECL
$79.9B
$413K 0.01%
3,076
– –
UBP.PRG.CL
525
DELISTED
Urstadt Biddle Properties Inc. 6.75% Series G Cumulative Redeemable Preferred Stock, liquidation pre
UBP.PRG.CL
$407K 0.01%
15,475
-700
-4% -$18.4K
19 20
21
22 23

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SFM
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HKAM
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SUT
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VAS
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IAA
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AI
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Pinnacle Associates's Q4 2017 Portfolio in Review

As of Q4 2017, Pinnacle Associates held 708 positions worth $5.2B, down 4% from $5.42B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Pinnacle Associates withdrew a net $370M in Q4 2017, closing 28 positions and reducing 401 holdings. Its most notable exit was Level 3 Communications Inc, an estimated $45.4M position sold in full.

By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 21% a quarter earlier, followed by Communication Services and Healthcare.

Against the trend, Pinnacle Associates opened a new position in Intercept Pharmaceuticals, Inc. worth $12.6M.

  • Pinnacle Associates's largest Q4 2017 buy was Intercept Pharmaceuticals, Inc.: 215,290 shares worth $12.6M.
  • Pinnacle Associates added most to Delta Air Lines in Q4 2017, an estimated $7.84M increase.
  • Pinnacle Associates's biggest Q4 2017 reduction was Lam Research, cutting an estimated $19.8M.
  • Pinnacle Associates fully exited Level 3 Communications Inc in Q4 2017, selling an estimated $45.4M.
  • Pinnacle Associates's ten largest holdings make up 18% of its $5.2B portfolio in Q4 2017.
  • Pinnacle Associates opened 42 new positions and closed 28 in Q4 2017.
  • Pinnacle Associates's portfolio value fell 4% quarter-over-quarter to $5.2B.

Based on Pinnacle Associates's 13F filing for Q4 2017, filed 12 Feb 2018.