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Pinnacle Associates Portfolio holdings

AUM $9.16B
1-Year Est. Return 63.5%
This Fund
S&P 500
This Quarter Est. Return
+13.47%
1 Year Est. Return
+63.5%
3 Year Est. Return
+138.65%
5 Year Est. Return
+164.85%
10 Year Est. Return
+932.39%
AUM
$4.57B
AUM Growth
+$321M
Cap. Flow
-$161M
Cap. Flow %
-3.53%
Top 10 Hldgs %
17.11%
Holding
760
New
56
Increased
232
Reduced
366
Closed
49

Top Buys

Rank Stock Value
1
COHR icon
Coherent
COHR
+$13.4M
2
CUB
Cubic Corporation
CUB
+$9.35M
3
PLUG icon
Plug Power
PLUG
+$8.17M
4
FARO
Faro Technologies
FARO
+$7.46M
5
AEIS icon
Advanced Energy
AEIS
+$6.95M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$23.4M
2
ALDR
Alder Biopharmaceuticals
ALDR
+$17M
3
ONCE
Spark Therapeutics, Inc. Common Stock
ONCE
+$15.8M
4
MDCO
Medicines Co
MDCO
+$15.3M
5
LRCX icon
Lam Research
LRCX
+$14.5M

Sector Composition

Rank Sector Weight
1 Technology 23.18%
2 Healthcare 12.25%
3 Communication Services 11.33%
4 Industrials 11.13%
5 Financials 8.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HWM icon
476
Howmet Aerospace
HWM
$112B
$711K 0.02%
30,147
-6,147
-17% -$137K
KDP icon
477
Keurig Dr Pepper
KDP
$39.7B
$710K 0.02%
24,508
-718
-3% -$20.6K
SR icon
478
Spire
SR
$4.87B
$710K 0.02%
8,520
-50
-0.6% -$4.1K
GMAB icon
479
Genmab
GMAB
$19.2B
$709K 0.02%
31,766
– –
SHYD icon
480
VanEck Short High Yield Muni ETF
SHYD
$455M
$709K 0.02%
28,150
+15,850
+129% +$399K
SNV
481
DELISTED
Synovus
SNV
$709K 0.02%
18,074
-1,470
-8% -$54K
DE icon
482
Deere & Co
DE
$167B
$698K 0.02%
4,028
-6,050
-60% -$1.04M
VUG icon
483
Vanguard Morningstar Growth ETF
VUG
$228B
$696K 0.02%
22,926
+474
+2% +$13.7K
IXUS icon
484
iShares Core MSCI Total International Stock ETF
IXUS
$60.2B
$691K 0.02%
11,166
– –
TIF
485
DELISTED
Tiffany & Co.
TIF
$690K 0.02%
5,160
-615
-11% -$72.7K
BRK.A icon
486
Berkshire Hathaway Class A
BRK.A
$1.11T
$679K 0.01%
2
-2
-50% -$651K
HYD icon
487
VanEck High Yield Muni ETF
HYD
$4.4B
$678K 0.01%
10,592
+2,125
+25% +$136K
WBA
488
DELISTED
Walgreens Boots Alliance
WBA
$668K 0.01%
11,335
-197
-2% -$11.4K
TD icon
489
Toronto Dominion Bank
TD
$201B
$667K 0.01%
11,877
+25
+0.2% +$1.42K
AMRN
490
Amarin Corp
AMRN
$296M
$664K 0.01%
1,550
-436
-22% -$166K
CBOE icon
491
Cboe Global Markets
CBOE
$29.5B
$663K 0.01%
5,528
+1
+0% +$117
TSN icon
492
Tyson Foods
TSN
$19.9B
$659K 0.01%
7,236
-119
-2% -$10.2K
COR icon
493
Cencora
COR
$63.7B
$657K 0.01%
7,727
+790
+11% +$67.7K
VGIT icon
494
Vanguard Intermediate-Term Treasury ETF
VGIT
$42.4B
$655K 0.01%
9,935
+3,125
+46% +$207K
VLY icon
495
Valley National Bancorp
VLY
$8.16B
$655K 0.01%
57,164
– –
DOV icon
496
Dover
DOV
$28.1B
$650K 0.01%
5,642
-500
-8% -$53.6K
PCAR icon
497
PACCAR
PCAR
$69.8B
$646K 0.01%
12,251
+251
+2% +$12.9K
GVA icon
498
Granite Construction
GVA
$5.49B
$639K 0.01%
+23,110
New +$657K
BABA icon
499
CALL
Alibaba
BABA
$306B
$636K 0.01%
+3,000
New +$563K
ILCG icon
500
iShares Morningstar Growth ETF
ILCG
$3.25B
$628K 0.01%
14,945
+5
+0% +$199
18 19
20
21 22

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LCAM
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SFM
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SUT
SC US (TTGP) Menlo Park, California $9.25B AUM 20.49% 1-Year Est. Return
VAS
Vestmark Advisory Solutions Wakefield, Massachusetts $9.02B AUM 20.58% 1-Year Est. Return
IAA
Independent Advisor Alliance Charlotte, North Carolina $9.32B AUM 33.19% 1-Year Est. Return
AI
Axiom Investors Greenwich, Connecticut $8.99B AUM 44.68% 1-Year Est. Return
WPL
WINDACRE PARTNERSHIP LLC Houston, Texas $9.34B AUM 17.41% 1-Year Est. Return
PVI
Partners Value Investments Hamilton, Bermuda $9.34B AUM 12.2% 1-Year Est. Return

Pinnacle Associates's Q4 2019 Portfolio in Review

As of Q4 2019, Pinnacle Associates held 760 positions worth $4.57B, up 7.6% from $4.25B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Pinnacle Associates withdrew a net $161M in Q4 2019, closing 49 positions and reducing 366 holdings. Its most notable exit was Alder Biopharmaceuticals, an estimated $17M position sold in full.

By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 22% a quarter earlier, followed by Healthcare and Communication Services.

Against the trend, Pinnacle Associates opened a new position in Plug Power worth $8.49M.

  • Pinnacle Associates's largest Q4 2019 buy was Plug Power: 2,687,823 shares worth $8.49M.
  • Pinnacle Associates added most to Coherent in Q4 2019, an estimated $13.4M increase.
  • Pinnacle Associates's biggest Q4 2019 reduction was Apple, cutting an estimated $23.4M.
  • Pinnacle Associates fully exited Alder Biopharmaceuticals in Q4 2019, selling an estimated $17M.
  • Pinnacle Associates's ten largest holdings make up 17% of its $4.57B portfolio in Q4 2019.
  • Pinnacle Associates opened 56 new positions and closed 49 in Q4 2019.
  • Pinnacle Associates's portfolio value rose 7.6% quarter-over-quarter to $4.57B.

Based on Pinnacle Associates's 13F filing for Q4 2019, filed 3 Feb 2020.