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Pinnacle Associates Portfolio holdings

AUM $9.16B
1-Year Est. Return 63.5%
This Fund
S&P 500
This Quarter Est. Return
+4.15%
1 Year Est. Return
+63.5%
3 Year Est. Return
+138.65%
5 Year Est. Return
+164.85%
10 Year Est. Return
+932.39%
AUM
$5.2B
AUM Growth
-$219M
Cap. Flow
-$370M
Cap. Flow %
-7.11%
Top 10 Hldgs %
18.34%
Holding
708
New
42
Increased
173
Reduced
401
Closed
28

Top Buys

Rank Stock Value
1
ICPT
Intercept Pharmaceuticals, Inc.
ICPT
+$13.6M
2
ALK icon
Alaska Air
ALK
+$9.49M
3
DAL icon
Delta Air Lines
DAL
+$7.84M
4
MWA icon
Mueller Water Products
MWA
+$4.38M
5
BAC icon
Bank of America
BAC
+$3.31M

Top Sells

Rank Stock Value
1
LVLT
Level 3 Communications Inc
LVLT
+$45.4M
2
KITE
Kite Pharma, Inc.
KITE
+$42.2M
3
LRCX icon
Lam Research
LRCX
+$19.8M
4
RCL icon
Royal Caribbean
RCL
+$13.4M
5
QRVO icon
Qorvo
QRVO
+$11.1M

Sector Composition

Rank Sector Weight
1 Technology 20.94%
2 Communication Services 14.2%
3 Healthcare 13.83%
4 Industrials 9.95%
5 Financials 9.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FLOT icon
476
iShares Floating Rate Bond ETF
FLOT
$10.5B
$606K 0.01%
11,919
+1
+0% +$51
HCA icon
477
HCA Healthcare
HCA
$89.5B
$605K 0.01%
6,892
-220
-3% -$17.7K
AHL
478
DELISTED
ASPEN Insurance Holding Limited
AHL
$604K 0.01%
+14,875
New +$615K
OC icon
479
Owens Corning
OC
$12.2B
$598K 0.01%
+6,507
New +$548K
ASML icon
480
ASML
ASML
$673B
$593K 0.01%
3,410
– –
FRC
481
DELISTED
First Republic Bank
FRC
$585K 0.01%
6,756
-20
-0.3% -$1.9K
SYY icon
482
Sysco
SYY
$40.1B
$580K 0.01%
9,548
-472
-5% -$26.7K
LFCR icon
483
Lifecore Biomedical
LFCR
$179M
$574K 0.01%
45,550
-1,000
-2% -$12.6K
IPHI
484
DELISTED
INPHI CORPORATION
IPHI
$567K 0.01%
15,500
-900
-5% -$35.3K
HDV
485
iShares Core High Dividend ETF
HDV
$14.9B
$564K 0.01%
31,270
-5,365
-15% -$93.9K
AIG icon
486
American International
AIG
$40.5B
$559K 0.01%
9,385
-790
-8% -$48.5K
GRA
487
DELISTED
W.R. Grace & Co.
GRA
$554K 0.01%
7,902
– –
WY icon
488
Weyerhaeuser
WY
$18.2B
$546K 0.01%
15,494
-181
-1% -$6.4K
TAP icon
489
Molson Coors Class B
TAP
$7.88B
$545K 0.01%
6,637
+1,394
+27% +$113K
SKIS
490
DELISTED
Peak Resorts, Inc.
SKIS
$543K 0.01%
100,469
+4,500
+5% +$22.3K
BXP icon
491
Boston Properties
BXP
$10.8B
$538K 0.01%
4,135
-210
-5% -$26.3K
NRK icon
492
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$918M
$538K 0.01%
41,505
+11,661
+39% +$152K
DRI icon
493
Darden Restaurants
DRI
$24.8B
$525K 0.01%
5,470
-45
-0.8% -$3.8K
MLNX
494
DELISTED
Mellanox Technologies, Ltd.
MLNX
$521K 0.01%
8,050
+300
+4% +$15.9K
PCAR icon
495
PACCAR
PCAR
$69B
$519K 0.01%
10,950
– –
TEX icon
496
Terex
TEX
$7.58B
$514K 0.01%
10,667
-999
-9% -$46K
JD icon
497
JD.com
JD
$45.1B
$507K 0.01%
+12,240
New +$482K
FAX
498
abrdn Asia-Pacific Income Fund
FAX
$603M
$504K 0.01%
17,208
– –
SPFF icon
499
Global X SuperIncome Preferred ETF
SPFF
$142M
$492K 0.01%
40,451
-4,342
-10% -$53.6K
SCHF icon
500
Schwab International Equity ETF
SCHF
$68.4B
$491K 0.01%
28,842
-692
-2% -$11.8K
18 19
20
21 22

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SFM
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HKAM
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SUT
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VAS
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IAA
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AI
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WPL
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Pinnacle Associates's Q4 2017 Portfolio in Review

As of Q4 2017, Pinnacle Associates held 708 positions worth $5.2B, down 4% from $5.42B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Pinnacle Associates withdrew a net $370M in Q4 2017, closing 28 positions and reducing 401 holdings. Its most notable exit was Level 3 Communications Inc, an estimated $45.4M position sold in full.

By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 21% a quarter earlier, followed by Communication Services and Healthcare.

Against the trend, Pinnacle Associates opened a new position in Intercept Pharmaceuticals, Inc. worth $12.6M.

  • Pinnacle Associates's largest Q4 2017 buy was Intercept Pharmaceuticals, Inc.: 215,290 shares worth $12.6M.
  • Pinnacle Associates added most to Delta Air Lines in Q4 2017, an estimated $7.84M increase.
  • Pinnacle Associates's biggest Q4 2017 reduction was Lam Research, cutting an estimated $19.8M.
  • Pinnacle Associates fully exited Level 3 Communications Inc in Q4 2017, selling an estimated $45.4M.
  • Pinnacle Associates's ten largest holdings make up 18% of its $5.2B portfolio in Q4 2017.
  • Pinnacle Associates opened 42 new positions and closed 28 in Q4 2017.
  • Pinnacle Associates's portfolio value fell 4% quarter-over-quarter to $5.2B.

Based on Pinnacle Associates's 13F filing for Q4 2017, filed 12 Feb 2018.