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Pinnacle Associates Portfolio holdings

AUM $9.16B
1-Year Est. Return 63.5%
This Fund
S&P 500
This Quarter Est. Return
+13.47%
1 Year Est. Return
+63.5%
3 Year Est. Return
+138.65%
5 Year Est. Return
+164.85%
10 Year Est. Return
+932.39%
AUM
$4.57B
AUM Growth
+$321M
Cap. Flow
-$161M
Cap. Flow %
-3.53%
Top 10 Hldgs %
17.11%
Holding
760
New
56
Increased
232
Reduced
366
Closed
49

Top Buys

Rank Stock Value
1
COHR icon
Coherent
COHR
+$13.4M
2
CUB
Cubic Corporation
CUB
+$9.35M
3
PLUG icon
Plug Power
PLUG
+$8.17M
4
FARO
Faro Technologies
FARO
+$7.46M
5
AEIS icon
Advanced Energy
AEIS
+$6.95M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$23.4M
2
ALDR
Alder Biopharmaceuticals
ALDR
+$17M
3
ONCE
Spark Therapeutics, Inc. Common Stock
ONCE
+$15.8M
4
MDCO
Medicines Co
MDCO
+$15.3M
5
LRCX icon
Lam Research
LRCX
+$14.5M

Sector Composition

Rank Sector Weight
1 Technology 23.18%
2 Healthcare 12.25%
3 Communication Services 11.33%
4 Industrials 11.13%
5 Financials 8.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VCIT icon
451
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$67.6B
$838K 0.02%
9,175
– –
SMLF icon
452
iShares US Small Cap Equity Factor ETF
SMLF
$4.3B
$830K 0.02%
+19,350
New +$802K
F icon
453
Ford
F
$56.3B
$827K 0.02%
88,946
-661
-0.7% -$5.94K
SCHW
454
Charles Schwab
SCHW
$187B
$827K 0.02%
17,382
+3,285
+23% +$145K
GOL
455
DELISTED
Gol Linhas Aéreas Inteligentes S.A. American Depositary Shares (Each representing Ten Preferred Shares)
GOL
$815K 0.02%
45,117
+345
+0.8% +$5.87K
NTRS icon
456
Northern Trust
NTRS
$34.5B
$814K 0.02%
7,665
-7,490
-49% -$767K
LNC icon
457
Lincoln National
LNC
$8.59B
$790K 0.02%
13,395
+8,000
+148% +$471K
HIG icon
458
Hartford Financial Services
HIG
$38.3B
$787K 0.02%
12,953
-371
-3% -$22.3K
PHG icon
459
Philips
PHG
$26.7B
$783K 0.02%
20,192
+4,403
+28% +$159K
KRNT icon
460
Kornit Digital
KRNT
$786M
$781K 0.02%
22,810
+250
+1% +$8.29K
JNK icon
461
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.3B
$779K 0.02%
7,115
+7
+0.1% +$759
GUNR icon
462
FlexShares Global Upstream Natural Resources Index Fund
GUNR
$7.08B
$766K 0.02%
22,832
-1,385
-6% -$44.1K
IYH icon
463
iShares US Healthcare ETF
IYH
$3.76B
$755K 0.02%
17,500
– –
WCN
464
Waste Connections
WCN
$42.1B
$755K 0.02%
8,320
+1,455
+21% +$132K
LBAI
465
DELISTED
Lakeland Bancorp Inc
LBAI
$755K 0.02%
43,453
– –
NTR icon
466
Nutrien
NTR
$31.9B
$749K 0.02%
15,638
-535
-3% -$25.9K
GTN icon
467
Gray Television
GTN
$505M
$747K 0.02%
34,850
– –
IXC icon
468
iShares Global Energy ETF
IXC
$2.74B
$743K 0.02%
24,100
+250
+1% +$7.67K
DTE icon
469
DTE Energy
DTE
$28.3B
$741K 0.02%
6,707
-59
-0.9% -$6.36K
AGG icon
470
iShares Core US Aggregate Bond ETF
AGG
$138B
$739K 0.02%
6,576
-200
-3% -$22.5K
TSLA icon
471
Tesla
TSLA
$1.32T
$738K 0.02%
26,475
-7,740
-23% -$168K
SIRI icon
472
SiriusXM
SIRI
$9.69B
$724K 0.02%
10,123
-6,015
-37% -$405K
SDY icon
473
State Street SPDR S&P Dividend ETF
SDY
$22.1B
$722K 0.02%
6,716
+2
+0% +$210
MLPA icon
474
Global X MLP ETF
MLPA
$2.26B
$715K 0.02%
15,124
-151
-1% -$7.04K
HSY icon
475
Hershey
HSY
$36.4B
$711K 0.02%
4,838
+155
+3% +$23K
17 18
19
20 21

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LCAM
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SFM
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HKAM
Horizon Kinetics Asset Management New York $9.23B AUM 27.52% 1-Year Est. Return
SUT
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VAS
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IAA
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AI
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WPL
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Pinnacle Associates's Q4 2019 Portfolio in Review

As of Q4 2019, Pinnacle Associates held 760 positions worth $4.57B, up 7.6% from $4.25B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Pinnacle Associates withdrew a net $161M in Q4 2019, closing 49 positions and reducing 366 holdings. Its most notable exit was Alder Biopharmaceuticals, an estimated $17M position sold in full.

By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 22% a quarter earlier, followed by Healthcare and Communication Services.

Against the trend, Pinnacle Associates opened a new position in Plug Power worth $8.49M.

  • Pinnacle Associates's largest Q4 2019 buy was Plug Power: 2,687,823 shares worth $8.49M.
  • Pinnacle Associates added most to Coherent in Q4 2019, an estimated $13.4M increase.
  • Pinnacle Associates's biggest Q4 2019 reduction was Apple, cutting an estimated $23.4M.
  • Pinnacle Associates fully exited Alder Biopharmaceuticals in Q4 2019, selling an estimated $17M.
  • Pinnacle Associates's ten largest holdings make up 17% of its $4.57B portfolio in Q4 2019.
  • Pinnacle Associates opened 56 new positions and closed 49 in Q4 2019.
  • Pinnacle Associates's portfolio value rose 7.6% quarter-over-quarter to $4.57B.

Based on Pinnacle Associates's 13F filing for Q4 2019, filed 3 Feb 2020.