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Pinnacle Associates Portfolio holdings

AUM $9.16B
1-Year Est. Return 63.5%
This Fund
S&P 500
This Quarter Est. Return
+4.15%
1 Year Est. Return
+63.5%
3 Year Est. Return
+138.65%
5 Year Est. Return
+164.85%
10 Year Est. Return
+932.39%
AUM
$5.2B
AUM Growth
-$219M
Cap. Flow
-$370M
Cap. Flow %
-7.11%
Top 10 Hldgs %
18.34%
Holding
708
New
42
Increased
173
Reduced
401
Closed
28

Top Buys

Rank Stock Value
1
ICPT
Intercept Pharmaceuticals, Inc.
ICPT
+$13.6M
2
ALK icon
Alaska Air
ALK
+$9.49M
3
DAL icon
Delta Air Lines
DAL
+$7.84M
4
MWA icon
Mueller Water Products
MWA
+$4.38M
5
BAC icon
Bank of America
BAC
+$3.31M

Top Sells

Rank Stock Value
1
LVLT
Level 3 Communications Inc
LVLT
+$45.4M
2
KITE
Kite Pharma, Inc.
KITE
+$42.2M
3
LRCX icon
Lam Research
LRCX
+$19.8M
4
RCL icon
Royal Caribbean
RCL
+$13.4M
5
QRVO icon
Qorvo
QRVO
+$11.1M

Sector Composition

Rank Sector Weight
1 Technology 20.94%
2 Communication Services 14.2%
3 Healthcare 13.83%
4 Industrials 9.95%
5 Financials 9.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MRO
451
DELISTED
Marathon Oil Corporation
MRO
$727K 0.01%
42,925
-89,050
-67% -$1.32M
EXC icon
452
Exelon
EXC
$47B
$721K 0.01%
25,658
+34
+0.1% +$977
SCHB icon
453
Schwab US Broad Market ETF
SCHB
$44.9B
$706K 0.01%
65,700
-588
-0.9% -$6.17K
INAP
454
DELISTED
Internap Corporation
INAP
$703K 0.01%
+44,737
New +$760K
WPM icon
455
Wheaton Precious Metals
WPM
$60.9B
$697K 0.01%
31,511
-200
-0.6% -$4.17K
VOOG icon
456
Vanguard S&P 500 Growth ETF
VOOG
$27.3B
$692K 0.01%
30,300
– –
DTE icon
457
DTE Energy
DTE
$29.1B
$686K 0.01%
7,360
-323
-4% -$30.7K
DSL
458
DoubleLine Income Solutions Fund
DSL
$1.24B
$685K 0.01%
33,925
-2,825
-8% -$58.1K
XLY icon
459
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$23.8B
$685K 0.01%
13,874
-1,200
-8% -$56.5K
AX icon
460
Axos Financial
AX
$5.68B
$682K 0.01%
22,800
-2,150
-9% -$58.5K
IVE icon
461
iShares S&P 500 Value ETF
IVE
$49.8B
$680K 0.01%
5,956
– –
TPL icon
462
Texas Pacific Land
TPL
$23.5B
$670K 0.01%
13,500
-900
-6% -$41K
TIF
463
DELISTED
Tiffany & Co.
TIF
$661K 0.01%
6,361
– –
TT icon
464
Trane Technologies
TT
$106B
$659K 0.01%
7,385
-49
-0.7% -$4.32K
CHTR icon
465
Charter Communications
CHTR
$18.2B
$656K 0.01%
1,952
-24
-1% -$8.15K
AXTI icon
466
AXT Inc
AXTI
$5.8B
$653K 0.01%
75,000
-10,000
-12% -$91.4K
SDY icon
467
State Street SPDR S&P Dividend ETF
SDY
$22.1B
$653K 0.01%
6,913
+656
+10% +$61.5K
VOO icon
468
Vanguard S&P 500 ETF
VOO
$1.03T
$652K 0.01%
2,660
-200
-7% -$47.8K
PGX icon
469
Invesco Preferred ETF
PGX
$3.78B
$648K 0.01%
43,616
+504
+1% +$7.55K
EEB
470
DELISTED
Invesco BRIC ETF
EEB
$643K 0.01%
17,221
-1,650
-9% -$61.6K
VLY icon
471
Valley National Bancorp
VLY
$8.04B
$641K 0.01%
57,164
-1,100
-2% -$12.7K
GLOG
472
DELISTED
GASLOG LTD
GLOG
$630K 0.01%
28,313
-8,879
-24% -$163K
HSBC icon
473
HSBC
HSBC
$356B
$626K 0.01%
13,277
+415
+3% +$18.8K
CHI
474
Calamos Convertible Opportunities and Income Fund
CHI
$1.05B
$615K 0.01%
54,950
-3,150
-5% -$36.1K
CUBE icon
475
CubeSmart
CUBE
$9.41B
$615K 0.01%
21,263
-1,771
-8% -$49.5K
17 18
19
20 21

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SFM
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HKAM
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SUT
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VAS
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A
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IAA
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AI
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Pinnacle Associates's Q4 2017 Portfolio in Review

As of Q4 2017, Pinnacle Associates held 708 positions worth $5.2B, down 4% from $5.42B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Pinnacle Associates withdrew a net $370M in Q4 2017, closing 28 positions and reducing 401 holdings. Its most notable exit was Level 3 Communications Inc, an estimated $45.4M position sold in full.

By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 21% a quarter earlier, followed by Communication Services and Healthcare.

Against the trend, Pinnacle Associates opened a new position in Intercept Pharmaceuticals, Inc. worth $12.6M.

  • Pinnacle Associates's largest Q4 2017 buy was Intercept Pharmaceuticals, Inc.: 215,290 shares worth $12.6M.
  • Pinnacle Associates added most to Delta Air Lines in Q4 2017, an estimated $7.84M increase.
  • Pinnacle Associates's biggest Q4 2017 reduction was Lam Research, cutting an estimated $19.8M.
  • Pinnacle Associates fully exited Level 3 Communications Inc in Q4 2017, selling an estimated $45.4M.
  • Pinnacle Associates's ten largest holdings make up 18% of its $5.2B portfolio in Q4 2017.
  • Pinnacle Associates opened 42 new positions and closed 28 in Q4 2017.
  • Pinnacle Associates's portfolio value fell 4% quarter-over-quarter to $5.2B.

Based on Pinnacle Associates's 13F filing for Q4 2017, filed 12 Feb 2018.